SECURITIES AND EXCHANGE COMMISSION v. LIBERTY et al
| SECURITIES AND EXCHANGE COMMISSION |
| BRENTWOOD FINANCIAL LLC, PAUL HESS, BRTMDO LLC, MOZIDO INVESCO LLC, GEORGE MARCUS, ESQ, FAMILY MOBILE LLC, XANADU PARTNERS LLC, RICHARD LIBERTY, BRITTANY LIBERTY, MICHAEL A LIBERTY and TL HOLDINGS GROUP LLC |
| THE FILTER TEAM ESTABLISHED BY COURT ORDER OF JUNE 24, 2022 |
| 2:2018cv00139 |
| March 30, 2018 |
| US District Court for the District of Maine |
| Portland Office |
| XX Outside the State |
| D BROCK HORNBY |
| JON D LEVY |
| JOHN C NIVISON |
| Securities/Commodities |
| 15 U.S.C. § 78 |
| Both |
Docket Report
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This docket was last retrieved on August 30, 2023. A more recent docket listing may be available from PACER.
| Document Text |
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Filing 190
ORDER granting #189 Motion to Amend Procedural Order - By JUDGE JON D. LEVY. (mnd)
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| Reset Deadlines - Per Order #190: Any motion by the Filter Team to abrogate the privilege or protected status of any documents objected to by the Defendants due by 1/18/2023. The Liberty Defendants shall file any motion for relief arising from any review by the SEC Trial Team of materials determined by the parties or the Court to be privileged by 2/20/2023. (mnd) |
| Filing 189 Consent MOTION for Extension of Deadlines by The Filter Team Established by Court Order of June 24, 2022. Responses due by 11/3/2022. (WILLIAMS, SAMANTHA) Modified on 10/13/2022 to clean up text (mnd). |
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Filing 188
ORDER granting #187 Motion to Amend Procedural Order to Extend Filter Team Order Deadlines By JUDGE JON D. LEVY. (clp)
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| Reset Deadlines per order no. 188: Filter Team shall file any motion to abrogate the privilege or protected status of any documents objected to by the Defendants by 11/4/2022. Defendants shall file any motion for relief arising from any review by the SEC Trial Team of materials determined by the parties or the Court to be privileged by 12/5/2022 (clp) |
| Filing 187 Consent MOTION to Amend Procedural Order to Extend Filter Team Order Deadlines (WILLIAMS, SAMANTHA) Modified on 9/16/2022 to clean up docket text (clp). |
| Filing 186 MAIL (ECF 179 - Minute Entry from 7/19/22 Telephone Conference) sent to PAUL HESS returned as undeliverable. Reason: Insufficient Address. (mmy) |
| Filing 185 MAIL (ECF No. 179) sent to Paul Hess returned as undeliverable. Reason: Insufficient Address, Unable to Forward. (mnd) |
| Filing 184 NOTICE of Appearance by CHARLES M. KING on behalf of BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC (KING, CHARLES) |
| Filing 183 MAIL (ECF No. 175) sent to PAUL HESS returned as undeliverable. Reason: Return to Sender-Insufficient Address--Unable to Forward. (clp) |
| Filing 182 MAIL (ECF No. 174) sent to PAUL HESS returned as undeliverable. Reason: Return to Sender-Insufficient Address--Unable to Forward. (clp) |
| Filing 181 MAIL (ECF No. 173) sent to PAUL HESS returned as undeliverable. Reason: Return to Sender, No such Number, Unable to Forward. (clp) |
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Filing 180
ORDER ON DISCOVERY ISSUE. By MAGISTRATE JUDGE JOHN C. NIVISON. (MFS)
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| Filing 179 Minute Entry for proceedings held before MAGISTRATE JUDGE JOHN C. NIVISON: Telephone Conference held. Order to issue. (Court Reporter: Cathy Ford) (mmy) |
| Filing 178 MAIL (Notice of Hearing re: 7/6/2022 Telephone Conference along with connection information) sent to PAUL HESS returned as undeliverable. Reason: Return to Sender-Insufficient Address-Unable to Forward. (clp) |
| Filing 177 MAIL (ECF NO. 171) sent to PAUL HESS returned as undeliverable. Reason: Return to Sender-Insufficient Address--Unable to Forward. (clp) |
| Filing 176 MAIL (ECF No. 151, Set Deadlines) sent to PAUL HESS returned as undeliverable. Reason: Return to Sender-Attempt Not Known-Unable to Forward. (clp) (Main Document 176 replaced on 7/5/2022) (clp). |
| Filing 175 NOTICE of Rescheduled Hearing: Telephone Conference reset for 7/19/2022 at 10:00 AM before MAGISTRATE JUDGE JOHN C. NIVISON. The parties have been provided with the Court's call-in information. (MFS) |
| Filing 174 NOTICE of CANCELLED HEARING- Be be advised that the previously scheduled Case Management Conference set for 7/7/2022 at 10:00 AM in VIDEO HEARING before JUDGE JON D. LEVY has been cancelled. (clp) |
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Filing 173
ORDER ESTABLISHING FILTER TEAM - Set Deadlines: (To the extent that the parties cannot agree on whether a document is privileged, the Filter Team shall, by October 3, 2022, petition the Court for a determination. Filter Team shall file any motion to abrogate the privilege or protected status of any documents objected to by the Defendants by 10/3/2022. Defendants shall file any motion for relief arising from any review by the SEC Trial Team of materials determined by the parties or the Court to be privileged by 11/3/2022.) By JUDGE JON D. LEVY. (clp)
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| Filing 172 NOTICE of Hearing: Telephone Conference set for 7/6/2022 at 10:00 AM before MAGISTRATE JUDGE JOHN C. NIVISON. The parties have been provided with the Court's call-in information. (MFS) |
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Filing 171
ORDER denying #159 Motion for Additional Discovery. By MAGISTRATE JUDGE JOHN C. NIVISON. (MFS)
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| Filing 170 MAIL (ECF No. 167) sent to Paul Hess returned as undeliverable. Reason: Insufficient Address, Unable to Forward. (jgd) |
| Filing 169 Minute Entry for proceedings held before MAGISTRATE JUDGE JOHN C. NIVISON: Video Motion Hearing held re #159 MOTION for Additional Discovery Pursuant to ECF No. 151 filed by FAMILY MOBILE LLC, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC, BRENTWOOD FINANCIAL LLC, BRTMDO LLC, MICHAEL A LIBERTY. Decision to issue. (Court Reporter: Lori Dunbar) (mtm) |
| Filing 168 MEMORANDUM by SECURITIES AND EXCHANGE COMMISSION in support of #155 Brief, #165 Response to Motion, Notice of Supplemental Authority. (Attachments: #1 Exhibit March 7, 2022 Judicial Opinion in SEC v. Liberty, Civ. Action No. 06-1030, #2 Exhibit May 25, 2022 Judicial Opinion in SEC v. Liberty, Civ. Action No. 06-1030)(MOORES, PETER) |
| Filing 167 NOTICE of Video Hearing on #159 MOTION for Additional Discovery Pursuant to ECF No. 151 : Motion Hearing set for 6/9/2022 at 1:00 PM before MAGISTRATE JUDGE JOHN C. NIVISON. (MFS) |
| Filing 166 REPLY to Response to Motion re #159 MOTION for Additional Discovery Pursuant to ECF No. 151 filed by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC. (FRAWLEY, ALFRED) |
| Filing 165 RESPONSE to Motion re #159 MOTION for Additional Discovery Pursuant to ECF No. 151 (Commission's Opposition to the Liberty Defendants' Motion for Additional Discovery) filed by SECURITIES AND EXCHANGE COMMISSION. Reply due by 5/31/2022. (JONES, MARC) |
| Filing 164 BRIEF re #163 Brief, Commission's Reply Memorandum Concerning Proposed Filter Team Orders by SECURITIES AND EXCHANGE COMMISSION. (MOORES, PETER) |
| Filing 163 RESPONSE BRIEF re #155 Commission's Memorandum Concerning Proposed Filter Team Orders (Pursuant to ECF No. 160) by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC. (FRAWLEY, ALFRED) Modified on 5/6/2022 to clean up docket text(clp). |
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Filing 162
ORDER granting #161 Motion by Attorney Daniel Keenan to Withdraw as Attorney. By MAGISTRATE JUDGE JOHN C. NIVISON. (NIVISON, JOHN)
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| Filing 161 MOTION to Withdraw as Attorney Daniel Kennan by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC (KEENAN, DANIEL) Modified on 4/29/2022 to change event type and clean up docket text (clp) |
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Filing 160
PROCEDURAL ORDER (Set Deadlines: Liberty Defendants shall respond to the Plaintiff's Brief due by 5/6/2022; Plaintiff's Reply due by 5/11/2022.) By JUDGE JON D. LEVY. (clp)
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| Filing 159 MOTION for Additional Discovery Pursuant to ECF No. 151 by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC Responses due by 5/17/2022. (Attachments: #1 Exhibit A -- SEC Privilege Log, #2 Exhibit B - Dec. 1, 2021 Ltr. from Moores to Frawley, #3 Exhibit C - E.D.P.A. Filing)(FRAWLEY, ALFRED) |
| Filing 158 AFFIDAVIT of David J. D'Addio Pursuant to March 23, 2022 Procedural Order (Dkt No. 151) filed by SECURITIES AND EXCHANGE COMMISSION. (D'ADDIO, DAVID) |
| Filing 157 AFFIDAVIT of Marc Jones (Declaration of Marc Jones Pursuant to Court's March 23, 2022 Procedural Order (Dkt. No. 151)) filed by SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Exhibit Documents in DOJ Production Accessed by Marc Jones)(JONES, MARC) |
| Filing 156 AFFIDAVIT of Peter Moores Pursuant to March 23, 2022 Procedural Order (DKT No. 151) filed by SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Exhibit Ex. A - Documents in DOJ Production Accessed, #2 Exhibit Ex. B - Documents in DOJ Production "Issue Tagged", #3 Exhibit Ex. C - Document in DOJ Production Marked "Reviewed")(MOORES, PETER) |
| Filing 155 BRIEF (Commission's Memorandum Concerning Proposed Filter Team Orders) by SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Text of Proposed Order (Commission's Proposed Order Concerning Commission's Implementation of Filter Team))(JONES, MARC) |
| Filing 154 NOTICE/CORRESPONDENCE Re: Proposed Order Pursuant to ECF No. 151 by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC (Attachments: #1 Exhibit A -- Proposed Filter Team Order)(FRAWLEY, ALFRED) |
| Filing 153 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Proceedings Oral Argument on Motion for Protective Order held on 3-22-2022 before Judge Jon D. Levy. Court Reporter/Transcriber: Dennis Ford, Telephone Number: 207-831-8056. NOTICE RE REDACTION OF TRANSCRIPTS: The parties have seven (7) calendar days to file with the Court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript will be made remotely electronically available to the public without redaction after 90 calendar days. The policy is located on our website at www.med.uscourts.gov. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Release of Transcript Restriction set for 6/23/2022. (FORD, DENNIS) |
| Filing 152 NOTICE of Hearing: Case Management Conference set for 7/7/2022 at 10:00 AM in VIDEO HEARING before JUDGE JON D. LEVY. The parties have been previously provided the court's video hearing access information.(clp) |
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Filing 151
PROCEDURAL ORDER granting #137 Motion for Protective Order By JUDGE JON D. LEVY. (clp)
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| Set Deadlines in accordance with Procedural Order No. 151: Within 30 days, the parties shall confer and file an agreed upon proposed order requiring the Securities and Exchange Commission (SEC) to implement a filter team. Absent such agreement, the parties shall each file a proposed order within 30 days due by 4/22/2022. (clp) |
| Filing 150 Minute Entry for proceedings held before JUDGE JON D. LEVY: Oral Argument held re #137 MOTION for Protective Order, MOTION for Oral Argument/Hearing filed by FAMILY MOBILE LLC, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC, BRENTWOOD FINANCIAL LLC, BRTMDO LLC, MICHAEL A LIBERTY. Written order to enter. (Court Reporter: Dennis Ford) (clp) |
| Filing 149 NOTICE/CORRESPONDENCE Re: Upcoming Hearing and Joinder of Pending Motion for Protective Order by BRITTANY LIBERTY (KANE, MATTHEW) |
| Filing 148 NOTICE/CORRESPONDENCE Re: Submission of Documents for In Camera Review by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC (FRAWLEY, ALFRED) |
| Filing 147 MAIL (NEF of ECF No. 146, Notice of Hearing) sent to Paul Hess returned as undeliverable. Reason: Forward Time Expired. (mnd) |
| Filing 146 NOTICE of Hearing on Motion #137 MOTION for Protective Order MOTION for Oral Argument/Hearing. Oral Argument set for 3/22/2022 at 10:00 AM via videoconferencing before JUDGE JON D. LEVY. The parties have been previously provided the court's videoconferencing access information.(clp) |
| Filing 145 REPLY to Response to Motion re #137 MOTION for Protective Order MOTION for Oral Argument/Hearing filed by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC. (FRAWLEY, ALFRED) |
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Filing 144
ORDER granting #143 Motion by Attorneys Jay A. Dubow, Richard J. Zack, and Abigail A. Hazlett to Withdraw as Attorney. By MAGISTRATE JUDGE JOHN C. NIVISON. (NIVISON, JOHN)
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| Filing 143 MOTION by Attorney Jay A. Dubow, Richard J. Zack, Abigail A. Hazlett to Withdraw as Attorney by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC Responses due by 1/25/2022. (DUBOW, JAY) |
| Filing 142 RESPONSE to Motion re #137 MOTION for Protective Order MOTION for Oral Argument/Hearing (Commission's Response to Liberty Defendants' Motion for Protective Order) filed by SECURITIES AND EXCHANGE COMMISSION. Reply due by 1/5/2022. (Attachments: #1 Text of Proposed Order Proposed Order, #2 Exhibit (EX 1 - Criminal Court Order), #3 Exhibit (EX 2 - Interrogatories to Family Mobile), #4 Exhibit (EX 3 - Interrogatories to Mozido Invesco))(JONES, MARC) |
| Filing 141 Motion(s) joined by RICHARD LIBERTY, XANADU PARTNERS LLC : #137 MOTION for Protective Order MOTION for Oral Argument/Hearing filed by FAMILY MOBILE LLC, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC, BRENTWOOD FINANCIAL LLC, BRTMDO LLC, MICHAEL A LIBERTY . (NEUMANN, STACEY) |
| Filing 140 NOTICE of Appearance by DANIEL P. KEENAN on behalf of BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC (KEENAN, DANIEL) |
| Filing 139 Motion(s) joined by GEORGE MARCUS, ESQ : #137 MOTION for Protective Order MOTION for Oral Argument/Hearing filed by FAMILY MOBILE LLC, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC, BRENTWOOD FINANCIAL LLC, BRTMDO LLC, MICHAEL A LIBERTY . (GRYGIEL, STEPHEN) |
| Filing 138 Motion(s) joined by BRITTANY LIBERTY : #137 MOTION for Protective Order MOTION for Oral Argument/Hearing filed by FAMILY MOBILE LLC, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC, BRENTWOOD FINANCIAL LLC, BRTMDO LLC, MICHAEL A LIBERTY . (KANE, MATTHEW) |
| Filing 137 MOTION for Protective Order by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC Responses due by 12/28/2021. (Attachments: #1 Exhibit A -- Criminal Case Protective Order, #2 Exhibit B - DOJ Clawback Letter, #3 Exhibit C -- Letter to DOJ re Filter Terms, #4 Exhibit D - Abrogation Order, #5 Exhibit E - Mar. 31, 2020 Letter from DOJ, #6 Exhibit F - June 16, 2021 Letter from SEC, #7 Exhibit G -- Nov. 23 Letter from Defense Counsel, #8 Exhibit H -- Dec. 1, 2021 Letter from SEC)(FRAWLEY, ALFRED). Added MOTION for Oral Argument/Hearing on 12/7/2021 (aks). |
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Filing 136
ORDER granting #135 Motion by Attorney Bruce M. Merrill to Withdraw as Attorney. Attorney Merrill is withdrawn as counsel for Defendant Hess as of September 10, 2021. If new counsel admitted to the bar of this Court does not enter an appearance on behalf of Defendant Hess by September 10, 2021, the Court will consider Defendant Hess to be proceeding pro se. In the event admitted counsel enters an appearance and Attorney Paduano intends to appear pro hac vice, new counsel and Attorney Paduano must satisfy all the requirements of District of Maine Local Rule 83.1 and the District's electronic filing registration requirements. By MAGISTRATE JUDGE JOHN C. NIVISON. (NIVISON, JOHN)
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| Filing 135 MOTION by Attorney Bruce M. Merrill to Withdraw as Attorney by PAUL HESS Responses due by 9/22/2021. (MERRILL, BRUCE) |
| Filing 134 Minute Entry for proceedings held before MAGISTRATE JUDGE JOHN C. NIVISON: Sealed Hearing held. Hearing sealed per Magistrate Judge John C. Nivison. Order to issue. (Court Reporter: Julie Edgecomb) (mtm) Modified on 7/15/2021 to add hearing sealed per Judge (mtm). |
| Filing 133 AMENDED NOTICE of Hearing (correcting date): Telephone Conference set for 7/14/2021 at 11:30 AM before MAGISTRATE JUDGE JOHN C. NIVISON. The parties have been provided with the Court's call-in information. (MFS) |
| Filing 132 NOTICE of Hearing: Telephone Conference set for 7/12/2021 at 11:30 AM before MAGISTRATE JUDGE JOHN C. NIVISON. The parties have been provided with the Court's call-in information. (MFS) |
| Filing 131 Minute Entry for proceedings held before MAGISTRATE JUDGE JOHN C. NIVISON: Telephone Conference held. (Court Reporter: Julie Edgecomb) (MFS) |
| Set Deadlines : Maine has transitioned to the NextGen ECF filing system; therefore, to complete the admissions process, Attorney ANTHONY PADUANO must register for a PACER account and/or request the appropriate e-filing rights in the District of Maine via PACER at www.pacer.uscourts.gov by 6/15/2021. NOTE: Counsel appearing Pro Hac Vice MUST click on the PRO HAC VICE link when requesting e-filing rights via PACER. For more details on NextGen/PACER go to our website at www.med.uscourts.gov. (aks) |
| Filing 130 CERTIFICATION for Admission Pro Hac Vice of Anthony Paduano filed by BRUCE M. MERRILL on behalf of PAUL HESS (Total admission fee $ 100 receipt number AMEDC-2502018.) The District of Maine is a CM/ECF NextGen Court. If PHV counsel has not previously been granted electronic filing rights with the District of Maine, PHV counsel will now need to submit a PRO HAC VICE request in this District via PACER at www.pacer.uscourts.gov (MERRILL, BRUCE) |
| Filing 129 NOTICE of Hearing: Telephone Conference set for 6/16/2021 at 11:30 AM before MAGISTRATE JUDGE JOHN C. NIVISON. The parties have been provided with the Court's call-in information. (MFS) |
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Filing 128
AMENDED SCHEDULING ORDER: Discovery due by 6/30/2022. Written Notice of Intent to File Summary Judgment Motion and Request for Pre-Filing Conference due by 7/15/2022. Motions due by 8/30/2022. Ready for Trial on 11/7/2022. By MAGISTRATE JUDGE JOHN C. NIVISON. (MFS)
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| Filing 127 Minute Entry for proceedings held before MAGISTRATE JUDGE JOHN C. NIVISON: Telephone Conference held. Order to issue. (Court Reporter: Melissa Merenberg) (MFS) |
| Filing 126 NOTICE of Hearing: Telephone Conference set for 4/20/2021 at 11:30 AM before MAGISTRATE JUDGE JOHN C. NIVISON. The parties have been provided with the Court's call-in information.(MFS) |
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Filing 125
PROCEDURAL ORDER By JUDGE JON D. LEVY. (aks)
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| Filing 124 STATUS REPORT (Second) by PAUL HESS. (MERRILL, BRUCE) |
| Filing 123 STATUS REPORT by PAUL HESS. (MERRILL, BRUCE) |
| Set Deadlines as directed by Judge Levy : Status Report due by 4/7/2021. (aks) |
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Filing 122
ORDER granting #120 Motion by Sarah Churchill to Withdraw as Attorney. By MAGISTRATE JUDGE JOHN C. NIVISON. (NIVISON, JOHN)
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| Filing 121 NOTICE of Appearance by BENJAMIN TUCKER on behalf of BRITTANY LIBERTY (TUCKER, BENJAMIN) |
| Filing 120 Unopposed MOTION by Attorney Sarah A. Churchill to Withdraw as Attorney by BRITTANY LIBERTY Responses due by 3/17/2021. (CHURCHILL, SARAH) |
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Filing 119
ORDER denying #82 Motion for Judgment on the Pleadings By JUDGE JON D. LEVY. (mlm)
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| Filing 118 STATUS REPORT (Sixth) by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC. (FRAWLEY, ALFRED) |
| Reset Deadline as directed by Judge Levy : Status Report due by 2/8/2021. (aks) |
| Filing 117 STATUS REPORT (Fifth) by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC. (FRAWLEY, ALFRED) |
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Filing 116
Oral ORDER re #89 Motion for Sanctions - For the reasons stated on the record of the hearing held January 5, 2021, the motion is DENIED. By JUDGE JON D. LEVY. (aks)
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| Filing 115 Minute Entry for proceedings held before JUDGE JON D. LEVY: Oral Argument held by Zoom Video Conference re #82 MOTION for Judgment on the Pleadings filed by GEORGE MARCUS, ESQ, #89 MOTION for Sanctions filed by GEORGE MARCUS, ESQ. (Court Reporter: Tammy Martell) (aks) Modified on 1/7/2021 to add "by Zoom Video Conference"(aks). |
| Filing 114 RESPONSE to #113 Notice of Change in Statute of Limitations re #82 MOTION for Judgment on the Pleadings filed by GEORGE MARCUS, ESQ. (GRYGIEL, STEPHEN) Modified on 1/4/2021 to clean up docket text(tcs). |
| Filing 113 NOTICE of Change in Statute of Limitations re #82 MOTION for Judgment on the Pleadings filed by SECURITIES AND EXCHANGE COMMISSION. (JONES, MARC) Modified on 1/4/2021 to clean up docket text(tcs). |
| Filing 112 NOTICE of Hearing on Motion #82 MOTION for Judgment on the Pleadings , #89 MOTION for Sanctions : Oral Argument set for 1/5/2021 02:30 PM via ZOOM Video Conference before JUDGE JON D. LEVY. (aks) |
| Filing 111 NOTICE - Due to inclement weather conditions, the hearing scheduled for 3:00 p.m. this afternoon, December 17, 2020, has been cancelled. The hearing will be rescheduled to a date to be determined. (aks) |
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Filing 110
ORDER granting #108 Motion by Attorneys R. Daniel O'Connor, Christopher Conniff, and Kathryn R. Harris to Withdraw as Attorney. By MAGISTRATE JUDGE JOHN C. NIVISON. (NIVISON, JOHN)
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| Filing 109 NOTICE of Appearance by DAVID D'ADDIO on behalf of SECURITIES AND EXCHANGE COMMISSION (D'ADDIO, DAVID) |
| Filing 108 MOTION by Attorney R. Daniel OConnor, Esq., Christopher Conniff, Esq., and Kathryn R. Harris, Esq. to Withdraw as Attorney by GEORGE MARCUS, ESQ Responses due by 1/5/2021. (O'CONNOR, R.) |
| Filing 107 NOTICE of RESCHEDULED Hearing on Motion #82 MOTION for Judgment on the Pleadings , #89 MOTION for Sanctions : ***TIME CHANGE ONLY*** Oral Argument set for 12/17/2020 03:00 PM via ZOOM Video Conference before JUDGE JON D. LEVY. (aks) |
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Filing 106
ORDER granting #105 Motion to Continue By JUDGE JON D. LEVY. (aks)
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| Filing 105 Unopposed MOTION to Continue Hearing Time by SECURITIES AND EXCHANGE COMMISSION Responses due by 12/21/2020. (JONES, MARC) |
| Filing 104 REPLY to Response to Motion re #89 MOTION for Sanctions filed by GEORGE MARCUS, ESQ. (GRYGIEL, STEPHEN) |
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Filing 103
ORDER granting #102 Motion by Attorney Craig G. Steen to Withdraw as Attorney. By MAGISTRATE JUDGE JOHN C. NIVISON. (NIVISON, JOHN)
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| Filing 102 MOTION by Attorney Craig G. Steen to Withdraw as Attorney by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC Responses due by 12/8/2020. (STEEN, CRAIG) |
| Filing 101 NOTICE of Docket Entry Modification regarding #100 Notice (Other)/Correspondence : This entry has been marked "Filed in Error" and terminated on the system. Please note, local rule 83.2(c) directs that No attorney may withdraw an appearance in any action except by leave of Court. (aks) |
| Filing 100 ***FILED IN ERROR*** NOTICE/CORRESPONDENCE Re: Withdrawal Of Appearance by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC (STEEN, CRAIG) Modified on 11/16/2020 (aks). |
| Filing 99 NOTICE of Hearing on Motion #82 MOTION for Judgment on the Pleadings , #89 MOTION for Sanctions : Oral Argument set for 12/17/2020 02:00 PM via ZOOM Video Conference before JUDGE JON D. LEVY. (aks) |
| Filing 98 MEMORANDUM by SECURITIES AND EXCHANGE COMMISSION in support of #97 Response in Opposition to Motion,,,, ERRATA (D.97, p 28). (JONES, MARC) |
| Filing 97 RESPONSE in Opposition re #89 MOTION for Sanctions filed by SECURITIES AND EXCHANGE COMMISSION. Reply due by 11/18/2020. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19, #20 Exhibit 20, #21 Exhibit 21, #22 Exhibit 22, #23 Exhibit 23, #24 Exhibit 24, #25 Exhibit 25, #26 Exhibit 26, #27 Exhibit 27, #28 Exhibit 28, #29 Exhibit 29, #30 Exhibit 30, #31 Exhibit 31, #32 Exhibit 32, #33 Exhibit 33, #34 Exhibit 34, #35 Exhibit 35, #36 Exhibit 36, #37 Exhibit 37, #38 Exhibit 38, #39 Exhibit 39, #40 Exhibit 40, #41 Exhibit 41, #42 Exhibit 42, #43 Exhibit 43, #44 Exhibit 44, #45 Exhibit 45, #46 Exhibit 46, #47 Exhibit 47, #48 Exhibit 48, #49 Exhibit 49, #50 Exhibit 50, #51 Exhibit 51, #52 Exhibit 52, #53 Exhibit 53, #54 Exhibit 54, #55 Exhibit 55, #56 Exhibit 56, #57 Appendix 1)(JONES, MARC) |
| Filing 96 STATUS REPORT by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC. (FRAWLEY, ALFRED) |
| Reset Deadlines : Status Report due by 2/1/2021. (aks) |
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Filing 95
ORDER granting #94 Motion for Leave to File Memorandum in Excess of Page Limit. By MAGISTRATE JUDGE JOHN C. NIVISON. (NIVISON, JOHN)
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| Filing 94 MOTION for Leave to File (Motion for Leave to Exceed Page Limitation to Oppose Defendant's Rule 11 Motion) by SECURITIES AND EXCHANGE COMMISSION Responses due by 11/20/2020. (JONES, MARC) |
| Filing 93 REPLY to Response to Motion re #82 MOTION for Judgment on the Pleadings filed by GEORGE MARCUS, ESQ. (Attachments: #1 Exhibit 1 - Transfer and Note Satisfaction Agreement)(GRYGIEL, STEPHEN) |
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Filing 92
ORDER granting #91 Motion for Enlargement of Page Limit By JUDGE JON D. LEVY. (aks)
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| Filing 91 MOTION for Enlargement Of Page Limit For Reply Brief To Plaintiffs Opposition To Defendant Marcuss Motion For Judgment On The Pleadings by GEORGE MARCUS, ESQ Responses due by 11/12/2020. (GRYGIEL, STEPHEN) |
| Filing 90 RESPONSE in Opposition re #82 MOTION for Judgment on the Pleadings filed by SECURITIES AND EXCHANGE COMMISSION. Reply due by 10/29/2020. (Attachments: #1 Exhibit 1 - "Amendment and Joinder Agreement")(JONES, MARC) Modified on 10/16/2020 to remove duplicative text (aks). |
| Filing 89 MOTION for Sanctions Motion And Incorporated Memorandum Of Law Under Rule 11, Fed. R. Civ. P. Of Defendant George J. Marcus For Imposition Of Sanctions Upon Plaintiff, Securities And Exchange Commission, And Its Attorneys by GEORGE MARCUS, ESQ Responses due by 11/4/2020. (GRYGIEL, STEPHEN) |
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Filing 88
ORDER granting #86 Motion to Extend Time to Answer Defendant Marcus's Motion for Judgment on the Pleadings By JUDGE JON D. LEVY. (aks)
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| Reset Deadlines as to #82 MOTION for Judgment on the Pleadings : Responses due by 10/15/2020. (aks) |
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Filing 87
ORDER granting #85 Motion to Seal EXHIBIT 8 By JUDGE JON D. LEVY. (aks)
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| Filing 86 Unopposed MOTION to Extend Time to Answer Defendant Marcus's Motion for Judgment on the Pleadings to October 15, 2020 by SECURITIES AND EXCHANGE COMMISSION Responses due by 9/30/2020. (JONES, MARC) |
| Filing 85 (Document sealed from public view) MOTION to Seal EXHIBIT 8 TO MOTION AND MEMORANDUM OF LAW FOR JUDGMENT ON THE PLEADINGS by GEORGE MARCUS, ESQ Responses due by 9/29/2020. (GRYGIEL, STEPHEN) |
| Filing 84 (Document sealed from public view) SEALED Exhibit 8 to pleading #82 . (GRYGIEL, STEPHEN) Modified on 9/22/2020 to create relationship to ECF #82 (aks). |
| Filing 83 ADDITIONAL ATTACHMENTS filed by GEORGE MARCUS, ESQ re #82 Motion for Judgment on the Pleadings,,,, INDEX TO EXHIBITS TO RULE 12(c) MOTION.. (GRYGIEL, STEPHEN) |
| Filing 82 MOTION for Judgment on the Pleadings by GEORGE MARCUS, ESQ Responses due by 9/24/2020. (Attachments: #1 Exhibit 1 (pages 00001 - 00027), #2 Exhibit 2 (pages 00028 - 00053), #3 Exhibit 3 (pages 00054 - 00082), #4 Exhibit 4 (pages 00083 - 00111), #5 Exhibit 5 (pages 00112 - 00140), #6 Exhibit 6 (pages 00141 - 00171, #7 Exhibit 7 (pages 00172 - 00266), #8 Exhibit 8 (pages 00267 - 00272), #9 Exhibit 9 (pages 00432 - 00687), #10 Exhibit 10 (pages 00688 - 00729), #11 Exhibit 11 (pages 00730 - 00739), #12 Exhibit 12 (pages 00740 - 00744), #13 Exhibit 13 (pages 00745 - 00748), #14 Exhibit 14 (pages 00749 - 00755), #15 Exhibit 15 (pages 00756 - 00828), #16 Exhibit 16 (pages 00829 - 00844), #17 Exhibit 17 (pages 00845 - 00853), #18 Exhibit 18 (pages 00854 - 00855), #19 Exhibit 19 (pages 00856 - 00857), #20 Exhibit 20 (pages 00858 - 00861), #21 Exhibit 21 (pages 00862 - 00917), #22 Exhibit 22 (pages 00918 - 00920))(GRYGIEL, STEPHEN) |
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Filing 81
ORDER ON DEFENDANT GEORGE MARCUS'S MOTION TO LIFT STAY ON CIVIL PROCEEDINGS granting in part #75 Motion Relief from Stay and for Enlargement of Page Limits for Filing Dispositive Motion By JUDGE JON D. LEVY. (aks)
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| Filing 80 STATUS REPORT (Third) by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC. (FRAWLEY, ALFRED) |
| Reset Deadlines: Status Report due by 11/3/2020. (jgd) |
| Filing 79 NOTICE/CORRESPONDENCE Re: by GEORGE MARCUS, ESQ (GRYGIEL, STEPHEN) |
| Filing 78 REPLY to Response to Motion re #75 MOTION Relief from Stay and for Enlargement of Page Limits for Filing Dispositive Motion filed by GEORGE MARCUS, ESQ. (GRYGIEL, STEPHEN) |
| Filing 77 RESPONSE in Opposition re #75 MOTION Relief from Stay and for Enlargement of Page Limits for Filing Dispositive Motion filed by SECURITIES AND EXCHANGE COMMISSION. Reply due by 5/26/2020. (JONES, MARC) |
| Reset Deadlines : Status Report due by 8/3/2020. (aks) |
| Filing 76 STATUS REPORT by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC. (FRAWLEY, ALFRED) |
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Reset Deadlines per General Order 2020-2 issued by Chief Judge Jon D. Levy on 3/18/2020 as to #75 MOTION Relief from Stay and for Enlargement of Page Limits for Filing Dispositive Motion : Responses due by 5/11/2020. (aks)
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Reset Deadlines per General Order 2020-2 issued by Chief Judge Jon D. Levy on 3/18/2020 : Status Report pursuant to the Order at ECF #73 entered on 8/8/2019 due by 5/1/2020. (aks)
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| Filing 75 MOTION Relief from Stay and for Enlargement of Page Limits for Filing Dispositive Motion by GEORGE MARCUS, ESQ Responses due by 4/10/2020. (GRYGIEL, STEPHEN) |
| Filing 74 STATUS REPORT by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC. (FRAWLEY, ALFRED) |
| Set Deadlines/Hearings : Status Report due by 4/1/2020 pursuant to the Order at ECF #73 entered on 8/8/2019 (akr) |
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Filing 73
ORDER ON DEFENDANT'S FOURTH MOTION TO STAY CIVIL PROCEEDINGS granting #53 Motion to Stay. By JUDGE JON D. LEVY. (mtm)
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| Set Deadlines Pursuant to Order #73 entered on 8/8/2019: Status Report due by 1/1/2020. (mtm) |
| Filing 72 Minute Entry for proceedings held before JUDGE JON D. LEVY: Oral Argument held re #53 Fourth MOTION to Stay Civil Proceedings filed by FAMILY MOBILE LLC, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC, BRENTWOOD FINANCIAL LLC, BRTMDO LLC, MICHAEL A LIBERTY. Order to follow. (Court Reporter: Dennis Ford) (akr) |
| Filing 71 NOTICE/CORRESPONDENCE Re: May 17 hearing on Defendants Fourth Joint Motion To Stay Civil Proceedings by GEORGE MARCUS, ESQ (GRYGIEL, STEPHEN) |
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Filing 70
ORDER granting #69 Motion by Elizabeth Germani to Withdraw as Attorney. By JUDGE JON D. LEVY. (lrc)
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| Filing 69 MOTION by Attorney Elizabeth A. Germani to Withdraw as Attorney by GEORGE MARCUS, ESQ Responses due by 6/5/2019. (GERMANI, ELIZABETH) |
| Filing 68 NOTICE of Appearance by STEPHEN G. GRYGIEL on behalf of GEORGE MARCUS, ESQ (GRYGIEL, STEPHEN) |
| Filing 67 NOTICE of Hearing on Motion #53 Fourth MOTION to Stay Civil Proceedings : Hearing set for 5/17/2019 02:00 PM in Portland Courtroom 1 before JUDGE JON D. LEVY. (akr) |
| Filing 66 CORPORATE DISCLOSURE STATEMENT (Amended) by TL HOLDINGS GROUP LLC. (FRAWLEY, ALFRED) |
| Filing 65 REPLY to Response to Motion re #53 Fourth MOTION to Stay Civil Proceedings filed by PAUL HESS. (MERRILL, BRUCE) |
| Filing 64 REPLY to Response to Motion re #53 Fourth MOTION to Stay Civil Proceedings filed by RICHARD LIBERTY, XANADU PARTNERS LLC. (NEUMANN, STACEY) |
| Filing 63 REPLY to Response to Motion re #53 Fourth MOTION to Stay Civil Proceedings filed by GEORGE MARCUS, ESQ. (GERMANI, ELIZABETH) |
| Filing 62 REPLY to Response to Motion re #53 Fourth MOTION to Stay Civil Proceedings filed by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC. (FRAWLEY, ALFRED) |
| Filing 61 CORPORATE DISCLOSURE STATEMENT by XANADU PARTNERS LLC. (NEUMANN, STACEY) |
| Filing 60 CORPORATE DISCLOSURE STATEMENT by TL HOLDINGS GROUP LLC. (FRAWLEY, ALFRED) |
| Filing 59 CORPORATE DISCLOSURE STATEMENT by BRENTWOOD FINANCIAL LLC. (FRAWLEY, ALFRED) |
| Filing 58 CORPORATE DISCLOSURE STATEMENT by BRTMDO LLC. (FRAWLEY, ALFRED) |
| Filing 57 CORPORATE DISCLOSURE STATEMENT by FAMILY MOBILE LLC. (FRAWLEY, ALFRED) |
| Filing 56 CORPORATE DISCLOSURE STATEMENT by MOZIDO INVESCO LLC. (FRAWLEY, ALFRED) |
| Set Deadlines : Per Local Rule 7.1 Notice of Interested Parties or Corporate Disclosure Statement as to XANADU PARTNERS LLC due by 4/18/2019. (akr) Modified on 4/18/2019 to remove as to parties. Statement remains due from Xanadu only (akr). |
| Filing 55 RESPONSE to Motion re #53 Fourth MOTION to Stay Civil Proceedings Opposing Stay filed by SECURITIES AND EXCHANGE COMMISSION. Reply due by 4/23/2019. (Attachments: #1 Exhibit A - Endicott v. Turner Complaint, #2 Exhibit B - Turner v. Liberty Filings)(JONES, MARC) |
| Filing 54 Motion(s) joined by RICHARD LIBERTY, XANADU PARTNERS LLC : #53 Fourth MOTION to Stay Civil Proceedings filed by FAMILY MOBILE LLC, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC, BRENTWOOD FINANCIAL LLC, BRTMDO LLC, MICHAEL A LIBERTY . (NEUMANN, STACEY) |
| Filing 53 Fourth MOTION to Stay Civil Proceedings by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC Responses due by 4/9/2019. (FRAWLEY, ALFRED) Modified on 3/20/2019 to remove duplicative language (akr). |
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Filing 52
SCHEDULING ORDER: Discovery due by 12/31/2019. Written Notice of Intent to File Summary Judgment Motion and Request for Pre-Filing Conference due by 4/24/2020. Motions due by 5/8/2020. Ready for Trial on 8/3/2020. By MAGISTRATE JUDGE JOHN C. NIVISON. (MFS)
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| Filing 51 JOINT Proposed Discovery and Motion Filing Plan (Pursuant to 12/12/18 Procedural Order (ECF No. 46)) by SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Text of Proposed Order (Proposed Scheduling Order))(JONES, MARC) |
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Filing 50
ORDER granting #47 Sealed Motion. For the reasons set forth in the Court's prior order granting the request for a stay (Order, ECF No. 40), the Court extends the stay to February 28, 2019; provided, however, the parties are authorized to conduct third-party written discovery in accordance with Federal Rule of Civil Procedure 45. By MAGISTRATE JUDGE JOHN C. NIVISON. (NIVISON, JOHN)
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Filing 49
ORDER granting #48 Sealed Motion. For the reasons set forth in the Court's order on the prior motion to seal (Order, ECF No. 40), the Court concludes the sealing of the motion to stay is warranted. (NIVISON, JOHN)
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| Filing 48 (Document sealed from public view) Unopposed SEALED MOTION to Seal Motion to Stay Proceedings by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC Responses due by 1/9/2019. (FRAWLEY, ALFRED) |
| Filing 47 (Document sealed from public view) Unopposed SEALED MOTION to Stay Civil Proceedings by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC Responses due by 1/9/2019. (Attachments: #1 Exhibit A, #2 Exhibit B)(FRAWLEY, ALFRED) |
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Filing 46
PROCEDURAL ORDER - Set deadlines: proposed scheduling order due by 12/21/2018. By MAGISTRATE JUDGE JOHN C. NIVISON. (akr)
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| Case Reassigned to JUDGE JON D. LEVY due to related case 2:18-cv-331-JDL. JUDGE D. BROCK HORNBY no longer assigned to the case. (jwr) |
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Filing 45
ORDER granting #42 Motion to Seal Motion to Stay Proceedings. For the reasons set forth in the Court's order on the prior motion to seal (Order, ECF No. 40), the Court concludes the sealing of the motion to stay is warranted. By MAGISTRATE JUDGE JOHN C. NIVISON. (NIVISON, JOHN)
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Filing 44
ORDER granting #43 Sealed Motion to Stay Proceedings. For the reasons set forth in the Court's prior order granting the request for a stay (Order, ECF No. 40), the Court extends the stay to December 10, 2018; provided, however, the parties are authorized to conduct third-party written discovery in accordance with Federal Rule of Civil Procedure 45. By MAGISTRATE JUDGE JOHN C. NIVISON. (NIVISON, JOHN)
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| Filing 43 (Document sealed from public view) Amended SEALED MOTION to Stay Civil Proceedings (Corrected to Reflect Brittany Liberty is a Moving Party) by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC Responses due by 11/6/2018. (FRAWLEY, ALFRED) |
| Filing 42 (Document sealed from public view) Unopposed MOTION to Seal Defendants' Second Joint Motion to Stay Civil Proceedings by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC Responses due by 11/6/2018. (FRAWLEY, ALFRED) |
| Filing 41 (Document sealed from public view) Joint SEALED MOTION to Stay Civil Proceedings by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC Responses due by 11/6/2018. (Attachments: #1 Exhibit A)(FRAWLEY, ALFRED) |
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Filing 40
(Document sealed from public view) SEALED ORDER ON #38 MOTION TO STAY PROCEEDINGS AND #39 MOTION TO SEAL By MAGISTRATE JUDGE JOHN C. NIVISON. (jib) Modified on 7/12/2018 to include links to motions (jwr).
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| Filing 39 (Document sealed from public view) Unopposed MOTION to Seal Defendants' Joint Motion to Stay Civil Proceedings by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC Responses due by 7/24/2018. (FRAWLEY, ALFRED) |
| Filing 38 (Document sealed from public view) Joint SEALED MOTION to Stay Civil Proceedings by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC Responses due by 7/24/2018. (Attachments: #1 Exhibit A)(FRAWLEY, ALFRED) Modified on 7/3/2018 to clean up docket text (mlm). |
| Filing 37 JOINT Proposed Discovery and Motion Filing Plan and Rule 26(f) Conference Report by SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Text of Proposed Order Proposed Case Scheduling Order Without Stay, #2 Text of Proposed Order Proposed Case Scheduling Order With Stay)(MOORES, PETER) |
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Filing 36
SCHEDULING ORDER: Discovery due by 10/29/2018. Written Notice of Intent to File Summary Judgment Motion and Request for Pre-Filing Conference due by 11/5/2018. Motions due by 11/19/2018. Ready for Trial on 1/7/2019. By MAGISTRATE JUDGE JOHN C. NIVISON. (MFS)
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| Set Deadlines: Attorneys MATTHEW N. KANE and PETER E. GELHAAR shall register for the District of Maine's Electronic Case Filing (ECF) System by 6/15/2018. Registration Forms are available on the Court's website #http://www.med.uscourts.gov/ecf-registration under the Electronic Case Files, ECF Registration Section. (jib) |
| Filing 35 CERTIFICATION for Admission Pro Hac Vice of Craig G. Steen filed by ALFRED CECIL FRAWLEY, IV on behalf of BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC (Total admission fee $ 100 receipt number 0100-1853129.) (FRAWLEY, ALFRED) |
| Filing 34 CERTIFICATION for Admission Pro Hac Vice of Abigail A. Hazlett filed by ALFRED CECIL FRAWLEY, IV on behalf of BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC (Total admission fee $ 100 receipt number 0100-1853127.) (FRAWLEY, ALFRED) |
| Filing 33 CERTIFICATION for Admission Pro Hac Vice of Richard J. Zack filed by ALFRED CECIL FRAWLEY, IV on behalf of BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC (Total admission fee $ 100 receipt number 0100-1853123.) (FRAWLEY, ALFRED) |
| Filing 32 CERTIFICATION for Admission Pro Hac Vice of Jay A. Dubow filed by ALFRED CECIL FRAWLEY, IV on behalf of BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC (Total admission fee $ 100 receipt number 0100-1853116.) (FRAWLEY, ALFRED) |
| Filing 31 ANSWER to #1 Complaint, with Jury Demand by XANADU PARTNERS LLC.(NEUMANN, STACEY) |
| Filing 30 NOTICE of Appearance by STACEY D. NEUMANN on behalf of XANADU PARTNERS LLC (NEUMANN, STACEY) |
| Filing 29 ANSWER to #1 Complaint, with Jury Demand by RICHARD LIBERTY.(NEUMANN, STACEY) |
| Filing 28 NOTICE of Appearance by STACEY D. NEUMANN on behalf of RICHARD LIBERTY (NEUMANN, STACEY) |
| Filing 27 ANSWER to #1 Complaint, with Jury Demand by BRITTANY LIBERTY.(CHURCHILL, SARAH) |
| Filing 26 CERTIFICATION for Admission Pro Hac Vice of Peter Gelhaar filed by SARAH A. CHURCHILL on behalf of BRITTANY LIBERTY (Total admission fee $ 100 receipt number 0100-1852661.) (CHURCHILL, SARAH) |
| Filing 25 CERTIFICATION for Admission Pro Hac Vice of Matthew N. Kane filed by SARAH A. CHURCHILL on behalf of BRITTANY LIBERTY (Total admission fee $ 100 receipt number 0100-1852650.) (CHURCHILL, SARAH) Modified on 6/11/2018 to add Matthew N. Kane to docket text (jib). |
| Filing 24 NOTICE of Appearance by THIMI R. MINA on behalf of BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC (MINA, THIMI) |
| Filing 23 NOTICE of Appearance by JAY P. MCCLOSKEY on behalf of BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC (MCCLOSKEY, JAY) |
| Filing 22 ANSWER to #1 Complaint, with Jury Demand by BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC.(FRAWLEY, ALFRED) |
| Filing 21 NOTICE of Appearance by ALFRED CECIL FRAWLEY, IV on behalf of BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC (FRAWLEY, ALFRED) |
| Filing 20 CERTIFICATION for Admission Pro Hac Vice of R. Daniel O'Connor, Kathryn Harris, Christopher Conniff filed by ELIZABETH A. GERMANI on behalf of GEORGE MARCUS, ESQ (Total admission fee $ 300 receipt number 0100-1852270.) (Attachments: #1 Pro Hac Vice Certification of Kathryn Harris, #2 Pro Hac Vice Certification of Christopher Conniff)(GERMANI, ELIZABETH) Modified on 6/8/2018 to remove supplement from attachment descriptions (jib). |
| Filing 19 ANSWER to #1 Complaint, by GEORGE MARCUS, ESQ.(GERMANI, ELIZABETH) |
| Filing 18 ANSWER to #1 Complaint, with Jury Demand and Affirmative Defenses by PAUL HESS.(MERRILL, BRUCE) |
| Filing 17 WAIVER OF SERVICE Returned Executed XANADU PARTNERS LLC waiver sent on 4/9/2018. (JONES, MARC) |
| Set Answer Deadline for XANADU PARTNERS LLC Per Waiver of Service Executed #17: Answer due by 6/8/2018. (mnw) |
| Filing 16 SUMMONS Returned Executed by SECURITIES AND EXCHANGE COMMISSION. PAUL HESS served on 5/18/2018. (JONES, MARC) |
| Set Answer Deadline for PAUL HESS: Answer due by 6/8/2018. (jib) |
| Filing 15 NOTICE of Docket Entry Modification regarding #14 Summons Issued: Docket entry modified by the clerk's office to indicate it was filed in error, as it is duplicative of ECF No. 13. (jib) |
| Filing 14 ***Filed in Error*** Summons Issued as to PAUL HESS. Counsel shall print the embossed summons and effect service in the manner in accordance with Fed.R.Civ.P.4. Note-If you are using Version 6 of Adobe Acrobat, be sure the PRINT WHAT field is set to DOCUMENTS AND COMMENTS (Click File, then Print to check this setting). (bfa) Modified on 5/18/2018 to indicate filed in error - duplicate entry (jib). |
| Filing 13 Summons Issued as to PAUL HESS. Counsel shall print the embossed summons and effect service in the manner in accordance with Fed.R.Civ.P.4. Note-If you are using Version 6 of Adobe Acrobat, be sure the PRINT WHAT field is set to DOCUMENTS AND COMMENTS (Click File, then Print to check this setting). (jib) |
| Filing 12 WAIVER OF SERVICE Returned Executed BRITTANY LIBERTY waiver sent on 4/9/2018. (JONES, MARC) |
| Set Answer Deadline for BRITTANY LIBERTY: Answer due by 6/8/2018. (jib) |
| Filing 11 WAIVER OF SERVICE Returned Executed TL HOLDINGS GROUP LLC waiver sent on 4/9/2018. (JONES, MARC) |
| Filing 10 WAIVER OF SERVICE Returned Executed RICHARD LIBERTY waiver sent on 4/9/2018. (JONES, MARC) |
| Filing 9 WAIVER OF SERVICE Returned Executed MOZIDO INVESCO LLC waiver sent on 4/9/2018. (JONES, MARC) |
| Filing 8 WAIVER OF SERVICE Returned Executed MICHAEL A LIBERTY waiver sent on 4/9/2018. (JONES, MARC) |
| Filing 7 WAIVER OF SERVICE Returned Executed FAMILY MOBILE LLC waiver sent on 4/9/2018. (JONES, MARC) |
| Filing 6 WAIVER OF SERVICE Returned Executed BRTMDO LLC waiver sent on 4/9/2018. (JONES, MARC) |
| Filing 5 WAIVER OF SERVICE Returned Executed BRENTWOOD FINANCIAL LLC waiver sent on 4/9/2018. (JONES, MARC) |
| Set Answer Deadline for BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, MICHAEL A LIBERTY, MOZIDO INVESCO LLC, RICHARD LIBERTY, TL HOLDINGS GROUP LLC: Answers due by 6/8/2018. (jib) |
| Filing 4 NOTICE of Docket Entry Modification regarding the Set Answer Deadline entered on 4/19/18 as to George Marcus, Esq.: Docket entry modified by the clerk's office to reflect the answer deadline of 4/30/2018 as to George Marcus, Esq.was calculated/set in error. The answer deadline is reset to 60 days from the date the request for waiver of the service of summons was sent.(jib) |
| Set Answer Deadline for GEORGE MARCUS, ESQ., per the Waiver of Service of Summons, answer or motion due 60 days from 4/9/18: Answer due by 6/8/2018. (jib) |
| Filing 3 WAIVER OF SERVICE Returned Executed GEORGE MARCUS, ESQ waiver sent on 4/9/2018. (JONES, MARC) |
| **DEADLINE SET IN ERROR** Set Answer Deadline for GEORGE MARCUS, ESQ : Answer due by 4/30/2018. (ccs) Modified on 4/20/2018 to indicate deadline set in error (jib). |
| Case Randomly Assigned to JUDGE D. BROCK HORNBY. (mlm) |
| Filing 2 CIVIL COVER SHEET. (bfa) |
| Filing 1 COMPLAINT against BRENTWOOD FINANCIAL LLC, BRTMDO LLC, FAMILY MOBILE LLC, PAUL HESS, BRITTANY LIBERTY, MICHAEL A LIBERTY, RICHARD LIBERTY, GEORGE MARCUS, ESQ, MOZIDO INVESCO LLC, TL HOLDINGS GROUP LLC, XANADU PARTNERS LLC with Jury Demand, filed by SECURITIES AND EXCHANGE COMMISSION. (Service of Process Deadline 6/28/2018)(bfa) |
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