MESNER v. FMR LLC et al
Plaintiff: ANDREW S MESNER
Defendant: FMR LLC, FIDELITY BROKERAGE SERVICES LLC and FINANCIAL INDUSTRY REGULATORY AUTHORITY INC
Case Number: 2:2023cv00404
Filed: October 25, 2023
Court: US District Court for the District of Maine
Presiding Judge: JOHN C NIVISON
Referring Judge: JOHN A WOODCOCK
Nature of Suit: Racketeer/Corrupt Organization
Cause of Action: 18 U.S.C. § 1961 Racketeering (RICO) Act
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on April 19, 2024. A more recent docket listing may be available from PACER.

Date Filed Document Text
December 11, 2023 Filing 18 CORPORATE DISCLOSURE STATEMENT by FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. (POLIQUIN, JAMES)
December 11, 2023 Filing 17 MOTION to Dismiss for Failure to State a Claim by FINANCIAL INDUSTRY REGULATORY AUTHORITY INC Responses due by 1/2/2024. (POLIQUIN, JAMES)
November 28, 2023 Filing 16 RESPONSE to Motion re #14 MOTION to Dismiss with Prejudice under Rule 41(b) or in the alternative without prejudice under Rule 12(b)(6) filed by ANDREW S MESNER. Reply due by 12/12/2023. (Attachments: #1 envelope)(jad)
November 24, 2023 Opinion or Order Filing 15 ORDER granting #12 Motion for Leave to File Signature Page. The signature page is deemed filed at the conclusion of ECF No. 1-1. Plaintiff is advised, however, that the notice docketed at ECF No. 6 was not intended to identify an error in Plaintiff's filing. Rather the notice, which is docketed in each case initiated by a plaintiff without an attorney, is intended to inform Plaintiff of available information that might assist him in his self representation. By MAGISTRATE JUDGE JOHN C. NIVISON. (NIVISON, JOHN)
November 22, 2023 Filing 14 MOTION to Dismiss with Prejudice under Rule 41(b) or in the alternative without prejudice under Rule 12(b)(6) by FIDELITY BROKERAGE SERVICES LLC, FMR LLC Responses due by 12/13/2023. (GOLDMAN, JEFF)
November 22, 2023 Filing 13 SUMMONS Returned Executed by ANDREW S MESNER. FIDELITY BROKERAGE SERVICES LLC served on 11/3/2023.Answer due by 11/24/2023. (Attachments: #1 envelop from Sheriff re: Fidelity Brokerage Services LLC, #2 envelope)(jad)
November 22, 2023 Filing 12 MOTION for Leave of Court to Add Attorney Signature Page, 151 to Complaint by ANDREW S MESNER Responses due by 12/13/2023. (Attachments: #1 Exhibit: signature page, #2 envelope)(jad)
November 22, 2023 Filing 11 RESPONSE to Motion re #8 MOTION to Extend Time to File Answer or Motion to Dismiss Complaint filed by ANDREW S MESNER. (Attachments: #1 Exhibit: email, #2 envelope)(jad)
November 22, 2023 Filing 10 SUMMONS Returned Executed by ANDREW S MESNER. FINANCIAL INDUSTRY REGULATORY AUTHORITY INC served on 11/3/2023. (Attachments: #1 Sheriff envelope re: Financial Industry Regulatory Authority Inc summons, #2 envelope)(jad)
November 17, 2023 Opinion or Order Filing 9 ORDER granting #8 Motion to Extend Time to File Response to Complaint. Upon review of the motion, given the length and extent of Plaintiff's complaint, the Court finds good cause to extend the deadline for Defendant to file a response to the complaint. The deadline is extended to December 11, 2023. By MAGISTRATE JUDGE JOHN C. NIVISON. (NIVISON, JOHN)
November 17, 2023 Reset Answer Deadline for FINANCIAL INDUSTRY REGULATORY AUTHORITY INC per Order No. 9: Answer due by 12/11/2023. (jad)
November 15, 2023 Filing 8 MOTION to Extend Time to File Answer or Motion to Dismiss Complaint by FINANCIAL INDUSTRY REGULATORY AUTHORITY INC Responses due by 12/6/2023. (POLIQUIN, JAMES)
November 15, 2023 Filing 7 NOTICE of Appearance by JAMES D. POLIQUIN on behalf of FINANCIAL INDUSTRY REGULATORY AUTHORITY INC (POLIQUIN, JAMES)
November 14, 2023 Filing 6 NOTICE: Recently ANDREW S MESNER filed a pleading in this Court without representation of an attorney. Information regarding representing yourself is available on the Court's website at #https://www.med.uscourts.gov/handout-self-represented-parties including a Handout for Self-Represented Parties. This handout is intended for informational and practical purposes only and in no way takes the place of an attorney's legal advice, but it may provide some answers to procedural and general questions. ALSO NOTE: You are responsible for notifying the Court in writing of any changes to your mailing address or telephone number and of any change in status regarding representation by an attorney. (cc: pro se litigant) (jad)
November 8, 2023 Filing 5 SUMMONS Returned Executed by ANDREW S MESNER. FMR LLC served on 11/1/2023.Answer due by 11/22/2023. (Attachments: #1 Envelope)(mnd)
October 25, 2023 Filing 4 ADDITIONAL ATTACHMENTS (thumb drive containing non-scanned exhibits) filed by ANDREW S MESNER re #1 Complaint.. (jad)
October 25, 2023 Filing 3 Summons Issued as to FIDELITY BROKERAGE SERVICES LLC, FINANCIAL INDUSTRY REGULATORY AUTHORITY INC, FMR LLC. Counsel shall print the embossed summons and effect service in the manner in accordance with Fed.R.Civ.P.4. Note-If you are using Version 6 of Adobe Acrobat, be sure the PRINT WHAT field is set to DOCUMENTS AND COMMENTS (Click File, then Print to check this setting). (Attachments: #1 Fidelity Brokerage Services LLC summons, #2 Financial Industry Regulatory Authority Inc Summons)(jad)
October 25, 2023 Filing 2 CIVIL COVER SHEET. (jad)
October 25, 2023 Filing 1 COMPLAINT against FIDELITY BROKERAGE SERVICES LLC, FINANCIAL INDUSTRY REGULATORY AUTHORITY INC, FMR LLC with Jury Demand (See Order at ECF 15 on Motion #12 )PAYMENT OF FILING FEE DUE WITHIN 48 HOURS. IF FILING FEE IS BEING PAID WITH A CREDIT CARD COUNSEL ARE INSTRUCTED TO LOGIN TO CMECF AND DOCKET Case Opening Filing Fee Paid FOUND IN THE Complaints and Other Initiating Documents CATEGORY. CHECK PAYMENTS DUE WITHIN 48 HOURS., filed by ANDREW S MESNER. (Service of Process Deadline 1/23/2024) (Attachments: #1 complaint victim impact statement, #2 exhibits part 1, #3 exhibits part 2, #4 exhibits part 3, #5 exhibits part 4, #6 exhibits part 5, #7 exhibits part 6)(jad) Modified on 11/24/2023 to include reference to Order at ECF 15 (jwr).
October 25, 2023 Filing Fee Received from ANDREW S MESNER: Amount Paid: $402.00. Receipt Number: 2739. Method of Payment: credit card. Purpose of Payment: Filing Fee. Date Paid: 10/25/2023 (jad)

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Plaintiff: ANDREW S MESNER
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Defendant: FMR LLC
Represented By: JEFF GOLDMAN
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Defendant: FIDELITY BROKERAGE SERVICES LLC
Represented By: JEFF GOLDMAN
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Defendant: FINANCIAL INDUSTRY REGULATORY AUTHORITY INC
Represented By: JAMES D. POLIQUIN
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