Tenth Circuit Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings
Cases filed
Cases 11 - 20 of 1,250
Securities and Exchange Commission v. Swensen, Stephen Romney The Estate of et al
as 1:2022cv00135
Plaintiff: Securities and Exchange Commission
Defendant: Estate of Stephen Romney Swensen, The, Crew Capital Group, Wendy Swensen and others
Cause Of Action: 15 U.S.C. § 0077 Securities Fraud
Securities and Exchange Commission v. Mecham
as 1:2022cv00127
Plaintiff: Securities and Exchange Commission
Defendant: Allen Mecham
Cory v. Ping Identity Holding Corp. et al
as 1:2022cv02513
Plaintiff: Joan Cory
Defendant: Ping Identity Holding Corp., Michael Fosnaugh, Rod Aliabadi and others
Cause Of Action: 15 U.S.C. § 78 Securities Exchange Act
Goodman v. Ping Identity Holding Corp. et al
as 1:2022cv02484
Plaintiff: Aaron Goodman
Defendant: Ping Identity Holding Corp., Michael Fosnaugh, Rod Aliabadi and others
Cause Of Action: 15 U.S.C. § 78 Securities Exchange Act
Obeslo v. Great-West Life and Annuity Insurance Co, et al
as 22-1292
Plaintiff: JOAN OBESLO, ANNE HALL and TINA GORRELL-DEYERLE, on behalf of Great-Western Funds, Inc.
Defendant / Appellee: GREAT-WEST LIFE AND ANNUITY INSURANCE CO, GREAT-WEST CAPITAL MANAGEMENT, LLC, GREAT-WEST LIFE AND ANNUITY INSURANCE CO. and others
Appellant: SCHLICHTER BOGARD & DENTON LLP
Obeslo, et al v. Empower Capital, et al
as 22-1291
Plaintiff: JOAN OBESLO, ANNE HALL, TINA GORRELL-DEYERLE, on behalf of Great-Western Funds, Inc. and others
Defendant / Appellee: GREAT-WEST LIFE AND ANNUITY INSURANCE CO, GREAT-WEST CAPITAL MANAGEMENT, LLC, GREAT-WEST LIFE AND ANNUITY INSURANCE CO. and others
Appellant: SCHNEIDER WALLACE COTTRELL KONECKY LLP
Cupat v. Palantir Technologies Inc. et al
as 1:2022cv02384
Plaintiff: Minchie Galot Cupat
Defendant: Palantir Technologies Inc., Alexander C. Karp, David Glazer and others
Cause Of Action: 15 U.S.C. § 78 Securities Exchange Act
Hogan and Associates Construction et al v. Urban Commons 6th Ave Seattle et al
as 1:2022cv00110
Plaintiff: Hogan and Associates Construction, William A Smith and Jenny R Smith
Defendant: Urban Commons 6th Ave Seattle and Eagle Nashville Airport Hotel
United States Securities and Exchange Commission v. Watson et al
as 1:2022cv02147
Plaintiff: US Securities and Exchange Commission and United States Securities and Exchange Commission
Defendant: Robert Brian Watson, WDC Holdings LLC d/b/a Northstar Commercial Partners and WDC Holdings LLC doing business as Northstar Commercial Partners
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Nathanson et al v. Tortoise Capital Advisors, L.L.C. et al We have downloadable decisions or orders for this case
as 2:2022cv02328
Plaintiff: Howard Nathanson and Gus Gordon
Defendant: Tortoise Capital Advisors, L.L.C., Conrad S. Ciccotello, Rand C. Berney and others
Cause Of Action: 28 U.S.C. § 1331 Fed. Question

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