Securities and Exchange Commission v. Miller et al
| Securities and Exchange Commission |
| Earl D Miller, 5 Star Commercial, LLC and 5 Star Capital Fund, LLC |
| 3:2015cv00519 |
| November 5, 2015 |
| US District Court for the Northern District of Indiana |
| South Bend Office |
| Elkhart |
| Christopher A Nuechterlein |
| Joseph S Van Bokkelen |
| Securities/Commodities/Exchanges |
| 12 U.S.C. ยง 22 |
| Plaintiff |
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| Document Text |
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Filing
122
OPINION AND ORDER GRANTING 113 MOTION for Permanent Injunction , Monetary Relief and Entry of Final Judgment Against Defendant Earl Miller filed by Securities and Exchange Commission. Defendant shall pay disgorgement in the amount of $4,141,133.60, prejudgment interest thereon in the amount of $799,597.20, and a third-tier civil penalty in the amount of $320,000. Defendant shall satisfy this obligation by paying $5,260,730.80 to Plaintiff within 14 days afte r entry of this Opinion and Order. Defendant is permanently restrained and enjoined from violating, directly or indirectly, 15 U.S.C. § 78j(b), 17 C.F.R. § 240.10b-5, and 15 U.S.C. § 77q(a). Pursuant to Fed. R. Civ. P. 65(d)(2), thi s paragraph also binds the following who receive actual notice of this Opinion and Order by personal service or otherwise: (a) Defendants officers, agents, servants, employees, and attorneys; and (b) other persons in active concert or participation with Defendant or with anyone described in (a). See Opinion and Order for further rulings. Signed by Judge Joseph S Van Bokkelen on 9/12/19. (ksp)
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