Securities/Commodities/Exchanges Cases filed in the Ninth Circuit Courts
Cases 1 - 10 of 34
City of West Palm Beach Police Pension Fund v. Xponential Fitness, Inc. et al
as 8:2024cv01333
Defendant: Roth Capital Partners, LLC, BofA Securities, Inc., Jefferies LLC and others
Plaintiff: City of West Palm Beach Police Pension Fund
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Nowakowski v. AXT, Inc. et al We have downloadable decisions or orders for this case
as 3:2024cv02778
Plaintiff: Craig Nowakowski
Defendant: AXT Inc., Morris S. Young and Gary L. Fischer
Petitioner: Charles Grubb and Mandar Pattekar
Cook v. Black et al
as 3:2023cv04934
Plaintiff: Amy Cook
Defendant: Steven D. Black, Mark A. Chancy, Celeste A. Clarke and others
Petitioner: Asbestos Workers Philadelphia Welfare and Pension Fund and Jose F. Isais
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
Morris v. Raab et al We have downloadable decisions or orders for this case
as 3:2022cv01988
Plaintiff: Sean Morris
Defendant: Michael Raab, Justin Renz, Robert Bazemore and others
Stephen Puleo et al v. Patrick Nelson et al We have downloadable decisions or orders for this case
as 2:2021cv06443
Plaintiff: Stephen Puleo, Michelle Puleo, Lee E. Hughes and others
Defendant: Patrick Nelson, Nelson Partners, LLC, AXONIC CAPITAL, LLC and others
Cause Of Action: 12 U.S.C. § 22
Coffman v. S&P Global Inc. et al
as 3:2021cv01343
Defendant: S&P Global Inc., Edward B. Rust, Jr., William D. Green and others
Plaintiff: Catherine Coffman
Kent v. S&P Global Inc. et al
as 3:2021cv01118
Plaintiff: Michael Kent
Defendant: S&P Global Inc., Edward B. Rust, Jr., William D. Green and others
Federman Living Trust Trust No. 1 v. S&P Global Inc. et al
as 3:2021cv00791
Defendant: Kurt L. Schmoke, Edward B. Rust, Jr., William D. Green and others
Plaintiff: William B. Federman Living Trust Trust No. 1
Bennett Anschutt v. Pacific Premier Bancorp, Inc. et al
as 8:2020cv00650
Defendant: JAYNIE MILLER STUDENMUND, M. CHRISTIAN MITCHELL, STEVEN R. GARDNER and others
Plaintiff: BENNETT ANSCHUTZ
Cause Of Action: 28 U.S.C. § 1331
Harari v. PriceSmart, Inc. et al We have downloadable decisions or orders for this case
as 3:2019cv00958
Plaintiff: Max Morris Harari
Defendant: John M. Heffner, Jose Luis Laparte, Maarten O. Jager and others

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