Ira/Ro v. Franklin Resources, Inc. et al
Plaintiff: Hugh Sharkey Ira/Ro and Deferred Compensation Plan for Employees of Nassau County
Defendant: Franklin Resources, Inc., Franklin Advisers, Inc., Franklin/Templeton Distributors, Inc., Templeton/Franklin Investment Services, Inc., Franklin Private Client Group, Inc., Franklin Age High Income Fund, Franklin Adjustable U.S. Government Securities Fund, Franklin Aggressive Growth Fund, Franklin Alabama Tax-Free Income Fund, Franklin Arizona Tax-Free Income Fund, Franklin Balance Sheet Investment Fund, Franklin Biotechnology Discovery Fund, Franklin Blue Chip Fund, Franklin California High Yield Municipal Fund, Franklin California Insured Tax-Free Income Fund, Franklin California Intermediate-Term Tax-Free Income Fund, Franklin California Limited Term Tax-Free Income Fund, Franklin California Tax-Exempt Money Fund, Franklin California Tax-Free Income Fund, Franklin Capital Growth Fund, Franklin Colorado Tax-Free Income Fund, Franklin Connecticut Tax-Free Income Fund, Franklin Convertible Securities Fund, Franklin Dynatech Fund, Franklin Equity Income Fund, Franklin Federal Intermediate-Term Tax-Free Income Fund, Franklin Federal Limited Term Tax-Free Income Fund, Franklin Federal Money Fund, Franklin Federal Tax-Free Income Fund, Franklin Flex Cap Growth Fund, Franklin Floating Rate Daily Access Fund, Franklin Floating Rate Trust, Franklin Florida Insured Tax-Free Income Fund, Franklin Georgia Tax-Free Income Fund, Franklin Global Aggressive Growth Fund, Franklin Global Communications Fund, Franklin Global Growth Fund, Franklin Global Health Care Fund, Franklin Gold and Precious Metals Fund, Franklin Growth Fund, Franklin High Yield Tax-Free Income Fund, Franklin Income Fund, Franklin Insured Tax-Free Income Fund, Franklin Kentucky Tax-Free Income Fund, Franklin Large Cap Growth Fund, Franklin Large Cap Value Fund, Franklin Louisiana Tax-Free Income Fund, Franklin Maryland Tax-Free Income Fund, Franklin Massachusetts Insured Tax-Free Income Fund, Franklin Michigan Insured Tax-Free Income Fund, Franklin Microcap Value Fund, Franklin Minnesota Insured Tax-Free Income Fund, Franklin Missouri Tax-Free Income Fund, Franklin Natural Resources Fund, Franklin New Jersey Tax-Free Income Fund, Franklin New York Insured Tax-Free Income Fund, Franklin New York Intermediate-Term Tax-Free Income Fund, Franklin New York Limited Term Tax-Free Income Fund, Franklin New York Tax-Exempt Money Fund, Franklin New York Tax-Free Income Fund, Franklin North Carolina Tax-Free Income Fund, Franklin Ohio Insured Tax-Free Income Fund, Franklin Oregon Tax-Free Income Fund, Franklin Pennsylvania Tax-Free Income Fund, Franklin Real Estate Securities Fund, Franklin Rising Dividends Fund, Franklin Short-Intermediate U.S. Government Securities Fund, Franklin Small Cap Growth Fund II, Franklin Small Cap Value Fund, Franklin Small-Mid Cap Growth Fund, Franklin Strategic Income Fund, Franklin Strategic Mortgage Portfolio, Franklin Tax-Exempt Money Fund, Franklin Technology Fund, Franklin Templeton Conservative Target Fund, Franklin Templeton Corefolio Allocation Fund, Franklin Templeton Founding Funds Allocation Fund, Franklin Templeton Growth Target Fund, Franklin Templeton Hard Currency Fund, Franklin Templeton Moderate Target Fund, Franklin Templeton Money Fund, Franklin Tennessee Municipal Bond Fund, Franklin Texas Tax-Free Income Fund, Franklin Total Return Fund, Franklin U.S. Government Securities Fund, Franklin U.S. Long-Short Fund, Franklin Utilities Fund, Franklin Virginia Tax-Free Income Fund, Franklin China World Fund, Templeton Developing Markets Trust, Templeton Foreign Fund, Templeton Foreign Smaller Companies Fund, Templeton Global Bond Fund, Templeton Global Long-Short Fund, Templeton Global Opportunities Trust, Templeton Global Smaller Companies Fund, Inc., Templeton Growth Fund, Inc., Templeton International Fund, Templeton Latin America Fund, Templeton Pacific Growth Fund, Templeton World Fund, Mutual Beacon Fund, Mutual Discovery Fund, Mutual European Fund, Mutual Financial Services Fund, Mutual Qualified Fund, Mutual Recovery Fund, Mutual Shares Fund, Franklin Asset Allocation Fund, Franklin California, Tax-Free Income Fund, Inc., Franklin Custodian Funds Inc., Franklin Floating Rate Master Trust, Franklin Global Trust, Franklin High Income Trust, Franklin International Trust, Franklin Investors Securities Trust, Franklin Managed Trust, Franklin Money Fund, Franklin Multi-Income Trust, Franklin Municipal Securities Trust, Franklin Mutual Series Fund, Inc., Franklin New York Tax-Free Trust, Franklin Real Estate Securities Trust, Franklin Strategic Series, Franklin Tax Advantaged High Yield Securities Fund, Franklin Tax Advantaged Bond Fund, Franklin Advantaged U.S. Government Securities Fund, Franklin Tax-Free Trust, Franklin Templeton Fund Allocator Series, Franklin Templeton Global Trust, Franklin Templeton Japan Fund, Franklin Templeton Money Fund Trust, Franklin Templeton Services LLC, John Does 1-100, Kaplan & Company Securities, Inc., Broker Defendants John Does 1-25, John Does 1-10, Clearing Defendants, Bear Stearns & Co. Inc., Bear Stearns Securities Corporation, John Does 1-100, Market Timing Defendants, Global Analytical Capital, Jemmco Advisers, Ritchie Capital Management, Inc., Pentagon Asset Management, Chronos Asset Management, Headstart Advisers Ltd., Prudential Securities, Inc., Canary Capital Partners, Ltd., Canary Investment Management, LLC, Canary Capital Partners, LLC, Edward J. Stern, William Post, Franklin Templeton Alternative Strategies, Inc., DCIP, L.P., Security Brokerage, Inc., Daniel G. Calugar, Gregory E. Johnson, Martin Flanagan, Harris J. Ashton and Franklin Templeton Defendants
Case Number: 1:2004cv01310
Filed: October 22, 2009
Court: US District Court for the District of Maryland
Office: Baltimore Office
Presiding Judge: J. Frederick Motz
Nature of Suit: Securities/Commodities
Cause of Action: 15:78m(a) Securities Exchange Act

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
December 9, 2010 Opinion or Order Filing 97 OPINION Signed by Judge J. Frederick Motz on 12/9/10. Associated Cases: 1:04-md-15862-JFM, 1:04-cv-01310-JFM(cag, Deputy Clerk)
October 22, 2009 Opinion or Order Filing 75 MEMORANDUM. Signed by Judge J. Frederick Motz on 10/22/09. Associated Cases: 1:04-md-15862-JFM, 1:04-cv-01310-JFM(jnls, Deputy Clerk)
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Search for this case: Ira/Ro v. Franklin Resources, Inc. et al
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Plaintiff: Hugh Sharkey Ira/Ro
Represented By: Jules Brody
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Plaintiff: Deferred Compensation Plan for Employees of Nassau County
Represented By: Chet Barry Waldman
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Defendant: Franklin Resources, Inc.
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Defendant: Franklin Advisers, Inc.
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Defendant: Franklin/Templeton Distributors, Inc.
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Defendant: Templeton/Franklin Investment Services, Inc.
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Defendant: Franklin Private Client Group, Inc.
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Defendant: Franklin Age High Income Fund
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Defendant: Franklin Adjustable U.S. Government Securities Fund
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Defendant: Franklin Aggressive Growth Fund
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Defendant: Franklin Alabama Tax-Free Income Fund
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Defendant: Franklin Arizona Tax-Free Income Fund
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Defendant: Franklin Balance Sheet Investment Fund
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Defendant: Franklin Biotechnology Discovery Fund
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Defendant: Franklin Blue Chip Fund
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Defendant: Franklin California High Yield Municipal Fund
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Defendant: Franklin California Insured Tax-Free Income Fund
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Defendant: Franklin California Intermediate-Term Tax-Free Income Fund
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Defendant: Franklin California Limited Term Tax-Free Income Fund
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Defendant: Franklin California Tax-Exempt Money Fund
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Defendant: Franklin California Tax-Free Income Fund
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Defendant: Franklin Capital Growth Fund
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Defendant: Franklin Colorado Tax-Free Income Fund
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Defendant: Franklin Connecticut Tax-Free Income Fund
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Defendant: Franklin Convertible Securities Fund
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Defendant: Franklin Dynatech Fund
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Defendant: Franklin Equity Income Fund
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Defendant: Franklin Federal Intermediate-Term Tax-Free Income Fund
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Defendant: Franklin Federal Limited Term Tax-Free Income Fund
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Defendant: Franklin Federal Money Fund
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Defendant: Franklin Federal Tax-Free Income Fund
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Defendant: Franklin Flex Cap Growth Fund
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Defendant: Franklin Floating Rate Daily Access Fund
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Defendant: Franklin Floating Rate Trust
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Defendant: Franklin Florida Insured Tax-Free Income Fund
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Defendant: Franklin Georgia Tax-Free Income Fund
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Defendant: Franklin Global Aggressive Growth Fund
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Defendant: Franklin Global Communications Fund
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Defendant: Franklin Global Growth Fund
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Defendant: Franklin Global Health Care Fund
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Defendant: Franklin Gold and Precious Metals Fund
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Defendant: Franklin Growth Fund
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Defendant: Franklin High Yield Tax-Free Income Fund
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Defendant: Franklin Income Fund
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Defendant: Franklin Insured Tax-Free Income Fund
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Defendant: Franklin Kentucky Tax-Free Income Fund
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Defendant: Franklin Large Cap Growth Fund
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Defendant: Franklin Large Cap Value Fund
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Defendant: Franklin Louisiana Tax-Free Income Fund
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Defendant: Franklin Maryland Tax-Free Income Fund
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Defendant: Franklin Massachusetts Insured Tax-Free Income Fund
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Defendant: Franklin Michigan Insured Tax-Free Income Fund
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Defendant: Franklin Microcap Value Fund
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Defendant: Franklin Minnesota Insured Tax-Free Income Fund
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Defendant: Franklin Missouri Tax-Free Income Fund
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Defendant: Franklin Natural Resources Fund
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Defendant: Franklin New Jersey Tax-Free Income Fund
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Defendant: Franklin New York Insured Tax-Free Income Fund
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Defendant: Franklin New York Intermediate-Term Tax-Free Income Fund
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Defendant: Franklin New York Limited Term Tax-Free Income Fund
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Defendant: Franklin New York Tax-Exempt Money Fund
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Defendant: Franklin New York Tax-Free Income Fund
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Defendant: Franklin North Carolina Tax-Free Income Fund
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Defendant: Franklin Ohio Insured Tax-Free Income Fund
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Defendant: Franklin Oregon Tax-Free Income Fund
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Defendant: Franklin Pennsylvania Tax-Free Income Fund
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Defendant: Franklin Real Estate Securities Fund
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Defendant: Franklin Rising Dividends Fund
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Defendant: Franklin Short-Intermediate U.S. Government Securities Fund
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Defendant: Franklin Small Cap Growth Fund II
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Defendant: Franklin Small Cap Value Fund
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Defendant: Franklin Small-Mid Cap Growth Fund
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Defendant: Franklin Strategic Income Fund
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Defendant: Franklin Strategic Mortgage Portfolio
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Defendant: Franklin Tax-Exempt Money Fund
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Defendant: Franklin Technology Fund
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Defendant: Franklin Templeton Conservative Target Fund
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Defendant: Franklin Templeton Corefolio Allocation Fund
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Defendant: Franklin Templeton Founding Funds Allocation Fund
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Defendant: Franklin Templeton Growth Target Fund
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Defendant: Franklin Templeton Hard Currency Fund
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Defendant: Franklin Templeton Moderate Target Fund
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Defendant: Franklin Templeton Money Fund
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Defendant: Franklin Tennessee Municipal Bond Fund
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Defendant: Franklin Texas Tax-Free Income Fund
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Defendant: Franklin Total Return Fund
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Defendant: Franklin U.S. Government Securities Fund
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Defendant: Franklin U.S. Long-Short Fund
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Defendant: Franklin Utilities Fund
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Defendant: Franklin Virginia Tax-Free Income Fund
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Defendant: Franklin China World Fund
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Defendant: Templeton Developing Markets Trust
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Defendant: Templeton Foreign Fund
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Defendant: Templeton Foreign Smaller Companies Fund
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Defendant: Templeton Global Bond Fund
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Defendant: Templeton Global Long-Short Fund
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Defendant: Templeton Global Opportunities Trust
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Defendant: Templeton Global Smaller Companies Fund, Inc.
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Defendant: Templeton Growth Fund, Inc.
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Defendant: Templeton International Fund
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Defendant: Templeton Latin America Fund
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Defendant: Templeton Pacific Growth Fund
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Defendant: Templeton World Fund
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Defendant: Mutual Beacon Fund
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Defendant: Mutual Discovery Fund
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Defendant: Mutual European Fund
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Defendant: Mutual Financial Services Fund
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Defendant: Mutual Qualified Fund
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Defendant: Mutual Recovery Fund
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Defendant: Mutual Shares Fund
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Defendant: Franklin Asset Allocation Fund
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Defendant: Franklin California, Tax-Free Income Fund, Inc.
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Defendant: Franklin Custodian Funds Inc.
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Defendant: Franklin Floating Rate Master Trust
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Defendant: Franklin Global Trust
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Defendant: Franklin High Income Trust
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Defendant: Franklin International Trust
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Defendant: Franklin Investors Securities Trust
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Defendant: Franklin Managed Trust
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Defendant: Franklin Money Fund
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Defendant: Franklin Multi-Income Trust
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Defendant: Franklin Municipal Securities Trust
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Defendant: Franklin Mutual Series Fund, Inc.
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Defendant: Franklin New York Tax-Free Trust
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Defendant: Franklin Real Estate Securities Trust
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Defendant: Franklin Strategic Series
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Defendant: Franklin Tax Advantaged High Yield Securities Fund
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Defendant: Franklin Tax Advantaged Bond Fund
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Defendant: Franklin Advantaged U.S. Government Securities Fund
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Defendant: Franklin Tax-Free Trust
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Defendant: Franklin Templeton Fund Allocator Series
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Defendant: Franklin Templeton Global Trust
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Defendant: Franklin Templeton Japan Fund
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Defendant: Franklin Templeton Money Fund Trust
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Defendant: Franklin Templeton Services LLC
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Defendant: John Does 1-100
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Defendant: Kaplan & Company Securities, Inc.
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Defendant: Broker Defendants John Does 1-25
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Defendant: John Does 1-10, Clearing Defendants
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Defendant: Bear Stearns & Co. Inc.
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Defendant: Bear Stearns Securities Corporation
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Defendant: John Does 1-100, Market Timing Defendants
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Defendant: Global Analytical Capital
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Defendant: Jemmco Advisers
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Defendant: Ritchie Capital Management, Inc.
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Defendant: Pentagon Asset Management
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Defendant: Chronos Asset Management
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Defendant: Headstart Advisers Ltd.
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Defendant: Prudential Securities, Inc.
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Defendant: Canary Capital Partners, Ltd.
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Defendant: Canary Investment Management, LLC
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Defendant: Canary Capital Partners, LLC
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Defendant: Edward J. Stern
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Defendant: William Post
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Defendant: Franklin Templeton Alternative Strategies, Inc.
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Defendant: DCIP, L.P.
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Defendant: Security Brokerage, Inc.
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Defendant: Daniel G. Calugar
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Defendant: Gregory E. Johnson
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Defendant: Martin Flanagan
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Defendant: Harris J. Ashton
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Defendant: Franklin Templeton Defendants
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