Southern District of Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed


Cases 1 - 10 of 424
Securities and Exchange Commission v. Cash Capital, LLC et al
as 3:2017cv01536
Plaintiff: Securities and Exchange Commission
Defendant: Cash Capital, LLC, America's Strategic Ore Properties, LLC, Robert W. Wilson
Cause Of Action: Securities Fraud
Securities and Exchange Commission v. John Anthony Giunti et al
as 3:2017cv01504
Plaintiff: Securities and Exchange Commission
Defendant: John Anthony Giunti, Interactive Media Solutions, LLC
Cause Of Action: Securities Fraud
Securities and Exchange Commission v. Flowers et al
as 3:2017cv01456
Plaintiff: Securities and Exchange Commission
Defendant: Troy Joseph Flowers, Sean Paul Nevett, Fruition, INC.
Cause Of Action: Securities Fraud
Hom v. TFC Holding Company et al
as 3:2017cv01109
Plaintiff: Thomas Edward Hom
Defendant: TFC Holding Company , Tomatobank , RBB Bancorp and others
Cause Of Action: j(b)ss Stockholder Suit
Sterchi et al v. Malloy et al
as 3:2017cv01097
Plaintiff: Thomas Neal Sterchi , Jr. , Kristine Sterchi
Defendant: William M. Malloy , III , MWM 1835, LLC , Vinee Mehta and others
Counter_claimant: MWM 1835, LLC , William M. Malloy , III
Counter_defendant: Kristine Sterchi , Thomas Neal Sterchi , Jr.
Cause Of Action: m(a) Securities Exchange Act
Mandalevy v. BofI Holding, Inc. et al
as 3:2017cv00667
Plaintiff: Bar Mandalevy
Defendant: BofI Holding, Inc., Gregory Garrabrants, Andrew J. Micheletti
Cause Of Action: m(a) Securities Exchange Act
Securities and Exchange Commission v. Desarrolladora Homex, S.A.B. de C.V. We have downloadable decisions or orders for this case
as 3:2017cv00432
Plaintiff: Securities and Exchange Commission
Defendant: Desarrolladora Homex, S.A.B. de C.V.
Cause Of Action: Securities Fraud
Sayre v. JP Morgan Chase & Co. et al
as 3:2017cv00449
Plaintiff: Bradley Sayre
Defendant: JP Morgan Chase & Co., JP Morgan Chase Securities, LLC, Does 1-10
Cause Of Action: w Fed. Question: Wrongful Termination of Employment
Jin v. Regulus Therapeutics Inc. et al
as 3:2017cv00267
Plaintiff: Li Jin
Defendant: Regulus Therapeutics Inc., Joseph P. Hagan, Paul C. Grint and others
Cause Of Action: m(a) Securities Exchange Act
Polat v. Regulus Therapeutics Inc. et al
as 3:2017cv00182
Plaintiff: Baran Polat
Defendant: Regulus Therapeutics Inc. , Paul C. Grint , Joseph P. Hagan
Cause Of Action: m(a) Securities Exchange Act

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