U.S. Court of Appeals, Ninth Circuit Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed


Cases 1 - 10 of 448
Roya Wulff Ventures LLC, et al v. Primero Mining Corp., et al
as 17-56367
Plaintiff - Appellant: ROYAL WULFF VENTURES LLC, Lead Plaintiff, ROBERT E. COOK, as Trustee for the Robert E. Cook and Paula J. Brooks Living Trust Under An Agreement Dated 12/30/1998. Lead Plaintiff
Defendant - Appellee: PRIMERO MINING CORP., JOSEPH F. CONWAY, DAVID BLAIKLOCK and others
Sheldon Goldberg, et al v. Jack Barreca, et al
as 17-16798
Plaintiff - Appellant: SHELDON F. GOLDBERG, BARBARA A. GOLDBERG, BENEFICIAL INNOVATIONS, INC.
Defendant - Appellee: JACK BARRECA, INTERNATIONAL BEVERAGE, LTD., INTERNATIONAL BEVERAGE ALLIANCE, LLC, a Nevada limited liability company and others
USSEC v. Inteligentry, LTD, et al
as 17-16690
Plaintiff - Appellee: U.S. SECURITIES & EXCHANGE COMMISSION
Defendant: INTELIGENTRY, LTD, PLASMERG, INC, PTP LICENSING, LTD
Defendant - Appellant: JOHN P. ROHNER, INTELIGENTRY INVESTORS, as a class of "interested parties" as personally qualified and represented by Rohner
USSEC v. Inteligentry, LTD, et al
as 17-16644
Plaintiff - Appellee: U.S. SECURITIES & EXCHANGE COMMISSION
Defendant: INTELIGENTRY, LTD, PLASMERG, INC, PTP LICENSING, LTD
Defendant - Appellant: JOHN P. ROHNER
Rameses Lomingkit, et al v. Apollo Education Group, Inc., et al
as 17-16634
Plaintiff - Appellant: RAMESES TE LOMINGKIT, Individually and on behalf of all others similarly situated, NATIONAL SHOPMEN PENSION FUND, GOVERNMENT OF GUAM RETIREMENT FUND
Defendant - Appellee: APOLLO EDUCATION GROUP, INC., PETER V. SPERLING, GREGORY W. CAPPELLI and others
SEC v. Bruce Cole, et al
as 17-56196
Plaintiff - Appellee: SECURITIES AND EXCHANGE COMMISSION
Defendant - Appellant: BRUCE A. COLE, NANETTE H. COLE
Gordon Stroh v. Saturna Capital Corporation
as 17-35607
Plaintiff - Appellant: GORDON SCOTT STROH
Defendant - Appellee: SATURNA CAPITAL CORPORATION
Timothy Gallas v. ProNai Therapeutics, Inc., et al
as 17-16325
Plaintiff - Appellee: TIMOTHY GALLAS, Individually and on Behalf of All Others Similarly Situated
Defendant - Appellant: PRONAI THERAPEUTICS, INC., AKA Sierra Oncology, Inc., NICK GLOVER, SUKHI JAGPAL and others
Christopher Book v. ProNai Therapeutics, Inc., et al
as 17-16323
Plaintiff - Appellee: CHRISTOPHER BOOK, Individually and on Behalf of All Others Similarly Situated
Defendant - Appellant: PRONAI THERAPEUTICS, INC., AKA Sierra Oncology, Inc., NICK GLOVER, SUKHI JAGPAL and others
Securities and Exchange Commis v. Charles Liu, et al
as 17-55849
Plaintiff - Appellee: SECURITIES AND EXCHANGE COMMISSION
Defendant - Appellant: CHARLES C. LIU, XIN WANG, AKA Lisa Wang
Defendant: PACIFIC PROTON THERAPY REGIONAL CENTER LLC, PACIFIC PROTON EB 5 FUND LLC, BEVERLY PROTON CENTER LLC, FKA Los Angeles County Proton Therapy LLC

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