US District Court for the Western District of New York Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings
Cases filed
Cases 1 - 10 of 53
Securities and Exchange Commission v. The Estate of Richard Ventrilla et al
as 1:2020cv01310
Defendant: Cygnus Capital Management, LLC, The Estate of Richard Ventrilla
Plaintiff: Securities and Exchange Commission
Cause Of Action: Securities Fraud
United States Securities and Exchange Commission v. Grenda
as 1:2020cv00241
Defendant: Walter F. Grenda, Jr.
Plaintiff: Securities and Exchange Commission, United States Securities and Exchange Commission
Cause Of Action: Securities Fraud
Bull v. 22nd Century Group, Inc. et al
as 1:2019cv01285
Petitioner: Garden State Tire Corp., Stephens Johnson, Joseph Noto and others
Plaintiff: Matthew Bull
Defendant: John T Brodfuehrer, 22nd Century Group, Inc., Henry Sicignano III
U.S. Securities and Exchange Commission v. Dembski
as 1:2019cv01246
Defendant: Mr. Timothy S. Dembski
Plaintiff: U.S. Securities and Exchange Commission
Cause Of Action: Federal Question: Enforcement of Judgment
Securities and Exchange Commission v. Morgan et al We have downloadable decisions or orders for this case
as 1:2019cv00661
Defendant: Robert C. Morgan, Morgan Acquisitions LLC, Morgan Mezzanine Fund Manager LLC
Plaintiff: Securities and Exchange Commission
Cause Of Action: Securities Fraud
Assad v. Rand Capital Corporation et al
as 1:2019cv00557
Defendant: Erland E Kailbourne, Robert M Zak, Rand Capital Corporation and others
Plaintiff: George Assad
Dembski v. Securities and Exhange Commission We have downloadable decisions or orders for this case
as 1:2019cv00358
Defendant: Securities and Exhange Commission
Plaintiff: Mr. Timothy S. Dembski
Cause Of Action: Constitutionality of State Statute(s)
Tucker v. Bhise et al
as 1:2019cv00052
Defendant: Himesh Bhise, Scott Murphy, Elisabeth B. Donohue and others
Plaintiff: Matthew Tucker
Cause Of Action: Fed. Question: Securities Violation
Heimberg v. Bhise et al
as 1:2018cv01407
Defendant: HIMESH BHISE, SCOTT MURPHY, ANDREW KAU and others
Plaintiff: STEPHEN R. HEIMBERG
Cause Of Action: Fed. Question: Securities Violation
Cashmore v. Financial Industry Regulatory Authority
as 1:2018cv01198
Defendant: FINANCIAL INDUSTRY REGULATORY AUTHORITY
Plaintiff: Jeffrey A Cashmore
Cause Of Action: Notice of Removal

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