US District Court for the District of New Mexico Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings
Cases filed
Cases 1 - 10 of 33
United States Securities and Exchange Commission v. Mueller
as 1:2020cv00984
Plaintiff: United States Securities and Exchange Commission
Defendant: Frank G. Mueller
Cause Of Action: Securities Fraud
Schauff et al v. Tripathi et al We have downloadable decisions or orders for this case
as 1:2020cv00590
Plaintiff: Joseph Schauff, Peggy Schauff
Defendant: Lloyd Glick, Sushama Tripathi
Securities and Exchange Commission v. Malouf
as 1:2020mc00019
Defendant: Dennis J. Malouf
Plaintiff: Securities and Exchange Commission
Commodity Futures Trading Commission v. Lien
as 1:2019cv01153
Defendant: Douglas Lien
Plaintiff: Commodity Futures Trading Commission
Securities and Exchange Commission v. Cook et al
as 1:2015cv00864
Plaintiff: Securities and Exchange Commission
Defendant: Jill D. Cook, Mark C. Pierce
Cause Of Action: Securities Fraud
William G. Bussen v. Westpark Capital Financial Servics LLC et al
as 1:2014cv01101
Defendant: Allianz Life Insurance Company of North America , Westpark Capital Financial Servics LLC , Does
Plaintiff: William G Bussen
Cause Of Action: - Petition for Removal: SEC Act
Navitus Group, LLC v. White
as 2:2013cv01184
Defendant: David J. White
Plaintiff: Navitus Group, LLC
Cause Of Action: Fed. Question: Breach of Contract
U.S. Securities and Exchange Commission v. Projaris Managment, LLC et al
as 1:2013cv00849
Defendant: Pamela M Hass, Timothy J Lawler, Ryan G Lawler and others
Plaintiff: U.S. Securities and Exchange Commission
Cause Of Action: Securities Fraud
Securities and Exchange Commission v. Goldstone et al We have downloadable decisions or orders for this case
as 1:2012cv00257
Plaintiff: Securities and Exchange Commission
Defendant: Larry A Goldstone , Clarence G. Simmons, III , Jane E. Starrett
Cause Of Action: Securities Fraud
Charles Schwab & Co., Inc. v. D Vollstedt et al
as 1:2011cv00709
Respondent: Steve A Vollstedt , D Vollstedt , S Vollstedt TTEE and others
Petitioner: Charles Schwab & Co., Inc.
Cause Of Action: Petition to Vacate Arbitration Award

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