Cases 1 - 5 of 5
United States Securities and Exchange Commission v. Phelps et al
as 1:2018cv00122
Defendant:
Scott Stacy Phelps and James Michael Harper
Plaintiff:
United States Securities and Exchange Commission and U.S. Securities and Exchange Commission
Cause Of Action: 15 U.S.C. ยง 77
Pence v. United States Securities and Exchange Commission
as 3:2015mc00018
Movant:
Stephen B. Pence
Respondent:
United States Securities and Exchange Commission
United States Securities and Exchange Commission v. Beckman et al
as 1:2011mc00002
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Jason Bo-Alan Beckman, The Oxford Private Client Group, LLC and Hollie Beckman
Receiver:
R. J. Zayed
United States Securities and Exchange Commission v. Cook et al
as 1:2009mc00007
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Trevor G. Cook, Patrick J. Kiley, UBS Diversified Growth, LLC and others
United States Securities and Exchange Commission v. Huber et al
as 3:2009mc00026
Plaintiff:
United States Securities and Exchange Commission
Defendant:
William A. Huber, Hubadex, Inc., The Quarter Funds, L.P. and others
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