IN RE: UBS FINANCIAL SERVICES, INC. OF PUERTO RICO SECURITIES LITIGATION

Plaintiff: SDM HOLDINGS INC., CARMELO ROMAN and RICARDO ROMAN-RIVERA
Defendant: UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO, UBS TRUST COMPANY OF PUERTO RICO, UBS FINANCIAL SERVICES INC. and CARLOS J. ORTIZ
Case Number: 1:2015mc00191
Filed: February 11, 2015
Court: US District Court for the District of Columbia
Office: Washington, DC Office
County: 11001
Presiding Judge: Amit P. Mehta
Nature of Suit: Other Statutory Actions
Cause of Action: Motion to Quash Subpoenas
Jury Demanded By: None

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
July 9, 2015 Filing 9 MEMORANDUM OPINION AND ORDER granting in part 1 Defendants' Motion to Quash Subpoena. It is further ordered that the Motion be transferred to the District of Puerto Rico for further resolution. See attached Order for additional details. Signed by Judge Amit P. Mehta on 07/09/2015. (lcapm1)
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Search for this case: IN RE: UBS FINANCIAL SERVICES, INC. OF PUERTO RICO SECURITIES LITIGATION
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Defendant: UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
Represented By: Joshua A. Ellis
Represented By: Andrew M. Lawrence
Represented By: Paul J. Lockwood(Designation Pro Hac Vice)
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Defendant: UBS TRUST COMPANY OF PUERTO RICO
Represented By: Joshua A. Ellis
Represented By: Andrew M. Lawrence
Represented By: Paul J. Lockwood(Designation Pro Hac Vice)
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Defendant: UBS FINANCIAL SERVICES INC.
Represented By: Joshua A. Ellis
Represented By: Andrew M. Lawrence
Represented By: Paul J. Lockwood(Designation Pro Hac Vice)
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Defendant: CARLOS J. ORTIZ
Represented By: Joshua A. Ellis
Represented By: Andrew M. Lawrence
Represented By: Paul J. Lockwood(Designation Pro Hac Vice)
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Plaintiff: SDM HOLDINGS INC.
Represented By: Deborah Clark-Weintraub(Designation Pro Hac Vice)
Represented By: Julie G Reiser
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Plaintiff: CARMELO ROMAN
Represented By: Deborah Clark-Weintraub(Designation Pro Hac Vice)
Represented By: Julie G Reiser
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Plaintiff: RICARDO ROMAN-RIVERA
Represented By: Deborah Clark-Weintraub(Designation Pro Hac Vice)
Represented By: Julie G Reiser
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