Northern District of Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed


Cases 1 - 10 of 37
Gordon v. CommerceHub, Inc. et al
as 1:2018cv00512
Plaintiff: Brian Gordon
Defendant: CommerceHub, Inc., Richard N. Baer, Mark P. Cattini and others
Cause Of Action: m(a) Securities Exchange Act
Palmer v. Wells Fargo Bank, N.A. et al
as 5:2018cv00437
Plaintiff: Jason G. Palmer
Defendant: Wells Fargo Bank, N.A., Column Financial Bank
Cause Of Action: m(a) Securities Exchange Act
Rodak v. D'Ambra et al
as 1:2017cv01179
Plaintiff: Robert J. Rodak
Defendant: Thomas E. D'Ambra , David H. Deming , Kenneth P. Hagen and others
Cause Of Action: m(a) Securities Exchange Act
Securities and Exchange Commission v. Page et al We have downloadable decisions or orders for this case
as 1:2016cv01391
Plaintiff: Securities and Exchange Commission
Defendant: Edgar R. Page, PageOne Financial, Inc.
Cause Of Action: a-3 Investment Company Act of 1940
McManus v. Tetra Tech Construction, Inc. et al We have downloadable decisions or orders for this case
as 1:2016cv00894
Plaintiff: Scott Thomas McManus
Defendant: Tetra Tech Construction, Inc., Tetra Tech, Inc.
Cause Of Action: Fed. Question: Securities Violation
McEssy v. Gray, Jr. et al
as 1:2015cv01462
Plaintiff: William H. McEssy
Defendant: Gregory W. Gray, Jr., Gregory P. Edwards, Archipel Capital, LLC and others
Cause Of Action: Racketeering (RICO) Act
Securities and Exchange Commission v. Anthony
as 1:2015cv01307
Plaintiff: Securities and Exchange Commission
Defendant: Donald J. Anthony, Jr.
Cause Of Action: m(a) Securities Exchange Act
Securities and Exchange Commission v. Feldmann We have downloadable decisions or orders for this case
as 1:2015cv01308
Plaintiff: Securities and Exchange Commission
Defendant: Richard D. Feldmann
Cause Of Action: Securities Fraud
Tobia et al v. The United Group of Companies, Inc. et al
as 1:2015cv01208
Plaintiff: Robert Tobia , Frances Tobia
Defendant: The United Group of Companies, Inc., United Group Fund Management, LLC, Michael J. Uccellini and others
Cause Of Action: m(a) Securities Exchange Act
Securities and Exchange Commission v. Riel, III et al We have downloadable decisions or orders for this case
as 5:2015cv01166
Plaintiff: Securities and Exchange Commission
Defendant: Charles Riel, III, REinvest LLC
Cause Of Action: Securities Fraud

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