Cases filed in Kentucky
Baird v. J.J.B. Hilliard, W.L. Lyons LLC et al
as 3:2020cv00162
Respondent: Financial Industry Regulatory Authority, Inc. and J.J.B. Hilliard, W.L. Lyons LLC
Petitioner: Stokes Andrew Baird
Cause Of Action: 9 U.S.C. § 9
Hadden v. UBS Financial Services Inc. et al
as 3:2017cv00053
Petitioner: Harry M. Hadden, III
Respondent: UBS Financial Services Inc. and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 9 U.S.C. § 9
Scott v. UBS Financial Services Inc. et al
as 3:2015cv00681
Petitioner: Vaughan Scott
Respondent: UBS Financial Services Inc. and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 9 U.S.C. § 9
Armstrong v. UBS Financial Services Inc. et al
as 3:2015cv00465
Movant: Robert E. Armstrong, JR.
Respondent: UBS Financial Services Inc. and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 09 U.S.C. § 1
Flint v. New York Stock Exchange et al
as 3:2010cv00626
Plaintiff: Edward H. Flint
Defendant: New York Stock Exchange, NASDAQ Stock Market, Financial Industry Regulatory Authority and others
Cause Of Action: Civil Miscellaneous Case

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