Cases 1 - 10 of 17
SEC v. Sumchai
as 2:2023cv02027
Plaintiff:
Securities and Exchange Commission
Defendant:
Tilila Walker Sumchai
Intervenor:
United States of America
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Securities and Exchange Commission v. Teren S. Peizer et al
as 2:2023cv01511
Plaintiff:
Securities and Exchange Commission
Defendant:
Terren S. Peizer and Acuitas Group Holdings, LLC
Petitioner:
UNITED STATES OF AMERICA
Securities and Exchange Commission v. JMJ Capital Group et al
as 3:2022cv01481
Plaintiff:
Securities and Exchange Commission
Defendant:
JMJ Capital Group and Richard Lee Ramirez
Intervenor Plaintiff:
United States of America, Southern District of California
Cause Of Action: 15 U.S.C. § 0077 Securities Fraud
Securities and Exchange Commission v. BNZ One Capital, LLC et al
as 8:2021cv01788
Plaintiff:
Securities and Exchange Commission
Defendant:
BNZ One Capital, LLC, Brett Reed Barber, Louis Alfonso Zimmerle and others
Intervenor Plaintiff:
UNITED STATES OF AMERICA
Securities and Exchange Commission v. Ramesh Sunny Balwani
as 5:2018cv01603
Defendant:
Ramesh Sunny Balwani
Plaintiff:
Securities and Exchange Commission
Intervenor:
United States of America
Not Classified By Court:
U.S. Food and Drug Administration
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Brendan Matthew Ross
as 2:2020cv07202
Defendant:
Brendan Matthew Ross
Plaintiff:
Securities and Exchange Commission
Intervenor:
United States of America
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Eric Pulier
as 2:2017cv07124
Defendant:
Eric Pulier
Plaintiff:
Securities and Exchange Commission
Petitioner:
Department of Justice
Intervenor:
United States of America
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Private Equity Management Group, Inc. et al
as 2:2009cv02901
Petitioner:
Daily & Knudson Law Group, [Proposed] Plaintiff Protective Life Insurance Company, Attorney Timothy P. Peabody, Esq. and others
Claimant:
Nasar Aboubakare, Entie Commercial Bank Ltd, Erwin & Johnson, LLP and others
Intervenor:
Learjet Inc., Genesis Insurance Brokers, Limited, Dow Jones & Company, Inc. and others
Defendant:
Danny Pang, Private Equity Management Group, LLC, Alex Pang and others
Receiver:
Thomas A Seaman and Mosier & Company, Inc.
Amicus Curiae:
Hua Nan Commerical Bank Ltd. and Hua Nan Investment Trust Corp.
Plaintiff:
Securities and Exchange Commission
Intervenor Plaintiff:
TIS Wealth Management Limited
Not Classified By Court:
Standard Chartered Bank (Taiwan) Ltd and Cosmos Bank, Taiwan
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Securities and Exchange Commission v. Heart Tronics Inc et al
as 8:2011cv01962
Defendant:
Five Investments Partnership, Mitchell Jay Stein, J. Rowland Perkins, II and others
Intervenor Plaintiff:
United States of America
Plaintiff:
Securities and Exchange Commission
Undetermined:
Chicago Bears Football Club Inc
Securities and Exchange Commission v. Aggarwal et al
as 2:2015cv06460
Defendant:
Kevan Sadigh, Shahriyar Bolandian, Pardis Bolandian and others
Plaintiff:
Securities and Exchange Commission
Undetermined:
E. Scott Douglas
Petitioner:
United States of America
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