Securities/Commodities/Exchanges Cases filed in Connecticut
Cases 1 - 10 of 16
Applebaum v. Allan et al
as 3:2023cv01234
Plaintiff: Scott A Applebaum
Defendant: Donald Allan, Jr., James M Loree, Andrea J Ayers and others
Nominal Defendant: Stanley Black & Decker Inc
Callahan v. Allan et al
as 3:2023cv01028
Plaintiff: Dylan Callahan
Defendant: Donald Allan, Jr., James M Loree, Lee McChesney and others
Nominal Defendant: Stanley Black & Decker, Inc.
Rybczyk v. Applied Genetic Technologies Corporation et al
as 3:2022cv01506
Plaintiff: Jayne Rybczyk
Defendant: Applied Genetic Technologies Corporation, Susan B Washer, William Aliski and others
Baum v. Harman International Industries, Incorporated et al We have downloadable decisions or orders for this case
as 3:2017cv00246
Plaintiff: Patricia B. Baum
Defendant: Harman International Industries, Incorporated, Dinesh C. Paliwal, Adriane M. Brown and others
Cause Of Action: 15 U.S.C. § 78
Hakimi v. Nantahala Capital Management, LLC et al
as 3:2016cv01748
Defendant: Nantahala Capital Management, LLC, Nantahala Capital GP, LLC, Wilmot B. Harkey and others
Plaintiff: Todd Hakimi
Cause Of Action: 15 U.S.C. § 78
Barnes et al v. TICC Capital Corp. et al
as 3:2015cv01564
Plaintiff: Cooper Barnes and Gerald Perman
Defendant: TICC Capital Corp. , Jonathan H. Cohen , Charles M. Royce and others
Cause Of Action: 15 U.S.C. § 78
NexPoint Advisors, L.P. v. TICC Capital Corp. et al We have downloadable decisions or orders for this case
as 3:2015cv01465
Plaintiff: NexPoint Advisors, L.P.
Defendant: TICC Capital Corp. , Jonathan H. Cohen , Charles M. Royce and others
Cause Of Action: 15 U.S.C. § 78
Abuhamdan v. Blyth, Inc. et al We have downloadable decisions or orders for this case
as 3:2012cv01597
Plaintiff: Musab Abuhamdan
Defendant: Blyth, Inc., Robert B Goergen and Robert H Barghaus
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Securities and Exchange Commission v. Deer Hill Financial Group, LLC et al
as 3:2012cv01317
Plaintiff: Securities and Exchange Commission
Defendant: Deer Hill Financial Group, LLC and Stephen B. Blankenship
Cause Of Action: 15 U.S.C. § 77
Retirement Program for Employees of the Town of Fairfield et al v. Maxam Capital Mgmt LLC et al
as 3:2010cv01840
Plaintiff: Retirement Program for Employees of the Town of Fairfield , Retirement Program for Police Officers and Firemen of the Town of Fairfield and Town of Fairfield
Defendant: Maxam Capital Mgmt LLC, Maxam Capital GP LLC, Maxam Capital Management Limited and others
Cause Of Action: 28 U.S.C. § 1452

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?