District of New Mexico Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed

Cases 1 - 10 of 28
William G. Bussen v. Westpark Capital Financial Servics LLC et al
as 1:2014cv01101
Defendant: Allianz Life Insurance Company of North America , Westpark Capital Financial Servics LLC , Does
Plaintiff: William G Bussen
Cause Of Action: - Petition for Removal: SEC Act
Navitus Group, LLC v. White
as 2:2013cv01184
Defendant: David J. White
Plaintiff: Navitus Group, LLC
Cause Of Action: Fed. Question: Breach of Contract
U.S. Securities and Exchange Commission v. Projaris Managment, LLC et al
as 1:2013cv00849
Defendant: Pamela M Hass, Timothy J Lawler, Ryan G Lawler and others
Plaintiff: U.S. Securities and Exchange Commission
Cause Of Action: Securities Fraud
Securities and Exchange Commission v. Goldstone et al
as 1:2012cv00257
Plaintiff: Securities and Exchange Commission
Defendant: Larry A Goldstone , Clarence G. Simmons, III , Jane E. Starrett
Cause Of Action: Securities Fraud
Charles Schwab & Co., Inc. v. D Vollstedt et al
as 1:2011cv00709
Respondent: Steve A Vollstedt , D Vollstedt , S Vollstedt TTEE and others
Petitioner: Charles Schwab & Co., Inc.
Cause Of Action: Petition to Vacate Arbitration Award
Securities and Exchange Commission v. United American Ventures, LLC et al
as 1:2010cv00568
Plaintiff: Securities and Exchange Commission
Defendant: United American Ventures, LLC, Philip Lee David Jack Thomas, Eric J. Hollowell and others
Cause Of Action: Securities Fraud
Securities and Exchange Commission v. Vaughan et al
as 1:2010cv00263
Defendant: Douglas F Vaughan, Vaughan Company, Realtors, Inc., Vaughan Capital, LLC
Plaintiff: Securities and Exchange Commission
Cause Of Action: Securities Fraud
Securities and Exchange Commission v. Kokesh
as 6:2009cv01021
Plaintiff: Securities and Exchange Commission
Defendant: Charles R Kokesh
Cause Of Action: Securities Fraud
Type: Other Statutes None
Drawbaugh v. Psychiatric Solutions, Inc. (PSI) et al
as 1:2009cv00826
Plaintiff: David Drawbaugh
Defendant: Psychiatric Solutions, Inc. (PSI), Peak Behavioral Health Services, LLC
Cause Of Action: Cause Code Unknown
Mueller v. Emcore Corporation et al
as 1:2009cv00133
Plaintiff: Jay Mueller, Jay Mueller, Jay Mueller and others
Defendant: Emcore Corporation, Adam Gushard, Hong Q Hou and others
Cause Of Action: Securities Exchange Act
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