COLLEEN SCHMIDT v. UNITED STATES SECURITIES AND EXCHANGE COMMISSION
| COLLEEN SCHMIDT |
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
| 1:2018cv02733 |
| September 4, 2018 |
| US District Court for the Southern District of Indiana |
| Mark J Dinsmore |
| Tanya Walton Pratt |
| Other Statutory Actions |
| 12 U.S.C. ยง 3410 |
| None |
Docket Report
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This docket was last retrieved on September 26, 2018. A more recent docket listing may be available from PACER.
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Filing 15
ORDER granting Respondent's #12 Motion to Maintain Document Under Seal. The Clerk is directed to maintain Docket Nos. 11-4 and 11- 6 under seal. Redacted versions of these exhibits are available at Docket No. 13, pages 5 and 12 respectively. Counsel for Respondent are reminded to comply with Local Rule 5-6, which requires that each exhibit must be created as a separate.pdf file, filed as an attachment to the main document, and given a title which describes its content. Copy to Petitioner via US Mail. Signed by Magistrate Judge Mark J. Dinsmore on 9/26/2018. (SWM)
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Filing 14
ORDER denying Petitioner's #1 Motion for Order Pursuant to Customer Challenge Provisions of the Right to Financial Privacy Act of 1978. See Order. Copy to Petitioner via US Mail. Signed by Magistrate Judge Mark J. Dinsmore on 9/25/2018. (SWM)
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| Filing 13 BRIEF/MEMORANDUM in Support re #12 Unopposed MOTION to Maintain Document Under Seal #11 Response in Opposition to Motion for Order Pursuant to Customer Challenge Provisions of the Right to Financial Privacy Act of 1978 , filed by Respondent UNITED STATES SECURITIES AND EXCHANGE COMMISSION. (Berry, John) |
| Filing 12 Unopposed MOTION to Maintain Document Under Seal #11 Response in Opposition to Motion for Order Pursuant to Customer Challenge Provisions of the Right to Financial Privacy Act of 1978, filed by Respondent UNITED STATES SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Text of Proposed Order)(Berry, John) |
| Filing 11 RESPONSE in Opposition re #1 MOTION for Order Pursuant to Customer Challenge Provisions of the Right to Financial Privacy Act of 1978, filed by Respondent UNITED STATES SECURITIES AND EXCHANGE COMMISSION. (Attachments: *** Attachments 4 and 6 SEALED PER ORDER DATED 9/26/2018 *** #1 Verification of Roberto A. Tercero, #2 Exhibit 1-Trading Suspension Order, #3 Exhibit 2-Roberts Subpoena, #4 Exhibit 3-JPMorgan Chase Subpoena, #5 Exhibit 4-Schmidt Subpoena, #6 Exhibit 5-Old National Bancorp Subpoena, #7 Text of Proposed Order)(Tercero, Roberto) Modified on 9/21/2018 (CBU). Modified on 9/26/2018 (SWM). |
| Filing 10 NOTICE of Related Action of Respondent Securities and Exchange Commission, filed by Respondent UNITED STATES SECURITIES AND EXCHANGE COMMISSION (Tercero, Roberto) |
| Filing 9 CERTIFICATE OF SERVICE by UNITED STATES SECURITIES AND EXCHANGE COMMISSION re #6 Notice of Appearance, #8 Notice of Appearance, #7 Notice of Appearance (Tercero, Roberto) |
| Filing 8 NOTICE of Appearance by Shelese M. Woods on behalf of Respondent UNITED STATES SECURITIES AND EXCHANGE COMMISSION. (Woods, Shelese) |
| Filing 7 NOTICE of Appearance by John W. Berry on behalf of Respondent UNITED STATES SECURITIES AND EXCHANGE COMMISSION. (Berry, John) |
| Filing 6 NOTICE of Appearance by Roberto A. Tercero on behalf of Respondent UNITED STATES SECURITIES AND EXCHANGE COMMISSION. (Tercero, Robert) Modified on 9/11/2018 (HET). |
| Filing 5 MAGISTRATE JUDGE's NOTICE of Availability to Exercise Jurisdiction issued. (REO) |
| Filing 4 RECEIPT #IP061912 for partial filing fee in the amount of $47.00, paid by Movant. (REO) |
| Filing 3 ***DISREGARD***MAGISTRATE JUDGE's NOTICE of Availability to Exercise Jurisdiction issued. (REO) Modified on 9/5/2018 (REO). |
| Filing 2 DECLARATION of Movant re #1 Motion (Other) by COLLEEN SCHMIDT. (Attachments: #1 Envelope)(REO) |
| Filing 1 MOTION for Order Pursuant to Customer Challenge Provisions of the Right to Financial Privacy Act of 1978, filed by Movant COLLEEN SCHMIDT. (Attachments: #1 Exhibit - Subpoena, #2 Envelope)(REO) |
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| Petitioner: COLLEEN SCHMIDT | |
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| Respondent: UNITED STATES SECURITIES AND EXCHANGE COMMISSION | |
| Represented By: | Shelese M. Woods |
| Represented By: | John W. Berry |
| Represented By: | Roberto A. Tercero |
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