Cases 41 - 50 of 1,134
Securities and Exchange Commission v. Lufkin Advisors, LLC et al
as 9:2023cv81289
Plaintiff:
Securities and Exchange Commission
Defendant:
Lufkin Advisors, LLC and Chauncey Forbush Lufkin, III
Cause Of Action: 15 U.S.C. § 0078 Securities Exchange Act
Securities and Exchange Commission v. RONDINI, III et al
as 9:2023cv81285
Plaintiff:
Securities and Exchange Commission
Defendant:
WILSON J. RONDINI, III, Falcon Capital LLP and Falcon Capital Partners Limited
Cause Of Action: 15 U.S.C. § 0078 Securities Exchange Act
Securities and Exchange Commission v. Dean Vagnozzi
as 23-13027
Plaintiff / Appellee:
SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant:
DEAN J. VAGNOZZI
Interested Party:
RYAN K. STUMPHAUZER
Securities and Exchange Commission v. DIGITAL LICENSING INC. et al
as 1:2023mc23409
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 28 U.S.C. § 0754 Receiver of Property in Different Districts
Securities and Exchange Commission v. Paulo De Bastos
as 23-12900
Plaintiff / Appellee:
SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant:
PAULO FERNANDO DE BASTOS and PAULO DE BASTOS
Securities and Exchange Commission v. Conn
as 1:2023cv03830
Plaintiff:
Securities and Exchange Commission
Defendant:
William V. Conn, Jr.
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Crews
as 1:2023cv03658
Plaintiff:
Securities and Exchange Commission
Defendant:
Keith Crews
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Preipo Corp. et al
as 9:2023cv81141
Plaintiff:
Securities and Exchange Commission
Defendant:
Preipo Corp., John A. Mattera, David P. Grzan and others
Cause Of Action: 15 U.S.C. § 0077 Securities Fraud
Securities and Exchange Commission v. Mufareh et al
as 6:2023cv01539
Defendant:
Onpassive LLC, Ashraf Mufareh, Gofounders and Ofounders and others
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 0077 Securities Fraud
Securities and Exchange Commission v. Cathey
as 1:2023cv22819
Plaintiff:
Securities and Exchange Commission
Defendant:
Blake Cathey
Cause Of Action: 15 U.S.C. § 0077 Securities Fraud
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