Cases 31 - 40 of 91
Securities and Exchange Commission v. Aequitas Management, LLC et al
as 2:2016mc00051
Plaintiff:
Securities and Exchange Commission
Defendant:
Aequitas Management, LLC, Aequitas Holdings, LLC, Aequitas Commercial Finance, LLC and others
Receiver:
Ronald Greenspan
Securities and Exchange Commission v. Hardy
as 2:2016cv00400
Plaintiff:
Securities and Exchange Commission
Defendant:
John E. Hardy, III
Cause Of Action: 12 U.S.C. § 22
Securities and Exchange Commission v. Summit Asset Strategies Investment Management, LLC et al
as 2:2015cv01429
Plaintiff:
Securities and Exchange Commission
Defendant:
Summit Asset Strategies Investment Management, LLC, Summit Asset Strategies Wealth Management, LLC and Chris Yoo
Cause Of Action: 15 U.S.C. § 77
CASE NUMBER NOT USED
as 2:2015cv01426
Plaintiff:
Securities and Exchange Commission
Defendant:
Chris Yoo, Summit Asset Strategies Investment Management, LLC and Summit Asset Strategies Wealth Management, LLC
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Path America, LLC et al
as 2:2015cv01350
Plaintiff:
Securities and Exchange Commission
Defendant:
Path America, LLC , Path America SnoCo LLC , Path America Farmer's Market, LP and others
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. JCS Enterprises, Inc et al
as 2:2014mc00132
Plaintiff:
Securities and Exchange Commission
Defendant:
JCS Enterprises, Inc, TBTI, Inc, Joseph Signore and others
Securities and Exchange Commission v. Nationwide Automated Systems, Inc. et al
as 2:2014mc00103
Plaintiff:
Securities and Exchange Commission
Defendant:
Nationwide Automated Systems, Inc., Joel Gillis, Edward Wishner and others
Receiver:
Williams Hoffman
Securities and Exchange Commission v. Galas et al
as 3:2014cv05621
Plaintiff:
Securities and Exchange Commission
Defendant:
Mikhail Galas , Alexander Hawatmeh , Christopher Mwroca and others
Cause Of Action: 28 U.S.C. § 1331
Securities and Exchange Commission v. Schmidt et al
as 2:2014mc00062
Plaintiff:
Securities and Exchange Commission
Defendant:
Lawrence P Schmidt, Futuregen Company, Commercial Equity Partners Ltd and others
Receiver:
Clifton Larson Allen LLP
United States Securities and Exchange Commission v. Goyal et al
as 2:2014mc00047
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Neal V Goyal, Caldera Advisors, LLC, Blue Horizon Asset Management, LLC and others
Receiver:
U.S. Securities and Exchange Commission
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