Cases 71 - 80 of 1,931
Securities and Exchange Commission v. Johnny Tseng et al
as 5:2023cv01488
Defendant:
Johnny Tseng, Kevin Zhang, Kuanhao J. Tseng and others
Plaintiff:
Securities and Exchange Commission
Securities and Exchange Commission v. Steve Chen et al
as 2:2015cv07425
Plaintiff:
Securities and Exchange Commission
Defendant:
Steve Chen, USFIA, Inc., Alliance Financial Group, Inc. and others
Receiver:
Thomas A Seaman
Intervenor:
Jennifer Li Zhao and Ally Investors LLC
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Esos Rings, Inc. et al
as 2:2023cv07553
Plaintiff:
Securities and Exchange Commission
Defendant:
Esos Rings, Inc., Michelle Silverstein and Michelle Silverstein Bisnoff
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Rick Ames et al v. Patrick Nelson et al
as 2:2022cv09400
Plaintiff:
Rick Ames, Veronica Ames, Ellyn Levine and others
Defendant:
Patrick Nelson, Nelson Partners, LLC, AXONIC CAPITAL, LLC and others
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Eric Tan v. PacWest Bancorp et al
as 8:2023cv01685
Plaintiff:
Eric Tan
Defendant:
PacWest Bancorp, Matthew P. Wagner, Paul W. Taylor and others
Securities and Exchange Commission v. Christopher Slaga et al
as 8:2023cv01425
Plaintiff:
Securities and Exchange Commission
Defendant:
Christopher Slaga, a/k/a Keith Renko, Q4 Capital Group, LLC, J4 Capital Advisors, LLC and others
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Creed UNCO, LLC et al v. Guzman Y Gomez Holdings Limited et al
as 2:2023cv07320
Plaintiff:
Creed UNCO, LLC, Greg Creed, Tim Creed and others
Defendant:
Guzman Y Gomez (Holdings) Limited, Guzman Y Gomez Corp., Steven Marks and others
Cause Of Action: 28 U.S.C. § 1441 - Notice of Removal - Securities Fraud
Securities and Exchange Commission v. Zachary J. Horwitz et al
as 2:2021cv02927
Defendant:
Zachary J. Horwitz and 1inMM Capital, LLC
Plaintiff:
Securities and Exchange Commission
Petitioner:
City National Bank and Rogue Black, LLC
Receiver:
Michele Vives
Interested Party:
Joseph deAlteris, Matthew Schweinzger and Jacob Wunderlin
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
David Ramos v. Comerica Incorporated et al
as 2:2023cv06843
Plaintiff:
David Ramos
Defendant:
Comerica Incorporated, Curtis C. Farmer and James J. Herzog
Securities and Exchange Commission v. Andrew Waters et al
as 2:2023cv06799
Plaintiff:
Securities and Exchange Commission
Defendant:
Andrew Wyles Waters and Helen Q. Waters
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
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