Cases 1 - 10 of 54
U.S. Securities and Exchange Commission v. Thayer
as 1:2023cv00362
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
Patrick N Thayer
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
U.S. Securities and Exchange Commission v. Fries
as 1:2020cv00739
Defendant:
Scott Allen Fries
Plaintiff:
U.S. Securities and Exchange Commission
United States Securities and Exchange Commission v. Crawford et al
as 2:2019cv01022
Defendant:
Cardinal Energy Group, Inc. and Timothy W. Crawford
Plaintiff:
United States Securities and Exchange Commission
Cause Of Action: 28 U.S.C. § 1331
Securities and Exchange Commission v. Schmidt
as 3:2018cv00320
Plaintiff:
Securities and Exchange Commission
Defendant:
John Gregory Schmidt
Cause Of Action: 12 U.S.C. § 22
Securities and Exchange Commission v. Adams et al
as 1:2018mc00009
Plaintiff:
Securities and Exchange Commission
Defendant:
Arthur Lamar Adams and Madison Timber Properties, LLC
Securities And Exchange Commission v. Johnson
as 1:2018cv00364
Plaintiff:
Securities And Exchange Commission
Defendant:
Carolyne Susan Johnson
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Arisebank et al
as 2:2018mc00029
Plaintiff:
Securities and Exchange Commission
Defendant:
Arisebank, Jared Rice, Sr. and Stanley Ford
Receiver:
Mark W. Rasmussen
Securities And Exchange Commission v. Cowgill et al
as 2:2014cv00396
Defendant:
Douglas E. Cowgill and Professional Investment Management, Inc.
Plaintiff:
Securities And Exchange Commission
Intervenor:
Midwest Physician Anesthesia Services, Inc.
Claimant:
Gregory Krivchenia, II
Receiver:
Michael P O'Grady
Garnishee:
Fidelity Investments
Cause Of Action: 15 U.S.C. § 78
United States Sec v. Sierra Brokerage, et al
as 2:2003cv00326
Plaintiff:
United States Securities and Exchange Commission
Intervenor Plaintiff:
Welgen, Inc.
Defendant:
Sierra Brokerage Services Inc, Richard Geiger, Jeffrey A Richardson and others
Garnishee:
Santander Bank, N.A.
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities And Exchange Commission v. Hudson
as 1:2017cv00520
Plaintiff:
Securities And Exchange Commission
Defendant:
Michael L. Hudson
Cause Of Action: 15 U.S.C. § 78
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