Cases filed in the U.S. Court of Appeals, Ninth Circuit
Albert Barnes, Sr. v. USSEC
as 20-70140
Respondent: KARA M. STEIN, Commissioner, U.S. SECURITIES & EXCHANGE COMMISSION, HESTER M. PEIRCE and others
Petitioner: ALBERT L. BARNES, Sr.
Not Classified By Court: In re: ALBERT L. BARNES, Sr.
Raymond J. Lucia, Companies, I, et al v. USSEC, et al
as 19-56101
Defendant / Appellee: U.S. SECURITIES & EXCHANGE COMMISSION, WILLIAM P. BARR, Attorney General and JAY CLAYTON, in his official capacity as Chairman of the U.S. Securities and Exchange Commission
Plaintiff / Appellant: RAYMOND J. LUCIA, Sr. and RAYMOND J. LUCIA, COMPANIES, INC.
Albert Barnes, Sr. v. USSEC
as 18-70067
: In re: ALBERT L. BARNES, Sr.
Petitioner: ALBERT L. BARNES, Sr.
Respondent: U.S. SECURITIES & EXCHANGE COMMISSION
Real Party In Interest: JAY CLAYTON, Commissioner, Chairman, KARA M. STEIN, Commissioner, MICHAEL PIWOWAR, Commissoner and others

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