Cases 1 - 10 of 115
In re: Bruce Zipper
as 24-11339
Petitioner:
In re: BRUCE ZIPPER
Respondent:
SECURITIES AND EXCHANGE COMMISSION
State of West Virginia, et al v. U.S. Securities and Exchange Commission
as 24-10679
Petitioner:
STATE OF WEST VIRGINIA, STATE OF GEORGIA, STATE OF ALABAMA and others
Respondent:
U.S. SECURITIES AND EXCHANGE COMMISSION
Securities and Exchange Commission v. Capital Source 2000, Inc.
as 24-10054
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Appellant:
CAPITAL SOURCE 2000, INC.
Not Yet Classified:
SERVICE
Judy Johnson v. Securities and Exchange Commission, et al
as 23-13499
Plaintiff / Appellant:
JUDY A. JOHNSON
Defendant / Appellee:
SECURITIES AND EXCHANGE COMMISSION, U.S. DEPARTMENT OF JUSTICE, U.S. ATTORNEY GENERAL and others
Securities and Exchange Commission v. Ibrahim Almagarby, et al
as 21-13755
Plaintiff / Appellee:
SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant:
IBRAHIM ALMAGARBY and MICROCAP EQUITY GROUP, LLC
Amicus Curiae:
SMALL PUBLIC COMPANY COALITION, ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION LTD and NATIONAL ASSOCIATION OF PRIVATE FUND MANAGERS
Not Classified By Court:
TRADING AND MARKETS PROJECT, INC.
Securities and Exchange Commission v. Justin Keener
as 22-14237
Plaintiff / Appellee:
SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant:
JUSTIN W. KEENER
Amicus Curiae:
INVESTOR CHOICE ADVOCATES NETWORK
Not Classified By Court:
MANAGED FUNDS ASSOCIATION and NATIONAL ASSOCIATION OF PRIVATE FUND MANAGERS
Plaintiff:
ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION, LTD.
Securities and Exchange Commission v. Dean Vagnozzi
as 23-13027
Plaintiff / Appellee:
SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant:
DEAN J. VAGNOZZI
Interested Party:
RYAN K. STUMPHAUZER
Securities and Exchange Commission v. Paulo De Bastos
as 23-12900
Plaintiff / Appellee:
SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant:
PAULO FERNANDO DE BASTOS and PAULO DE BASTOS
American Securities Association, et al v. U.S. Securities and Exchange Commission
as 23-13396
Petitioner:
AMERICAN SECURITIES ASSOCIATION and CITADEL SECURITIES LLC
Respondent:
U.S. SECURITIES AND EXCHANGE COMMISSION
Securities & Exchange Commission v. Lisa McElhone, et al
as 23-12330
Plaintiff / Appellee:
SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant:
LISA MCELHONE and JOSEPH W. LAFORTE, a.k.a. Joe Mack, a.k.a. Joe Macki, a.k.a. Joe McElhone,
Not Classified By Court:
SERVICE
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