Cases 1 - 10 of 14
Richard Hofman v. Fidelity Brokerage Services LLC et al
as 2:2023cv00881
Plaintiff:
Richard Alan Hofman and Richard Hofman
Defendant:
Fidelity Brokerage Services LLC, Financial Industry Regulatory Authority, Inc., Depository Trust & Clearing Corporation and others
Cause Of Action: 28 U.S.C. § 1446 Notice of Removal
Gregory Acosta v. Financial Industry Regulatory Authority, Inc.
as 2:2018cv07432
Defendant:
Financial Industry Regulatory Authority, Inc.
Plaintiff:
Gregory Acosta
Cause Of Action: 28 U.S.C. § 2201
Philip Godfrey v. Financial Industry Regulatory Authority, Inc.
as 2:2016cv02776
Defendant:
Does and Financial Industry Regulatory Authority, Inc.
Plaintiff:
Philip Godfrey
Flowers v. Financial Industry Regulatory Authority, Inc. et al
as 3:2015cv02390
Plaintiff:
Troy Flowers
Defendant:
Financial Industry Regulatory Authority, Inc. and Does 1 through 30
Cause Of Action: 15 U.S.C. § 0078
John Doe v. Financial Industry Regulatory Authority Inc et al
as 2:2013cv06436
Defendant:
Does
FINRA:
Financial Industry Regulatory Authority Inc
Plaintiff:
John Doe
Securities And Exchange Commission v. Daifotis et al
as 3:2011cv00137
Plaintiff:
Securities And Exchange Commission
Defendant:
Kimon Daifotis and Randall Merk
Not Classified By Court:
Financial Industry Regulatory Authority, Inc.,
Intervenor:
Charles Schwab & Co., Inc., Schwab Investments, Charles Schwab Investment Management, Inc. and others
Cause Of Action: 15 U.S.C. § 78
Pham v. Financial Industry Regulatory Authority Inc. et al
as 3:2012cv06374
Plaintiff:
Kurt Pham
Defendant:
Financial Industry Regulatory Authority Inc. , Chase Investment Services Corp., JPMorgan Chase Co and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Charles Schwab & Co., Inc. v. Financial Industry Regulatory Authority, Inc.,
as 3:2012cv00518
Plaintiff:
Charles Schwab & Co., Inc.
Defendant:
Financial Industry Regulatory Authority, Inc.,
Cause Of Action: 28 U.S.C. § 1331
Golden Gate Financial Group LLC et al v. Primo Financial LLC et al
as 3:2012cv00142
Plaintiff:
Golden Gate Financial Group LLC , Paul A. Castagna and Howard T Halen, III
Defendant:
Primo Financial LLC, Florentine Partners LLC, William Marocco and others
Cause Of Action: 28 U.S.C. § 2201
Golden Gate Financial Group LLC et al v. Primo Financial LLC et al
as 4:2012cv00142
Plaintiff:
Golden Gate Financial Group LLC , Paul A. Castagna and Howard T Halen, III
Defendant:
Primo Financial LLC, Florentine Partners LLC, William Marocco and others
Cause Of Action: 28 U.S.C. § 2201
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