U.S. Court of Appeals, Ninth Circuit Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed


Cases 1 - 10 of 484
CFTC v. Monex Credit Company, et al
as 18-55815
Plaintiff - Appellant: U.S. COMMODITY FUTURES TRADING COMMISSION
Defendant - Appellee: MONEX CREDIT COMPANY, MONEX DEPOSIT COMPANY, NEWPORT SERVICES CORPORATION and others
George Hannon, et al v. American Express Company, et al
as 18-16115
: In re: WELLS FARGO & COMPANY SHAREHOLDER DERIVATIVE LITIGATION
Plaintiff - Appellant: GEORGE J. HANNON
Plaintiff - Appellee: FIRE & POLICE PENSION ASSOCIATION OF COLORADO, THE CITY OF BIRMINGHAM RETIREMENT AND RELIEF SYSTEM
Defendant - Appellee: AMERICAN EXPRESS COMPANY, WELLS FARGO & COMPANY
Melinda Murtaugh v. Star Scientific Limited, et al
as 18-55742
Plaintiff - Appellee: MELINDA MURTAUGH
Defendant - Appellant: STAR SCIENTIFIC LIMITED, an Australian corporation, ANDREW HORVATH, ESTATE OF STEPHEN HORVATH
Securities and Exchange Commis v. Capital Cove Bancorp, LLC, et al
as 18-55672
Plaintiff - Appellee: SECURITIES AND EXCHANGE COMMISSION
Defendant: CAPITAL COVE BANCORP, LLC
Defendant - Appellant: CHRISTOPHER M. LEE, AKA Rashid K. Khalfani
Carl Schwartz, et al v. Arena Pharmaceuticals, Inc., et al
as 18-55618
Plaintiff - Appellant: CARL SCHWARTZ, Lead Plaintiff and the Settlement Class
Appellant: KAPLAN FOX & KILSHEIMER LLP
Defendant - Appellee: ARENA PHARMACEUTICALS, INC., JACK LEIF, ROBERT E. HOFFMAN and others
City of Fort Lauderdale GERS v. Edison International, et al
as 18-55496
Plaintiff - Appellant: CITY OF FORT LAUDERDALE GENERAL EMPLOYEES' RETIREMENT SYSTEM, on behalf of itself and all others similarly situated
Defendant - Appellee: EDISON INTERNATIONAL, THEODORE F. CRAVER, W. JAMES SCILACCI and others
HMEPS v. BofI Holding, Inc., et al
as 18-55415
In Re: In re: BOFI HOLDING, INC. SECURITIES LITIGATION
Plaintiff - Appellant: HOUSTON MUNICIPAL EMPLOYEES PENSION SYSTEM
Defendant - Appellee: BOFI HOLDING, INC., GREGORY GARRABRANTS, ANDREW J. MICHELETTI and others
Bradley Sayre v. JPMorgan Chase & Co., et al
as 18-55411
Plaintiff - Appellant: BRADLEY SAYRE
Defendant - Appellee: JPMORGAN CHASE & CO., JP MORGAN CHASE SECURITIES, LLC, J.P. MORGAN SECURITIES, LLC and others
J. Jordan v. Jay Hoag, et al
as 18-15451
Plaintiff - Appellant: J. D. JORDAN
Defendant - Appellee: JAY C. HOAG, Founding General Partner, Technology Crossover Ventures, TVC VII LP, TCV VII (A) and others
USSEC v. Janus Spectrum LLC, et al
as 18-15403
Plaintiff - Appellee: U.S. SECURITIES & EXCHANGE COMMISSION
Defendant - Appellant: JANUS SPECTRUM LLC, DAVID ALCORN, DAVID ALCORN PROFESSIONAL CORPORATION
Defendant: KENT MAERKI, DOMINION PRIVATE CLIENT GROUP LLC, JANUS SPECTRUM GROUP LLC and others

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