U.S. Court of Appeals, Ninth Circuit Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed

Cases 1 - 10 of 371

Todd Schueneman, et al v. Arena Pharmaceuticals, Inc., et al

as 14-55633
Plaintiff: TODD SCHUENEMAN, on behalf of himself and all others similarly situated, WILLIAM SUTLIFF, JEAN SUTLIFF and others
Plaintiff - Appellant: CARL SCHWARTZ
Defendant - Appellee: ARENA PHARMACEUTICALS, INC., JACK LEIF, ROBERT E. HOFFMAN and others
Movant: CHRIS GEORGAKOPOULOS, LARRY SPROWL, MAXAT AMANKOSSOV and others

Joel Eichenholtz, et al v. VeriFone Systems, Inc., et al

as 14-15627
: In re: VERIFONE HOLDINGS, INC. SECURITIES LITIGATION
Plaintiff - Appellee: JOEL EICHENHOLTZ, individually and on behalf of all others similarly situated, CLAL FINANCE BATUCHA INVESTMENT MANAGEMENT, LTD., BRIAN VAUGHN and others
Objector - Appellant: JEFF M. BROWN
Defendant - Appellee: VERIFONE SYSTEMS, INC., DOUGLAS G. BERGERON, WILLIAM G. ATKINSON and others

Kingsley Capital Management, L, et al v. Brian Sly, et al

as 14-15325
Plaintiff - Appellant: KINGSLEY CAPITAL MANAGEMENT, LLC, an Arizona limited liability company, BRUCE PAINE KINGSLEY MD IRA ROLLOVER
Defendant - Appellee: BRIAN NELSON SLY, BRIAN SLY AND COMPANY, INC., a California corporation, successor in interest to Brian Sly and Company, BRIAN SLY AND COMPANY, a California sole proprietorship and others

SEC v. Charles Copeland, et al

as 14-55246
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Creditor - Appellant: TRI TOOL INC.
Defendant: CHARLES P. COPELAND
Defendant - Appellee: COPELAND WEALTH MANAGEMENT, A Financial Advisory Corporation, COPELAND WEALTH MANAGEMENT, A Real Estate Corporation
Movant - Appellee: COPELAND PROPERTIES 18 L.P.
Receiver - Appellee: THOMAS C. HEBRANK