Southern District of Iowa Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed

Cases 1 - 10 of 21
Aviva Life and Annuity Company et al v. D'Alessandro et al
as 4:2015cv00108
Plaintiff: Aviva Life and Annuity Company , Aviva Life and Annuity Company of New York
Defendant: Dennis D'Alessandro , Richard Shutran
Cause Of Action: m(a) Securities Exchange Act
American Chemicals & Equipment Inc 401(K) Retirement Plan v. Principal Management Corporation et al
as 4:2014cv00335
Defendant: Principal Management Corporation, Principal Global Investors LLC
Plaintiff: American Chemicals & Equipment Inc 401(K) Retirement Plan
Cause Of Action: a-3 Investment Company Act of 1940
Retterath v. Homeland Energy Solutions, LLC et al
as 4:2014cv00158
Defendant: David Finke , James Boeding , Chad Kuhlers and others
Plaintiff: Steve J. Retterath
Cause Of Action: m(a) Securities Exchange Act
Aviva Life and Annuity Company et al v. Canellas
as 4:2014cv00117
Plaintiff: Aviva Life and Annuity Company of New York , Aviva Life and Annuity Company
Defendant: Francis Canellas
Cause Of Action: m(a) Securities Exchange Act
American Chemicals & Equipment Inc 401(K) Retirement Plan v. Principal Management Corporation et al
as 4:2014cv00044
Defendant: Principal Management Corporation , Principal Global Investors LLC
Plaintiff: American Chemicals & Equipment Inc 401(K) Retirement Plan
Cause Of Action: m(a) Securities Exchange Act
Homeland Energy Solutions, LLC v. Retterath
as 4:2013cv00518
Plaintiff: Homeland Energy Solutions, LLC
Defendant: Steven J. Retterath
Cause Of Action: - Petition for Removal: SEC Act
Aviva Life and Annuity Company et al v. Davis et al
as 4:2012cv00603
Defendant: Joel Sanders, Steven H Davis, Stephen DiCarmine
Plaintiff: Aviva Life and Annuity Company , Aviva Life and Annuity Company of New York
Cause Of Action: Securities Exchange Act
Curran et al v. Principal Management Corporation et al
as 4:2012cv00513
Plaintiff: Judith Curran , Michael Earp
Defendant: Principal Management Corporation, Principal Funds Distributor, Inc.
Cause Of Action: Securities Exchange Act
Doud v. Toy Box Development Co., LLC et al
as 4:2012cv00335
Plaintiff: Ben Doud
Defendant: Toy Box Development Co., LLC , Michael D Erickson , Michael Morse
Cause Of Action: m(a) Securities Exchange Act
Curran et al v. Principal Management Corporation et al
as 4:2011cv00555
Plaintiff: Judith Curran , Michael Earp
Defendant: Principal Management Corporation, Principal Funds Distributor, Inc.
Cause Of Action: m(a) Securities Exchange Act
1 2 3 Next

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets were retrieved from PACER, and should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.