Securities and Exchange Commission v. Helms et al

Justia Dockets & Filings Eighth Circuit Arkansas Western District Securities and Exchange Commission v. Helms et al

Securities and Exchange Commission v. Helms et al

Plaintiff:	Securities and Exchange Commission
Defendant:	G3 Minerals, LLC, Barefoot Minerals, G.P., Arcady Resources, LLC, Iron Rock Royalty Management, LLC, Iron Rock Royalty Partners, LP, Vesta Royalty Management, LLC, Vesta Royalty Partners, LP, Vendetta Royalty Management, LLC, Vendetta Royalty Partners, Ltd., Roland Barrera, Deven Sellers, Janniece S. Kaelin, Robert A. Helms, Haley Oil Company, Inc., Lake Rock, LLC, SeBud Minerals, LLC, Technicolor Minerals, G.P., William L. Barlow and Global Capital Ventures, LLC
Case Number:	4:2014mc00004
Filed:	June 5, 2014
Court:	US District Court for the Western District of Arkansas
Office:	Texarkana Office
County:	Miller
Presiding Judge:	Susan O. Hickey
Nature of Suit:	Securities/Commodities/Exchanges
Cause of Action:	Civil Miscellaneous Case
Jury Demanded By:	None

Access additional case information on PACER

Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Access this case on the Arkansas Western District Court's Electronic Court Filings (ECF) System

Search for this case: Securities and Exchange Commission v. Helms et al
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Web	[ Unicourt \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: G3 Minerals, LLC
Represented By:	Thomas L. Taylor, III
Represented By:	Andrew M. Goforth
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Barefoot Minerals, G.P.
Represented By:	Thomas L. Taylor, III
Represented By:	Andrew M. Goforth
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Arcady Resources, LLC
Represented By:	Thomas L. Taylor, III
Represented By:	Andrew M. Goforth
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Iron Rock Royalty Management, LLC
Represented By:	Thomas L. Taylor, III
Represented By:	Andrew M. Goforth
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Iron Rock Royalty Partners, LP
Represented By:	Thomas L. Taylor, III
Represented By:	Andrew M. Goforth
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Vesta Royalty Management, LLC
Represented By:	Thomas L. Taylor, III
Represented By:	Andrew M. Goforth
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Vesta Royalty Partners, LP
Represented By:	Thomas L. Taylor, III
Represented By:	Andrew M. Goforth
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Vendetta Royalty Management, LLC
Represented By:	Thomas L. Taylor, III
Represented By:	Andrew M. Goforth
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Vendetta Royalty Partners, Ltd.
Represented By:	Thomas L. Taylor, III
Represented By:	Andrew M. Goforth
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Roland Barrera
Represented By:	Thomas L. Taylor, III
Represented By:	Andrew M. Goforth
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Deven Sellers
Represented By:	Thomas L. Taylor, III
Represented By:	Andrew M. Goforth
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Janniece S. Kaelin
Represented By:	Thomas L. Taylor, III
Represented By:	Andrew M. Goforth
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Robert A. Helms
Represented By:	Thomas L. Taylor, III
Represented By:	Andrew M. Goforth
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Haley Oil Company, Inc.
Represented By:	Thomas L. Taylor, III
Represented By:	Andrew M. Goforth
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Lake Rock, LLC
Represented By:	Thomas L. Taylor, III
Represented By:	Andrew M. Goforth
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: SeBud Minerals, LLC
Represented By:	Thomas L. Taylor, III
Represented By:	Andrew M. Goforth
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Technicolor Minerals, G.P.
Represented By:	Thomas L. Taylor, III
Represented By:	Andrew M. Goforth
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: William L. Barlow
Represented By:	Thomas L. Taylor, III
Represented By:	Andrew M. Goforth
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Global Capital Ventures, LLC
Represented By:	Thomas L. Taylor, III
Represented By:	Andrew M. Goforth
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Securities and Exchange Commission
Represented By:	Timothy S. McCole
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.

Why Is My Information Online?