UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. MARCUM et al
Plaintiff: UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Defendant: MARCUM COMPANIES LLC, JOHN K MARCUM and GUARANTY RESERVES TRUST LLC
Case Number: 1:2013cv01361
Filed: August 26, 2013
Court: US District Court for the Southern District of Indiana
Office: Indianapolis Office
Presiding Judge: Sarah Evans Barker
Presiding Judge: Mark J. Dinsmore
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. ยง 77 Securities Fraud
Jury Demanded By: None

Available Case Documents

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Date Filed Document Text
September 9, 2013 Opinion or Order Filing 18 ORDER granting the Security and Exchange Commission's 16 Motion for Preliminary Injunction. Defendants are preliminarily enjoined from violating the Securities Act of 1933 and the Securities Exchange Act of 1934. The 12 Asset Freeze Order entered on August 26, 2013 shall remain in full force and effect and all assets subject to that order remain frozen pending further Court order. Defendants continue to be enjoined from destroying documents as set forth in paragraph V of 11 the Or der for Temporary Restraining Order and Other Ancillary Relief. Defendants shall make an accounting to the Court within seven (7) days as directed herein. This preliminary injunction shall remain in effect until a Final Judgment is issued or this action is otherwise finally disposed of. Signed by Judge Sarah Evans Barker on 9/9/2013. (PGS) Modified on 9/9/2013 (PGS).
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Defendant: MARCUM COMPANIES LLC
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Defendant: JOHN K MARCUM
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Defendant: GUARANTY RESERVES TRUST LLC
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Plaintiff: UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Represented By: Robert M. Moye
Represented By: Jill Z. Julian
Represented By: Brian D. Fagel
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