Cases filed in the US District Court for the Northern District of Texas
Ameriprise Financial, Inc. et al
as 3:2012xc04285
Petitioner: Ameriprise Financial, Inc. and Melissa Medeiros
Cause Of Action: 09 U.S.C. § 1 U.S. Arbitration Act
Ameriprise Financial, Inc. et al v. Bailey et al
as 3:2012cv04290
Plaintiff: Ameriprise Financial, Inc. and Melissa Medeiros
Defendant: John R. Bailey and Jana Bailey
Cause Of Action: 09 U.S.C. § 1 U.S. Arbitration Act
Billitteri v. Securities America Inc
as 3:2011cv01947
Plaintiff: Joseph Billitteri , Scott Jessen and John Gilgallon
Defendant: Securities America Inc , Ameriprise Financial, Inc. and Securities America Financial Corporation
Consol_plaintiff: Karen L Bopp , Bussell Living Trust dtd 12/05/96 , Sharon Kreindel Revocable Trust dtd 02/09/2005 and others
Intervenor_plaintiff: Karen M. Rohde , Richard N. Rohde , Ann M. Vollmer and others
Movant: Jeff Allen Sales Inc. , Barbara Allen Trust , John Bailey and others
Cause Of Action: 28 U.S.C. § 1332
Ilene Grossbard et al. v Securities America Financial Corporation
as 3:2011cv00192
Plaintiff: Ilene Grossbard and Burt Eiseman
Defendant: Securities America Financial Corporation , Securities America, Inc. and Ameriprise Financial, Inc.
Cause Of Action: 12 U.S.C. § 22
Jana McCoy et al v. Cullum & Burks Securities Inc et al
as 3:2011cv00191
Plaintiff: Jana McCoy , Henry Mitchell , Jeff Huber and others
Defendant: Cullum & Burks Securities Inc , Securities America Inc. , Ameriprise Financial Inc and others
Movant: Alvin Sabroff and Harold Artz
Intervenor: Bank of New York Mellon Corporation , Wells Fargo Bank , Bank of New York Mellon and others
Intervenor_plaintiff: Barro Intervenors
Mediator: ADR Provider
Cause Of Action: 28 U.S.C. § 1331
Toomey et al v. Hofhines et al
as 3:2010cv01833
Plaintiff: C. Richard Toomey , Sally Crevier , Elisabeth Mirams and others
Defendant: Bradley K. Hofhines, Summit Retirement Advisors LLC, Securities America, Inc. and others
Cause Of Action: 15 U.S.C. § 78
Billitteri et al v. Securities America, Inc. et al
as 3:2009cv01568
Plaintiff: Joseph Billitteri and Scott Jessen
Defendant: Securities America, Inc., CapWest Securities, Inc. and Ameriprise Financial, Inc.
Cause Of Action: No cause code entered

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