Cases 1 - 4 of 4
Securities and Exchange Commission v. Woods et al
as 1:2021cv03413
Plaintiff:
Securities and Exchange Commission
Defendant:
John J. Woods, Livingston Group Asset Management Company doing business as Southport Capital and Horizon Private Equity, III, LLC
Respondent:
TD Ameritrade, Inc. and Relevance Capital III, L.P.
Receiver:
A. Cotten Wright
Cause Of Action: 15 U.S.C. § 77
Curry et al v. TD Ameritrade, Inc. et al
as 1:2014cv01361
Plaintiff:
William A. Curry , Robert L. Claxton , John R. Sullivan and others
Defendant:
TD Ameritrade, Inc. , TD Ameritrade Clearing, Inc. , TD Ameritrade Holding Corporation and others
Cause Of Action: 15 U.S.C. § 77
Kay v. TD Ameritrade, Inc., et al.
as 1:2014cv00742
Plaintiff:
Gordon Kay
Defendant:
TD Ameritrade Clearing, Inc. and TD Ameritrade, Inc.
Cause Of Action: 15 U.S.C. § 77
Hamilton v. TD Ameritrade, Inc. et al
as 1:2008cv03731
Plaintiff:
A. M. Hamilton, A. M. Hamilton and A. M. Hamilton
Defendant:
TD Ameritrade, Inc., TD Ameritrade Holding Corporation, The Reserve Yield Plus Fund and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
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