Cases 21 - 27 of 27
Golden Gate Financial Group LLC et al v. Primo Financial LLC et al
as 4:2012cv00142
Plaintiff:
Golden Gate Financial Group LLC , Paul A. Castagna and Howard T Halen, III
Defendant:
Primo Financial LLC, Florentine Partners LLC, William Marocco and others
Cause Of Action: 28 U.S.C. § 2201
Rothman v. Financial Industry Regulatory Authority
as 3:2011cv01592
Petitioner:
Shelby Joy Rothman
Respondent:
Financial Industry Regulatory Authority
Cause Of Action: 28 U.S.C. § 1331
Lickiss v. Financial Industry Regulatory Authority, Inc.,
as 3:2011cv01986
Plaintiff:
Edwin E. "Mike" Lickiss
Defendant:
Financial Industry Regulatory Authority, Inc.,
Cause Of Action: 15 U.S.C. § 78
Sadat v. Financial Industry Regulatory Authority, Inc. et al
as 2:2011cv01659
Defendant:
Financial Industry Regulatory Authority, Inc. and Oppenheimer and Co.
Plaintiff:
Seid Sadat
Securities And Exchange Commission v. Daifotis et al
as 3:2011cv00137
Plaintiff:
Securities And Exchange Commission
Defendant:
Kimon Daifotis and Randall Merk
Not Classified By Court:
Financial Industry Regulatory Authority, Inc.,
Intervenor:
Charles Schwab & Co., Inc., Schwab Investments, Charles Schwab Investment Management, Inc. and others
Cause Of Action: 15 U.S.C. § 78
Pyramid Financial Corp et al v. Financial Industry Regulatory Authority, Inc.,
as 5:2010cv03797
Plaintiff:
Pyramid Financial Corp and John Hsu
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: 05 U.S.C. § 702
Rousseaux v. Financial Industry Regulatory Authority, Inc.
as 3:2007cv01986
Plaintiff:
Philippe A. Rousseaux
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: 28 U.S.C. § 1441 - Petition for Removal: SEC Act
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