Iowa Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings
Cases filed
Cases 1 - 10 of 53
United States Securities and Exchange Commission v. Cambridge Investment Research Advisors, Inc. et al
as 4:2022cv00071
Plaintiff: Securities and Exchange Commission and United States Securities and Exchange Commission
Defendant: Cambridge Investment Research Advisors, Inc. and Cambridge Investment Research, Inc.
Reed et al v. Ag Manufacturing & Technology, Inc. et al
as 4:2020cv00152
Plaintiff: Madreal Solutions, LLC and Josef Reed
Defendant: Ag Manufacturing & Technology, Inc. and Ag Manufacturing & Technology, LLC
Mroz v. Meredith Corporation et al
as 4:2019cv00294
Defendant: Thomas H. Harty, Joseph H. Ceryanec, Stephen M. Lacy and others
Plaintiff: Joseph Mroz
Petitioner: City of Plantation Police Officers Pension Fund
United States Securities and Exchange Commission v. Moffitt et al
as 3:2018cv03034
Defendant: Taylor Moffitt , US CoProducts, LLC and Carlos Febles
Plaintiff: United States Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
Sparling v. Rockwell Collins, Inc
as 1:2017cv00137
Plaintiff: Patti J Sparling
Defendant: Rockwell Collins, Inc , Anthony J Carbone, Chris A Davis and others
Cause Of Action: 15 U.S.C. § 78
Marchese v. Rockwell Collins Inc et al
as 1:2017cv00128
Plaintiff: Mary Marchese
Defendant: Rockwell Collins, Inc, Anthony J Carbone, Chris A Davis and others
Cause Of Action: 15 U.S.C. § 78
Heinly v. Rockwell Collins Inc et al
as 1:2017cv00127
Plaintiff: Matthew D Heinly
Defendant: Rockwell Collins, Inc, Robert K Ortberg, David Lilley and others
Cause Of Action: 15 U.S.C. § 78
McWilliams v. Rockwell Collins Inc et al
as 1:2017cv00123
Plaintiff: James T McWilliams
Defendant: Rockwell Collins, Inc, Robert K Ortberg, Anthony J Carbone and others
Cause Of Action: 15 U.S.C. § 78
Lase Guaranty Trust v. Rockwell Collins Inc et al
as 1:2017cv00125
Plaintiff: Lase Guaranty Trust
Defendant: Rockwell Collins, Inc, Anthony J Carbone, Chris A Davis and others
Cause Of Action: 15 U.S.C. § 78
Sharpenter v. Rockwell Collins, Inc et al
as 1:2017cv00113
Plaintiff: Ted Sharpenter
Defendant: Rockwell Collins, Inc, Anthony J Carbone, Chris A Davis and others
Cause Of Action: 15 U.S.C. § 78

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