Securities/Commodities/Exchanges Cases filed in the Seventh Circuit Courts
Rock Capital Markets, LLC v. Bank of Nova Scotia, New York Agency et al
as 1:2015cv08859
Plaintiff: Rock Capital Markets, LLC
Defendant: Bank of Nova Scotia, New York Agency, BMO Capital Markets Corp., BNP Paribas Securities Corp. and others
Cause Of Action: 15 U.S.C. § 25
Einspahr v. Groupon, Inc. et al Featured Case
as 1:2012cv02547
Plaintiff: Dennis Einspahr
Defendant: Groupon, Inc. , Jason E. Child , Joseph M. Del Preto and others
Cause Of Action: 15 U.S.C. § 77
Davis et al v. Kozlowski et al
as 1:2007cv00227
Plaintiff: Scott Davis, Scott Davis, Jay Korach and others
Defendant: Dennis Kozlowski, Mark H. Swartz, Mark A. Belnick and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Jaffe v. Household Intl Inc, et al We have downloadable decisions or orders for this case
as 1:2002cv05893
Plaintiff: Glickenhaus Institutional Group, Lawrence E Jaffe and Glickenhaus Inst Grp
Special Master: Phillip S. Stenger
Defendant: Household International Inc., Arthur Andersen, L.L.P., W F Aldinger and others
Respondent: Carl A. LaSusa and Wells Fargo & Company
Petitioner: Merrill Lynch Pierce Fenner & Smith Inc, State of Vermont and Kevin McDonald
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act

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