Scottsdale Capital Advisors Corporation et al v. Financial Industry Regulatory Authority, Inc.
| Scottsdale Capital Advisors Corporation, John J. Hurry, Timothy B. DiBlasi and Darrel Michael Cruz |
| Financial Industry Regulatory Authority, Inc. |
| Securities and Exchange Commission |
| 8:2016cv00860 |
| March 22, 2016 |
| US District Court for the District of Maryland |
| Greenbelt Office |
| 99999 |
| Deborah K Chasanow |
| Securities/Commodities |
| 15 U.S.C. § 78 |
| None |
Docket Report
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| Filing 34 SUPREME COURT Remark - petition for a writ of certiorari is denied re #25 Notice of Appeal (USCA No. 16-1497) (krc, Deputy Clerk) |
Filing 33
PAPERLESS ORDER GRANTING #32 Motion to Withdraw as Attorney. Attorney Vijay Nimmagadda Rao terminated. Signed by Judge Deborah K. Chasanow on 3/28/2017. (Chasanow, Deborah)
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| Filing 32 MOTION to Withdraw as Attorney (Vijay Rao) by Darrel Michael Cruz, Timothy B. DiBlasi, John J. Hurry, Scottsdale Capital Advisors Corporation (Attachments: #1 Text of Proposed Order)(Kirtland, Matthew) |
| Filing 31 SUPREME COURT Remark - petition for writ of certiorari filed 3/16/17, (USCA No. 16-1124) re #25 Notice of Appeal (krc, Deputy Clerk) |
| Filing 30 MANDATE of USCA takes effect today as to #25 Notice of Appeal, filed by John J. Hurry, Darrel Michael Cruz, Scottsdale Capital Advisors Corporation, Timothy B. DiBlasi (krc, Deputy Clerk) |
| Filing 29 JUDGMENT of USCA affirming the Judgment of the USDC as to #25 Notice of Appeal, filed by John J. Hurry, Darrel Michael Cruz, Scottsdale Capital Advisors Corporation, Timothy B. DiBlasi, This judgment shall take effect upon issuance of this court's mandate in accordance with Fed. R. App. P. 41. (Attachments: #1 Published Opinion, #2 Notice of Counsel)(krc, Deputy Clerk) |
| Filing 27 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Proceedings held on 04/26/2016, before Judge Chasanow. Court Reporter/Transcriber Renee Ewing, Telephone number 301-344-3227. Total number of pages filed: 59. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained from the Court Reporter or through PACER. Redaction Request due 5/25/2016. Redacted Transcript Deadline set for 6/6/2016. Release of Transcript Restriction set for 8/2/2016. (re, Court Reporter) |
| Filing 28 USCA Case Number 16-1497 for #25 Notice of Appeal, filed by John J. Hurry, Darrel Michael Cruz, Scottsdale Capital Advisors Corporation, Timothy B. DiBlasi. Case Manager - Amy L. Carlheim (krc, Deputy Clerk) |
| Filing 26 Transmission of Notice of Appeal and Docket Sheet to US Court of Appeals re #25 Notice of Appeal,. IMPORTANT NOTICE: To access forms which you are required to file with the United States Court of Appeals for the Fourth Circuit please go to http://www.ca4.uscourts.gov and click on Forms & Notices. (krc, Deputy Clerk) |
| Filing 25 NOTICE OF APPEAL as to #24 Order on Motion to Dismiss by Darrel Michael Cruz, Timothy B. DiBlasi, John J. Hurry, Scottsdale Capital Advisors Corporation. Filing fee $ 505, receipt number 0416-5984325. Appeal Record due by 5/31/2016. (Kirtland, Matthew) |
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Filing 24
ORDER GRANTING #10 motion to dismiss, DISMISSING Plaintiffs' complaint, and DIRECTING the clerk to CLOSE this case. Signed by Judge Deborah K. Chasanow on 4/26/2016. (sat, Chambers)
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| Filing 23 Motions Hearing held on 4/26/2016 re: #10 MOTION to Dismiss Complaint Pursuant to Fed. R. Civ. P. 12(b)(1) and 12(b)(6) filed by Defendant FINRA - Argued - "GRANTED"; and #3 MOTION for Preliminary Injunction and Permanent Injunction filed by Plaintiffs - Argued - "DENIED" as stated by and before Judge Deborah K. Chasanow (written order to follow). (Court Reporter: Renee Ewing) (td, Deputy Clerk) |
| Filing 22 NOTICE of Appearance by Josephine Thacher Morse on behalf of Securities and Exchange Commission (Morse, Josephine) |
| Filing 21 NOTICE of Appearance by Martin Totaro on behalf of Securities and Exchange Commission (Totaro, Martin) |
| Filing 20 REPLY to Response to Motion re #3 MOTION for Preliminary Injunction MOTION for Permanent Injunction and Opposition to Motion to Dismiss #10 filed by Darrel Michael Cruz, Timothy B. DiBlasi, John J. Hurry, Scottsdale Capital Advisors Corporation. (Kirtland, Matthew) |
| Filing 19 Memorandum re #10 MOTION to Dismiss Complaint Pursuant to Fed. R. Civ. P. 12(b)(1) and 12(b)(6) filed by Securities and Exchange Commission. (Freda, Dominick) |
| Filing 18 PAPERLESS ORDER granting #15 Motion to Appear Pro Hac Vice on behalf of Vijay Rao. Directing attorney Vijay Rao to register online for CM/ECF at https://www.mdd.uscourts.gov/attyregB/inputProHac.asp. Signed by Clerk on 4/15/2016. (srd, Deputy Clerk) |
| Filing 17 PAPERLESS ORDER granting #9 Motion to Appear Pro Hac Vice on behalf of Timothy W Mountz. Directing attorney Timothy W Mountz to register online for CM/ECF at https://www.mdd.uscourts.gov/attyregB/inputProHac.asp. Signed by Clerk on 4/15/2016. (srd, Deputy Clerk) |
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Filing 16
LETTER/ORDER CONFIRMING matters discussed and the schedule set during telephone conference. The SEC's unopposed motion to participate as amicus curiae is GRANTED. The SEC will file its brief by Monday, April 18. Plaintiffs will file their combined reply to their motion for preliminary injunction and response in opposition to Defendants motion to dismiss by April 21. A motions hearing is scheduled April 26, 2016, at 9:30 a.m. Signed by Judge Deborah K. Chasanow on 4/13/2016. (sat, Chambers)
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| Filing 15 MOTION to Appear Pro Hac Vice for Vijay Rao ( Filing fee $ 50, receipt number 0416-5959185.) by Darrel Michael Cruz, Timothy B. DiBlasi, John J. Hurry, Scottsdale Capital Advisors Corporation (Kirtland, Matthew) |
| Telephone Conference held on 4/13/2016 before Judge Deborah K. Chasanow. (sat, Chambers) |
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Filing 14
PAPERLESS ORDER SCHEDULING a telephone conference with counsel on Wednesday, April 13, 2016, at 9:00 a.m. If counsel would like to be reached at a number other than their office, please let chambers know the alternate phone number. Signed by Judge Deborah K. Chasanow on 4/11/2016. (Chasanow, Deborah)
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| Filing 13 MOTION for Leave to Appear as amicus curiae by Securities and Exchange Commission Responses due by 4/28/2016 (Attachments: #1 Memorandum of Law in Support, #2 Text of Proposed Order)(Freda, Dominick) |
| Filing 12 Correspondence Correcting Earlier Submission: #10 Motion to Dismiss attaching proposed order (Reicher, Terri) |
| Filing 11 Memorandum re #10 MOTION to Dismiss Complaint Pursuant to Fed. R. Civ. P. 12(b)(1) and 12(b)(6), #3 MOTION for Preliminary Injunction MOTION for Permanent Injunction filed by Financial Industry Regulatory Authority, Inc.. (Reicher, Terri) |
| Filing 10 MOTION to Dismiss Complaint Pursuant to Fed. R. Civ. P. 12(b)(1) and 12(b)(6) by Financial Industry Regulatory Authority, Inc. Responses due by 4/28/2016 (Reicher, Terri) |
| Filing 9 MOTION to Appear Pro Hac Vice for Timothy W. Mountz ( Filing fee $ 50, receipt number 0416-5955304.) by Financial Industry Regulatory Authority, Inc. (Reicher, Terri) |
| Filing 8 Local Rule 103.3 Disclosure Statement by Financial Industry Regulatory Authority, Inc.. (Reicher, Terri) |
| Filing 7 NOTICE by Darrel Michael Cruz, Timothy B. DiBlasi, John J. Hurry, Scottsdale Capital Advisors Corporation re #3 MOTION for Preliminary Injunction MOTION for Permanent Injunction Plaintiffs' Praecipe Regarding Unopposed Motion (Kirtland, Matthew) |
| Filing 6 PAPERLESS ORDER granting #4 Motion to Appear Pro Hac Vice on behalf of Kevin J Harnisch. Attorney Kevin J Harnisch will receive a separate email with the previously issued CM/ECF login and password. Signed by Clerk on 3/25/2016. (srd, Deputy Clerk) |
| Filing 5 Summons Issued 21 days as to Financial Industry Regulatory Authority, Inc. (aos, Deputy Clerk) |
| Filing 4 MOTION to Appear Pro Hac Vice for Kevin Harnisch ( Filing fee $ 50, receipt number 0416-5924286.) by Darrel Michael Cruz, Timothy B. DiBlasi, John J. Hurry, Scottsdale Capital Advisors Corporation (Kirtland, Matthew) |
| Filing 3 MOTION for Preliminary Injunction , MOTION for Permanent Injunction by Darrel Michael Cruz, Timothy B. DiBlasi, John J. Hurry, Scottsdale Capital Advisors Corporation Responses due by 4/8/2016 (Attachments: #1 Text of Proposed Order, #2 Memorandum of Law, #3 Exhibit A - Declaration, #4 Exhibit B, #5 Exhibit C, #6 Exhibit D, #7 Exhibit E)(Kirtland, Matthew) |
| Filing 2 Local Rule 103.3 Disclosure Statement by Scottsdale Capital Advisors Corporation identifying Corporate Parent Scottsdale Capital Advisors Holdings LLC for Scottsdale Capital Advisors Corporation.. (Kirtland, Matthew) |
| Filing 1 COMPLAINT for Injunctive and Declaratory Relief against Financial Industry Regulatory Authority, Inc. ( Filing fee $ 400 receipt number 0416-5924022.), filed by Scottsdale Capital Advisors Corporation, John J. Hurry, Darrel Michael Cruz, Timothy B. DiBlasi. (Attachments: #1 Civil Cover Sheet, #2 Summons)(Kirtland, Matthew) |
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