Securities/Commodities/Exchanges Cases filed in Oregon
Cases 81 - 90 of 121
Securities and Exchange Commission v. Wooh
as 3:2007cv00957
Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission and others
Defendant: Si Chan Wooh
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Grassmueck v. Rhodes
as 3:2007cv00840
Plaintiff: Michael A Grassmueck and Michael A Grassmueck
Defendant: Anne Leslie Rhodes
Cause Of Action: 28 U.S.C. § 1332 - Diversity: Securities & Exchange Commiss
Grassmueck v. Sprecher
as 3:2007cv00656
Plaintiff: Michael A Grassmueck and Michael A Grassmueck
Defendant: Dean A. Sprecher
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
Johnstone v. National Association of Securities Dealers, Inc et al
as 3:2007cv00424
Petitioner: Grant Johnstone and Grant Johnstone
Respondent: National Association of Securities Dealers, Inc and National Association of Securities Dealers, Inc
Intervenor: State of Oregon, DCBS and State of Oregon, DCBS
Cause Of Action: 28 U.S.C. § 2201 Declaratory Judgement
Zetlmaier v. Lewis et al
as 3:2007cv00016
Plaintiff: Paul Zetlmaier and Paul Zetlmaier
Defendant: Earl R. Lewis, Arne Almerfors, Stephen M. Bailey and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Hutton v. Lewis et al
as 3:2007cv00001
Plaintiff: Glenn Hutton and Glenn Hutton
Defendant: Earl R. Lewis, Arne Almefors, Stephen M. Bailey and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Larson v. Lewis et al
as 3:2006cv01865
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Edward J. Goodman Life Income Trust v. Lewis et al
as 3:2006cv01829
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Thompson v. Stewart
as 6:2006cv06040
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
United States Commodity Futures Trading Commission et al v. Rask
as 3:2006cv00162
Cause Of Action: 7 U.S.C. § 6 (b) Federal Commodity Exchange Regulation

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