Securities/Commodities/Exchanges Cases filed in the Tenth Circuit Courts
Cases 1 - 10 of 21
Taylor v. Willis et al
as 1:2023cv00127
Plaintiff: Daniel Taylor
Defendant: Brent Willis, Fred Cooper, Tim Haas and others
Petitioner: Damian Betebenner, Cigdem Betebenner and Chris Dobson
Cause Of Action: 15 U.S.C. § 78 Securities Exchange Act
Clifton v. Willis et al
as 1:2022cv03161
Plaintiff: Dennis Clifton
Defendant: Brent Willis, Fred Cooper, Tim Haas and others
Cause Of Action: 15 U.S.C. § 78 Securities Exchange Act
United States Securities and Exchange Commission v. Willis
as 1:2022cv02744
Plaintiff: United States Securities and Exchange Commission
Defendant: Brent David Willis
Cause Of Action: 15 U.S.C. § 10 Securities Exchange Act
Oppenheimerfunds, et al v. Stockwell, et al
as 15-1139
Plaintiff - Appellee: STEPHEN LOWE, KENNETH MILHEM, ROBERT RIVERA and others
Defendant - Appellant: SCOTT S. COTTIER, RONALD H. FIELDING, DANIEL G. LOUGHRAN and others
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Oppenheimerfunds, et al v. Stockwell, et al
as 15-1139
Plaintiff / Appellee: STEPHEN LOWE, KENNETH MILHEM, ROBERT RIVERA and others
Defendant / Appellant: SCOTT S. COTTIER, RONALD H. FIELDING, DANIEL G. LOUGHRAN and others
Kurz v. Oppenheimer AMT-Free New York Municipals et al We have downloadable decisions or orders for this case
as 1:2009cv01781
Plaintiff: Karen Kurz
Defendant: Oppenheimer AMT-Free New York Municipals, Oppenheimer Funds, Inc., John V. Murphy and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Wunderly et al v. Oppenheimer Pennsylvania Municipal Fund et al We have downloadable decisions or orders for this case
as 1:2009cv01765
Plaintiff: Michael P. Wunderly and Lillian A. Wunderly
Defendant: Oppenheimer Pennsylvania Municipal Fund, Oppenheimer Funds, Inc., Oppenheimer Funds Distributor, Inc. and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Type: Other Statutes None
Amato et al v. OppenheimerFunds, Inc. et al We have downloadable decisions or orders for this case
as 1:2009cv01510
Plaintiff: Lucas Amato and Barbara Amato
Defendant: OppenheimerFunds, Inc., Oppenheimer AMT-Free Municipals Fund, John V. Murphy and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Rivera v. Oppenheimer California Municipal Fund et al We have downloadable decisions or orders for this case
as 1:2009cv01485
Plaintiff: Robert Rivera, Robert Rivera, Robert Rivera and others
Defendant: Oppenheimer California Municipal Fund, OppenheimerFunds, Inc., OppenheimerFunds Distributor, Inc. and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Milhem v. Oppenheimer California Municipal Fund et al We have downloadable decisions or orders for this case
as 1:2009cv01487
Plaintiff: Kenneth Milhem
Defendant: Oppenheimer California Municipal Fund, OppenheimerFunds, Inc., OppenheimerFunds Distributor, Inc. and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud

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