Cases filed in New York
Securities and Exchange Commission v. Auerbach et al
as 2:2019cv05631
Defendant: Jeffrey Auerbach, Richard Brown and Jared Mitchell
Plaintiff: Securities and Exchange Commission
Securities And Exchange Commission v. St. Julien et al
as 1:2016cv02193
Defendant: Richard L. Brown, Christopher F. Castaldo, Gerald J. Cocuzzo and others
Plaintiff: Securities and Exchange Commission
Interested Party: DOJ United States
Cause Of Action: 15 U.S.C. ยง 77 Securities Fraud

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