Cases 31 - 40 of 1,136
Securities and Exchange Commission v. The Diamond Desk Corporation et al
as 0:2023cv61837
Plaintiff:
Securities and Exchange Commission
Defendant:
The Diamond Desk Corporation and Adam Jonathan Lowe
Cause Of Action: 15 U.S.C. § 0077 Securities Fraud
Securities and Exchange Commission v. Empirex Capital LLC et al
as 1:2023cv23627
Defendant:
Rafael Alberto Vargas Gonzalez, Empirex Capital LLC and Rafael Vargas
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 0077 Securities Fraud
Securities and Exchange Commission v. Burgos
as 0:2023cv61818
Plaintiff:
Securities and Exchange Commission
Defendant:
Nathalia I. Burgos
Cause Of Action: 15 U.S.C. § 0078 Securities Exchange Act
Securities and Exchange Commission v. MFB 111 Investment, LLC et al
as 1:2023cv23583
Plaintiff:
Securities and Exchange Commission
Defendant:
MFB 111 Investment, LLC, Monise Francois Bien Aime and Julien Janvier
Cause Of Action: 15 U.S.C. § 0077 Securities Fraud
Securities and Exchange Commission v. Justin Keener
as 22-14237
Plaintiff / Appellee:
SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant:
JUSTIN W. KEENER
Amicus Curiae:
INVESTOR CHOICE ADVOCATES NETWORK
Not Classified By Court:
MANAGED FUNDS ASSOCIATION and NATIONAL ASSOCIATION OF PRIVATE FUND MANAGERS
Plaintiff:
ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION, LTD.
Securities and Exchange Commission v. Third Friday Management, LLC et al
as 9:2023cv81332
Plaintiff:
Securities and Exchange Commission
Defendant:
Third Friday Management, LLC and Michael E. Lewitt
Cause Of Action: 15 U.S.C. § 0077 Securities Fraud
Securities and Exchange Commission v. ABFP Income Fund Parallel, LLC et al
as 1:2023cv23721
Plaintiff:
Securities and Exchange Commission
Defendant:
ABFP Income Fund Parallel, LLC, ABFP Income Fund 3, LLC, ABFP Income Fund 3 Parallel, LLC and others
Cause Of Action: 15 U.S.C. § 0077 Securities Fraud
Securities and Exchange Commission v. Griffin
as 3:2023cv00539
Plaintiff:
Securities and Exchange Commission and United States Securities and Exchange Commission
Defendant:
Cedric Dewayne Griffin
Cause Of Action: 15 U.S.C. § 0077 Securities Fraud
Securities and Exchange Commission v. Cuesta
as 0:2023cv61817
Plaintiff:
Securities and Exchange Commission
Defendant:
Christian A. Cuesta
Cause Of Action: 15 U.S.C. § 0078 Securities Exchange Act
Securities and Exchange Commission v. Dean Vagnozzi
as 23-13027
Plaintiff / Appellee:
SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant:
DEAN J. VAGNOZZI
Interested Party:
RYAN K. STUMPHAUZER
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