District of Iowa Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed

Cases 1 - 10 of 37
Aviva Life and Annuity Company et al v. D'Alessandro et al
as 4:2015cv00108
Plaintiff: Aviva Life and Annuity Company , Aviva Life and Annuity Company of New York
Defendant: Dennis D'Alessandro , Richard Shutran
Cause Of Action: m(a) Securities Exchange Act
American Chemicals & Equipment Inc 401(K) Retirement Plan v. Principal Management Corporation et al
as 4:2014cv00335
Defendant: Principal Management Corporation, Principal Global Investors LLC
Plaintiff: American Chemicals & Equipment Inc 401(K) Retirement Plan
Cause Of Action: a-3 Investment Company Act of 1940
Retterath v. Homeland Energy Solutions, LLC et al
as 4:2014cv00158
Defendant: David Finke , James Boeding , Chad Kuhlers and others
Plaintiff: Steve J. Retterath
Cause Of Action: m(a) Securities Exchange Act
Aviva Life and Annuity Company et al v. Canellas
as 4:2014cv00117
Plaintiff: Aviva Life and Annuity Company of New York , Aviva Life and Annuity Company
Defendant: Francis Canellas
Cause Of Action: m(a) Securities Exchange Act
American Chemicals & Equipment Inc 401(K) Retirement Plan v. Principal Management Corporation et al
as 4:2014cv00044
Defendant: Principal Management Corporation , Principal Global Investors LLC
Plaintiff: American Chemicals & Equipment Inc 401(K) Retirement Plan
Cause Of Action: m(a) Securities Exchange Act
Homeland Energy Solutions, LLC v. Retterath
as 4:2013cv00518
Plaintiff: Homeland Energy Solutions, LLC
Defendant: Steven J. Retterath
Cause Of Action: - Petition for Removal: SEC Act
US Commodity Futures Trading Commission v. US Bank, NA We have downloadable decisions or orders for this case
as 6:2013cv02041
Plaintiff: US Commodity Futures Trading Commission
Defendant: US Bank, NA
Cause Of Action: Federal Commodity Exchange Regulation
Aviva Life and Annuity Company et al v. Davis et al
as 4:2012cv00603
Defendant: Joel Sanders, Steven H Davis, Stephen DiCarmine
Plaintiff: Aviva Life and Annuity Company , Aviva Life and Annuity Company of New York
Cause Of Action: Securities Exchange Act
Curran et al v. Principal Management Corporation et al
as 4:2012cv00513
Plaintiff: Judith Curran , Michael Earp
Defendant: Principal Management Corporation, Principal Funds Distributor, Inc.
Cause Of Action: Securities Exchange Act
Modi v. Wasendorf et al
as 6:2012cv02057
Plaintiff: Gobind Modi
Defendant: Russell Wasendorf, Sr, Russell Wasendorf, Jr, Niel J Aslin and others
Cause Of Action: (b) Federal Commodity Exchange Regulation
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