Cases 1 - 9 of 9
Norfolk County Retirement System v. Gutierrez et al
as 1:2014cv00547
Defendant:
Kenwardev Raja Singh Bal, Canaccord Genuity Inc., J. Michael Conaway and others
Plaintiff:
Norfolk County Retirement System
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Ringer v. Gutierrez et al
as 1:2014cv00478
Defendant:
Raja Bal, Canaccord Genuity Inc., J. Michael Conaway and others
Plaintiff:
Dennis Ringer
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Favalora v. Gutierrez et al
as 1:2014cv00460
Defendant:
Raja Bal, Canaccord Genuity Inc., J. Michael Conaway and others
Plaintiff:
John J. Favalora, Jr.
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Opperman et al v. Gutierrez et al
as 1:2014cv00454
Defendant:
Raja Bal, Canaccord Genuity Inc., J. Michael Conaway and others
Plaintiff:
Vance K. Opperman
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Cornwell v. Gutierrez et al
as 1:2014cv00448
Defendant:
Raja Bal, Canaccord Genuity Inc., J. Michael Conaway and others
Plaintiff:
Kevin Cornwell
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Levy v. Gutierrez et al
as 1:2014cv00443
Defendant:
Raja Bal, Canaccord Genuity Inc., J. Michael Conaway and others
Plaintiff:
Adam S. Levy
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
United States of America v. Hobbs et al
as 1:2011cv00144
Defendant:
Amherst, Town of, Banco Popular de Puerto Rico, Goldman Sachs Mortgage Company and others
Plaintiff:
United States of America
Cause Of Action: 26 U.S.C. § 7401 IRS: Tax Liability
Stumpf v. Garvey
as 1:2003cv01352
Defendant:
Citigroup Global Markets, Inc., Neil R. Garvey, Goldman Sachs & Co. and others
Plaintiff:
Mark Newby and Rosemarie Stumpf
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Teacher Retirement System of Texas v. TYCO International Ltd. et al
as 1:2008cv01336
Plaintiff:
Teacher Retirement System of Texas, Fred Alger Management, Inc., Castlerock Fund, Ltd. and others
Defendant:
Tyco International Ltd., Tyco Electronics Ltd., Covidian Ltd. and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
