SEC v. Mark Johnson
Defendant: KEVIN DROST, WALTZER, OWINGS CAPITAL GROUP, LLC, THE OWINGS GROUP, LLC, OWINGS CAPITAL FUNDS, LLC, OWINGS-1, LLC, ONE SOURCE ADVISORS, LLC, BRIAN KOSLOW, MJSC ENTERPRISES LLC and STRATEGIC COACHING, INC.
Plaintiff / Appellee: UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant: MARK JOHNSON
Case Number: 21-1711
Filed: June 25, 2021
Court: U.S. Court of Appeals, Fourth Circuit
Nature of Suit: Other

Opinions

We have the following opinions for this case:

Date Filed Description
August 4, 2022 Summary SEC v. Mark Johnson

Docket Report

This docket was last retrieved on July 30, 2021. A more recent docket listing may be available from PACER.

Date Filed Document Text
July 30, 2021 Filing 15 BRIEFING ORDER filed. Paper copy requirements are temporarily suspended unless the case is under pre-argument review or being scheduled for argument, in which case a total of four paper copies of formal briefs and appendices are required. Opening Brief and Appendix due 09/08/2021. Response Brief due 10/08/2021 [21-1711] AW [Entered: 07/30/2021 03:42 PM]
July 22, 2021 Filing 14 DISCLOSURE STATEMENT by Mark Johnson. Was any question on Disclosure Form answered yes? No [1000990235] [21-1711] William Heyman [Entered: 07/22/2021 11:11 AM]
July 21, 2021 Filing 13 DOCKETING STATEMENT by Mark Johnson. [21-1711] William Heyman [Entered: 07/21/2021 11:50 AM]
July 19, 2021 Filing 12 DOCKETING NOTICE issued Re: [ # 1 ] case. Originating case number: 1:18-cv-02046-RDB. [21-1711] AW [Entered: 07/19/2021 03:29 PM]
July 19, 2021 Filing 11 APPEARANCE OF COUNSEL by William S. Heyman for Mark Johnson. [1000988191] [21-1711] William Heyman [Entered: 07/19/2021 02:35 PM]
July 19, 2021 Filing 10 DOCKETING FORMS FOLLOW-UP NOTICE ISSUED to Mark Johnson re: filing of disclosure form. Mailed to: Johnson. [21-1711] AW [Entered: 07/19/2021 08:58 AM]
July 9, 2021 Filing 9 TRANSCRIPT ORDER ACKNOWLEDGMENT filed for Ronda J. Thomas. Identify by proceeding and date all transcript ordered from this court reporter: Telephonic Motions Hearing 05/05/2021. Names of all parties ordering transcript from this reporter: Mark Johnson. Originating case number: 1:18-cv-02046-RDB. Transcript due from Ronda J. Thomas, Official Court Reporter on 09/14/2021. [21-1711] AW [Entered: 07/09/2021 03:30 PM]
July 9, 2021 Opinion or Order Filing 8 ORDER filed suspending briefing. Copies to all parties. [1000983280] [21-1711] AW [Entered: 07/09/2021 03:25 PM]
July 9, 2021 Filing 7 TRANSCRIPT ORDER FORM by Mark Johnson for. [21-1711] AW [Entered: 07/09/2021 03:24 PM]
July 6, 2021 Filing 6 APPEARANCE OF COUNSEL by Daniel Staroselsky for SEC. [1000980534] [21-1711] Daniel Staroselsky [Entered: 07/06/2021 11:46 AM]
June 30, 2021 Filing 5 ASSEMBLED ELECTRONIC RECORD docketed. Originating case number: 1:18-cv-02046-RDB. Record in folder? Yes. Record reviewed? Yes. PSR & SOR included? N/A. [21-1711] AW [Entered: 06/30/2021 08:17 AM]
June 25, 2021 Filing 4 RECORD requested from Clerk of Court. Due: 07/09/2021. [21-1711] AW [Entered: 06/25/2021 03:34 PM]
June 25, 2021 Filing 3 INFORMAL BRIEFING ORDER filed. Mailed to: Johnson. Informal Opening Brief due 07/19/2021 Informal response brief, if any: 14 days after informal opening brief served. [21-1711] AW [Entered: 06/25/2021 03:31 PM]
June 25, 2021 Filing 2 FEE NOTICE issued to Mark Johnson - initial notice. Fee or application to proceed as indigent due 07/26/2021 Originating case number: 1:18-cv-02046-RDB. Mailed to: Johnson. [21-1711] AW [Entered: 06/25/2021 03:29 PM]
June 25, 2021 Filing 1 Case docketed. Originating case number: 1:18-cv-02046-RDB. Case manager: AWalker. [21-1711] AW [Entered: 06/25/2021 03:28 PM]

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Defendant: KEVIN DROST
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Defendant: WALTZER
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Defendant: OWINGS CAPITAL GROUP, LLC
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Defendant: THE OWINGS GROUP, LLC
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Defendant: OWINGS CAPITAL FUNDS, LLC
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Defendant: OWINGS-1, LLC
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Defendant: ONE SOURCE ADVISORS, LLC
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Defendant: BRIAN KOSLOW
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Defendant: MJSC ENTERPRISES LLC
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Defendant: STRATEGIC COACHING, INC.
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Plaintiff / appellee: UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Represented By: Derek Sterling Bentsen
Represented By: Daniel Staroselsky
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Defendant / appellant: MARK JOHNSON
Represented By: Mark Johnson
Represented By: William Stuart Heyman
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