UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. IMPERIAL PETROLEUM, INC. et al

Plaintiff: UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Defendant: CARAVAN TRADING, LLC, BRIAN CARMICHAEL, CIMA ENERGY GROUP, CIMA GREEN, LLC, CHAD DUCEY, CRAIG DUCEY, JOSEPH FURANDO, IMPERIAL PETROLEUM, INC., EVELYN KATIRINA PATTISON and JEFFREY WILSON
Intervenor: UNITED STATES OF AMERICA
Case Number: 1:2013cv01489
Filed: September 18, 2013
Court: Indiana Southern District Court
Office: Indianapolis Office
Referring Judge: Mark J. Dinsmore
Presiding Judge: William T. Lawrence
Nature of Suit: Securities/Commodities
Cause of Action: 15:77 Securities Fraud
Jury Demanded By: Plaintiff

Available Case Documents

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Date Filed#Document Text
September 14, 2018 110 Opinion or Order of the Court ENTRY ON MOTION FOR DEFAULT JUDGMENT - SEC's motion for default judgment against Imperial is GRANTED IN PART. The Court will enter judgment as follows: Disgorgement of $26,776,235.69, along with $5,124,823.87 in prejudgment intere st, to the SEC, and A permanent injunction against Imperial, prohibiting future violations of, Section 17(a) of the Securities Act [15 U.S.C. § 77q(a)]; Section 10(b) of the Exchange Act [15 U.S.C. § 78j(b)] and Rule 10b-5 promulgat ed thereunder [17 C.F.R. § 240.10b-5]; Section 13(a) of the Exchange Act [15 U.S.C. § 78m(a)] and Rules 12b-20 [17 C.F.R. § 240.12b- 20], 13a-1 [17 C.F.R. § 240.13a-1], 13a-11 [17 C.F.R. § 240.13a-11], and 13a- 13 [17 C.F.R. § 240.13a-13] promulgated thereunder; and Section 13(b)(2)(A) of the Exchange Act [15 U.S.C. § 78m(b)(2)(A)]. Signed by Judge William T. Lawrence on 9/14/2018. (JDC)
May 18, 2018 98 Opinion or Order of the Court ENTRY ON PLAINTIFF'S MOTION FOR PARTIAL SUMMARY JUDGMENT - This cause is before the Court on the motion for partial summary judgment filed by Plaintiff United States Securities and Exchange Commission ("SEC") against Defendant Jeffrey Wilson Dkt. No. 70 . The motion is fully briefed, and the Court, being duly advised, GRANTS IN PART AND DENIES IN PART the motion. Signed by Judge William T. Lawrence on 5/18/2018. (JDC)

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Search for this case: UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. IMPERIAL PETROLEUM, INC. et al
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Defendant: CARAVAN TRADING, LLC
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Defendant: BRIAN CARMICHAEL
Represented By: James J. Bell
Represented By: John F. McCauley
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Defendant: CIMA ENERGY GROUP
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Defendant: CIMA GREEN, LLC
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Defendant: CHAD DUCEY
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Defendant: CRAIG DUCEY
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Defendant: JOSEPH FURANDO
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Defendant: IMPERIAL PETROLEUM, INC.
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Defendant: EVELYN KATIRINA PATTISON
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Defendant: JEFFREY WILSON
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Intervenor: UNITED STATES OF AMERICA
Represented By: Jake A. Schmidt
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Plaintiff: UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Represented By: John E. Birkenheier
Represented By: Anne Graber Blazek
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