Cases 11 - 20 of 40
New York Stock Exchange LLC, et al v. SEC
as 19-1112
Petitioner:
NYSE American LLC, NYSE National, Inc., New York Stock Exchange LLC and others
Respondent:
Securities and Exchange Commission
Not Yet Classified:
Securities Industry and Financial Markets Association
New York Stock Exchange LLC, N, et al v. SEC
as 19-1054
Petitioner:
New York Stock Exchange LLC, NYSE Arca, Inc., NYSE Chicago, Inc., f/k/a Chicago Stock Exchange, Inc. and others
Respondent:
Securities and Exchange Commission
New York Stock Exchange LLC, et al v. SEC
as 19-1042
Petitioner:
New York Stock Exchange LLC, NYSE Arca, Inc., Chicago Stock Exchange, Inc. and others
Respondent:
Securities and Exchange Commission
Citadel Securities LLC et al v. Chicago Board Options Exchange, Inc. et al
as 1:2016cv09747
Defendant:
Chicago Board Options Exchange, Inc. , NASDAQ OMX PHLX , NYSE Arca, Inc. and others
Plaintiff:
Citadel Securities LLC , Ronin Capital, LLC , Susquehanna Securities and others
Cause Of Action: 15 U.S.C. § 78
Trenchant Funds USA LLC v.NYSE Arca Equites, Inc. et al
as 1:2016cv02905
Plaintiff:
Trenchant Funds USA LLC
Defendant:
NYSE Arca Equites, Inc. and NYSE Arca, Inc.
Cause Of Action: 15 U.S.C. § 78
In Re:Barclays Liquidity Cross
as 15-3057
Plaintiff:
Great Pacific Securities, on behalf of itself and all others similarly situated, American European Insurance Company, James J. Flynn and others
Plaintiff - Appellant:
City of Providence, Rhode Island, Employees' Retirement System of the Government of the Virgin Islands, Plumbers and Pipefitters National Pension Fund and others
Defendant - Appellee:
Bats Global Markets, Inc., Chicago Stock Exchange Inc., Direct Edge ECN, LLC and others
Defendant:
Does, 1-5, inclusive, Barclays Capital Inc. and Barclays PLC
Amicus Curiae:
United States Securities and Exchange Commission
Lanier v. Bats Exchange, Inc.
as 15-1693
Plaintiff - Appellant:
Harold R. Lanier, on behalf of himself invidividually, and on behalf of all others similarly situated
Defendant - Appellee:
Bats Exchange, Inc., Chicago Board Options Exchange Inc., Bats Y-Exchange, Inc. and others
Lanier v. Bats Exchange, Inc.
as 15-1683
Plaintiff - Appellant:
Harold R. Lanier, on behalf of himself individually and on behalf of others similarly situated
Defendant - Appellee:
Bats Exchange, Inc., Bats Y-Exchange, Inc., Chicago Board Options Exchange Inc. and others
Lanier v. Bats Exchange, Inc.
as 15-1700
Plaintiff - Appellant:
Harold R. Lanier, on behalf of himself, individually, and on behalf of all others similarly situated
Defendant - Appellee:
Bats Exchange, Inc., Box Options Exchange LLC, C2 Options Exchange, Incorporated and others
In Re: Barclays Liquidity Cross and High Frequency Trading Litigation
as 1:2014md02589
Consolidated_plaintiff:
American European Insurance Company , James J. Flynn , Harel Insurance Co, Ltd. and others
Movant:
Applied Financial Science, Inc. , James J. Flynn and Dominic A. Morelli
Defendant:
Barclays Capital, Inc. , Barclays PLC , Bats Global Markets, Inc. and others
Plaintiff:
State-Boston Retirement System and Great Pacific Securities
Cause Of Action: 15 U.S.C. § 78
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