Cases 31 - 40 of 227
SECURITIES AND EXCHANGE COMMISSION v. RIVERO
as 3:2022cv01360
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Defendant:
Mario E. Rivero
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
SECURITIES AND EXCHANGE COMMISSION v. DUBOVOY et al
as 2:2015cv06076
Defendant:
OLEKSANDER IEREMENKO, IGOR DUBOVOY, ALEKSANDR GARKUSHA and others
Intervenor Plaintiff:
United States
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
U.S. SECURITIES AND EXCHANGE COMMISSION v. GILTMAN
as 2:2022cv00051
Plaintiff:
U.S. SECURITIES AND EXCHANGE COMMISSION
Defendant:
Allen giltman
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
U.S. SECURITIES AND EXCHANGE COMMISSION v. MALIK et al
as 2:2021cv20300
Plaintiff:
U.S. SECURITIES AND EXCHANGE COMMISSION
Defendant:
USAMA MALIK and LAUREN S WOOD
Intervenor:
UNITED STATES OF AMERICA
Cause Of Action: 12 U.S.C. § 22
SECURITIES AND EXCHANGE COMMISSION v. KENNETH A. WELSH
as 2:2021cv19387
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Defendant:
KENNETH A. WELSH
SECURITIES AND EXCHANGE COMMISSION v. ESPINAL et al
as 2:2019cv21616
Defendant:
EDWARD ESPINAL and CASH FLOW PARTNERS, LLC
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
SECURITIES AND EXCHANGE COMMISSION v. REGE et al
as 3:2021cv19313
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Defendant:
SWAPNIL J. REGE, SWAPSTAR CAPITAL LLC and REEMA REGE
Cause Of Action: 12 U.S.C. § 22
UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. GU et al
as 2:2021cv17578
Plaintiff:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Defendant:
SUYUN GU and Yong Lee
Cause Of Action: 15 U.S.C. § 77
SCHWARTZ v. SECURITIES AND EXCHANGE COMMISSION
as 2:2021cv20016
Plaintiff:
PETER SCHWARTZ
Defendant:
SECURITIES AND EXCHANGE COMMISSION
Cause Of Action: 05 U.S.C. § 702
UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. CICCONE et al
as 2:2021cv17768
Plaintiff:
U.S. SECURITIES AND EXCHANGE COMMISSION and UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Defendant:
GREGORY CICCONE, PLATINUM TRAVEL AND ENTERTAINMENT, L.L.C., PLATINUM ENTERPRISES & CONCIERGE SERVICES, INC. and others
Cause Of Action: 15 U.S.C. § 77
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