Cases 41 - 50 of 53
MHC Mutual Conversion Fund, L.P. v. United Western Bancorp, Inc. et al
as 1:2011cv00624
Plaintiff:
MHC Mutual Conversion Fund, L.P.
Defendant:
United Western Bancorp, Inc. , Sandler O'Neill & Partners, L.P. , FBR Capital Markets & Co. and others
Cause Of Action: 15 U.S.C. § 77
Christianson et al v. Morgan Keegan & Company, Inc. et al
as 1:2010cv01311
Plaintiff:
Norman Christianson and Ellen Christianson
Defendant:
Morgan Keegan & Company, Inc. and William F. Wolbrecht
Cause Of Action: 9 U.S.C. § 9
Oppenheimer Rochester Funds Group Securities Litigation
as 1:2009md02063
Plaintiff:
Lisl Bernstein, Todd Augenbaum, Bert Vladimir and others
Defendant:
Rochester Fund Municipals, OppenheimerFunds, Inc., John V. Murphy and others
Interested Party:
Thomas Goodman, Philip Kunz, Errol Glynn O'Steen and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Ferguson v. OppenheimerFunds, Inc. et al
as 1:2009cv01186
Plaintiff:
Julian Ferguson
Defendant:
OppenheimerFunds, Inc., Oppenhiemer Integrity Funds, Oppenheimer Core Bond Fund and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Wellco Energy, L.L.C. et al
as 1:2009cv01114
Plaintiff:
Securities and Exchange Commission
Defendant:
Wellco Energy, L.L.C., Justin William Rifkin, Patrick V. Looper and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Smith v. OppenheimerFunds, Inc. et al
as 1:2009cv00929
Plaintiff:
Kenneth D. Smith
Defendant:
OppenheimerFunds, Inc., Oppenhiemer Integrity Funds, Oppenheimer Core Bond Fund and others
Cause Of Action: 15 U.S.C. § 78 Securities Exchange Act
Peters v. Oppenheimer Funds, Inc. et al
as 1:2009cv00525
Plaintiff:
Helga Peters
Defendant:
Oppenheimer Funds, Inc., Oppenheimer Funds Distributor, Inc., William L. Armstrong and others
Cause Of Action: Federal Question
Janssen v. OppenheimerFunds, Inc. et al
as 1:2009cv00386
Plaintiff:
Ronald J. Janssen
Defendant:
OppenheimerFunds, Inc., Oppenheimer Funds Distributor, Inc., William L. Armstrong and others
Cause Of Action: Federal Question
Securities and Exchange Commission v. Walters
as 1:2009cv00337
Plaintiff:
Securities and Exchange Commission
Defendant:
William L. Walters
Cause Of Action: U.S. Government Plaintiff
Securities and Exchange Commission v. Thomas et al
as 1:2008cv02026
Plaintiff:
Securities and Exchange Commission
Defendant:
David William Thomas and Global Marketing Consultants, LLC
Cause Of Action: U.S. Government Plaintiff
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