Cases 1 - 7 of 7
507 Summit LLC et al v. Roth Capital Partners, LLC
as 8:2023mc00018
Petitioner:
507 Summit LLC and KOA Capital L.P.
Respondent:
Roth Capital Partners, LLC
Roy Dellinger v. YogaWorks, Inc. et al
as 2:2019cv00970
Defendant:
Stephens Inc., Michael A. Kumin, Guggenheim Securities, LLC and others
Plaintiff:
Roy Dellinger
Craig Cohen v. YogaWorks, Inc. et al
as 2:2018cv10696
Defendant:
Stephens Inc., Michael A. Kumin, Guggenheim Securities, LLC and others
Plaintiff:
Craig Cohen
Cause Of Action: 15 U.S.C. § 77
Guerrini v. Restoration Robotics, Inc. et al
as 5:2018cv03712
Plaintiff:
Edgardo Guerrini
Defendant:
Restoration Robotics, Inc. , Ryan Rhodes , Charlotte Holland and others
Cause Of Action: 28 U.S.C. § 1331
Oldham v. Marrone Bio Innovations, Inc. et al
as 2:2014cv02130
Plaintiff:
Kent Oldham
Defendant:
Marrone Bio Innovations, Inc. , James B. Boyd , Donald J. Glidewell and others
Cause Of Action: 15 U.S.C. § 78
Robert Stanger v. China Electric Motor, Inc. et al
as 2:2011cv02794
Defendant:
China Electric Motor, Inc., Heung Sang Fong, Roth Capital Partners, LLC and others
Plaintiff:
Robert Stanger
Jay Peter Kaufman Revocable Trust et al v. New Century Financial Corporation et al
as 8:2007cv00585
Plaintiff:
Jay Peter Kaufman Revocable Trust, Jay Peter Kaufman Revocable Trust, Jay Peter Kaufman Revocable Trust and others
Defendant:
New Century Financial Corporation, Brad A Morrice, Robert K Cole and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
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