Cases filed in California
United States Securities and Exchange Commission v. Goyal et al
as 3:2014mc00692
Plaintiff: United States Securities and Exchange Commission
Defendant: Neal V Goyal, Caldera Advisors, LLC, Blue Horizon Asset Management, LLC and others
Receiver: Kevin B Duff
U.S. Securities and Exchange Commission v. Huber et al
as 3:2009mc00877
Plaintiff: U.S. Securities and Exchange Commission
Defendant: William A Huber and Hubadex, Inc.
Receiver: Kevin B Duff

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