U.S. Court of Appeals, Fourth Circuit Other Statutes Cases
Cases 11 - 20 of 67
SEC v. Michael Martin
as 17-2184
Plaintiff - Appellee:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Defendant - Appellant:
MICHAEL K. MARTIN
Defendant:
NORTH STAR FINANCE LLC, THOMAS G. ELLIS, YASUO ODA and others
Third Party Defendant:
ANDREW HUTCHISON and GRIFFITH THOMAS ELLIS
Receiver for Rex Ventures Grp v. Banca Comerciala Victoriabank
as 17-1770
Plaintiff - Appellee:
SECURITIES & EXCHANGE COMMISSION
Defendant - Appellant:
RECEIVER FOR REX VENTURES GROUP, LLC
Defendant:
REX VENTURE GROUP, LLC, d/b/a Zeekrewards.com, PAUL R. BURKS, TRUDY GILMOND and others
SEC v. Michael Martin
as 17-1080
Plaintiff - Appellee:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Defendant - Appellant:
MICHAEL K. MARTIN
Defendant:
NORTH STAR FINANCE LLC, THOMAS G. ELLIS, YASUO ODA and others
Third Party Defendant:
GRIFFIN THOMAS ELLIS and ANDREW HUTCHISON
Maguire Financial, LP v. Powersecure International, Inc
as 16-2163
Plaintiff - Appellant:
LEONARD ASH, Individually and on Behalf of All Others Similarily Situated
Defendant - Appellee:
POWERSECURE INTERNATIONAL, INC., SIDNEY HINTON and CHRISTOPHER T. HUTTER
Movant - Appellant:
MAGUIRE FINANCIAL, LP, CLAY LESLIE and PAUL E. MOORE
SEC v. Eric I. Tsao
as 16-1515
Plaintiff - Appellee:
SECURITIES AND EXCHANGE COMMISSION
Intervenor/Plaintiff:
UNITED STATES OF AMERICA
Defendant - Appellant:
ERIC I. TSAO
Justin Dice v. Channeladvisor Corporation
as 16-1495
Plaintiff - Appellant:
JUSTIN DICE, individually and on behalf of all others similarly situated and FAOUR CLEMENT, Individually and on Behalf of All Others Similarly Situated
Plaintiff:
DAVID A. GARCIA, Individually and on Behalf of All Others Similarly Situated
Defendant - Appellee:
CHANNELADVISOR CORPORATION, SCOT WINGO, DAVID SPITZ and others
Scottsdale Capital Advisors v. Financial Industry Regulatory
as 16-1497
Plaintiff / Appellant:
SCOTTSDALE CAPITAL ADVISORS CORPORATION, JOHN J. HURRY, TIMOTHY B. DIBLASI and others
Defendant / Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Amicus Curiae:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
