Ferris Baker Watts, et al v. Deutsche Bank Sec., et al
Plaintiff: Ferris Baker Watts
Defendant: Deutsche Bank Sec
Case Number: 0:2002cv03682
Filed: September 20, 2002
Court: US District Court for the District of Minnesota
Presiding Judge:
Referring Judge:
Nature of Suit: Other
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Docket Report

This docket was last retrieved on May 14, 2024. A more recent docket listing may be available from PACER.

Date Filed Document Text
September 14, 2006 Opinion or Order Filing 994 ORDER OF RECUSAL. Judge Patrick J Schiltz recused and Chief Magistrate Judge Raymond L Erickson is no longer assigned to this case. Case reassigned to Judge Michael J Davis and Magistrate Judge Susan R Nelson for all further proceedings. The new case number is 0:02-cv-03682-MJD-SRN. Signed by Judge Patrick J Schiltz on 09/14/06. (JGG)
September 13, 2006 Opinion or Order Filing 993 ORDER OF RECUSAL. Judge John R Tunheim recused and Magistrate Judge Franklin L Noel is no longer assigned to this case. Case reassigned to Judge Patrick J Schiltz and Chief Magistrate Judge Raymond L Erickson for all further proceedings. The new case number is 0:02-cv-03682-PJS-RLE. Signed by Judge John R Tunheim on 09/13/06. (JGG)
September 12, 2006 Opinion or Order Filing 992 ORDER of Disqualification and for Reassignment. (Written Opinion). Signed by Judge Richard H. Kyle on 09/12/06. (rhks)
September 11, 2006 Filing 991 JUDGMENT. (kt)
September 8, 2006 Opinion or Order Filing 990 ORDER DISMISSING WITH PREJUDICE claims against defendant James Smith re 989 Stipulation of Dismissal re:. (Written Opinion). Signed by Judge Richard H. Kyle on 09/08/06. (rhks) Modified text on 9/28/2006 (mkc).
September 8, 2006 Filing 989 STIPULATION of Dismissal by all Plaintiffs and Defendant James Smith . (Attachments: # 1 Certificate of Service)(Breyer, K) Modified text on 9/11/2006 (KT). Modified on 9/28/2006 (mkc).
August 22, 2006 Filing 988 Minute Entry for proceedings held before Judge Richard H Kyle : Motion Hearing held on 8/22/2006 re 955 MOTION to Set Aside Default filed by Ramy El-Batrawi,, 967 MOTION for Default Judgment as to Defendants R.B.F. International, Ultimate Holdings, Ltd., Adnan Khashoggi, and Ramy El-Batrawi filed by Ferris, Baker Watts, Inc,argued and taken under advisement. (Court Reporter Carla Bebault) (ds)
August 10, 2006 Filing 987 PLAINTIFFS' JOINT REPLY MEMORANDUM IN SUPPORT OF 967 MOTION for Default Judgment as to Defendants Ramy El-Batrawi and GenesisIntermedia, Inc. (Attachments: # 1 LR7.1 Word Count Compliance Certificate # 2 Certificate of Service # 3 Service List)(Jamison, Thomas) Modified text on 8/11/2006 (KT).
August 10, 2006 Filing 986 CERTIFICATE OF SERVICE by Ramy El-Batrawi re 981 Reply Memorandum, 982 Declaration in Support, 984 Declaration in Support, 983 Declaration in Support, 985 Declaration in Support of Ramy El-Batrawi's Application to Set Aside Defaults (Gustafson, Daniel) Modified text on 8/11/2006 (KT).
August 10, 2006 Filing 985 SUPPLEMENTAL DECLARATION of Ramy El-Batrawi in Support of 981 Reply Memorandum filed by Ramy El-Batrawi. (Gustafson, Daniel) Modified text on 8/11/2006 (KT).
August 10, 2006 Filing 984 DECLARATION of Omar Khashoggi in Support of 981 Reply Memorandum filed by Ramy El-Batrawi. (Gustafson, Daniel) Modified text on 8/11/2006 (KT).
August 10, 2006 Filing 983 DECLARATION of Douglas Jacobson in Support of 981 Reply Memorandum filed by Ramy El-Batrawi. (Gustafson, Daniel) Modified text on 8/11/2006 (KT).
August 10, 2006 Filing 982 SUPPLEMENTAL DECLARATION of Stephen Hasegawa in Support of 981 Reply Memorandum filed by Ramy El-Batrawi. (Attachments: # 1 Exhibit(s) A# 2 Exhibit(s) B# 3 Exhibit(s) C# 4 Exhibit(s) D# 5 Exhibit(s) E)(Gustafson, Daniel) Modified text on 8/11/2006 (KT).
August 10, 2006 Filing 981 REPLY MEMORANDUM re 955 APPLICATION to Set Aside Default filed by Ramy El-Batrawi. (Attachments: # 1 LR7.1 Word Count Compliance Certificate)(Gustafson, Daniel) Modified text on 8/11/2006 (KT).
August 2, 2006 Filing 980 CERTIFICATE OF SERVICE by Ferris, Baker Watts, Inc re 977 Memorandum in Opposition to Motion, 978 Affidavit in Opposition to Motion, (Attachments: # 1 Service List)(Jamison, Thomas)
August 2, 2006 Filing 979 MEMORANDUM in Opposition re 967 MOTION for Default Judgment as to Defendants R.B.F. International, Ultimate Holdings, Ltd., Adnan Khashoggi, and Ramy El-Batrawi filed by Ramy El-Batrawi. (Attachments: # 1 LR7.1 Word Count Compliance Certificate # 2 Certificate of Service)(Mitchell, Stacey)
August 2, 2006 Filing 978 AFFIDAVIT of K. Jon Breyer in OPPOSITION TO 955 MOTION to Set Aside Default filed by Ferris, Baker Watts, Inc. (Attachments: # 1 Exhibit(s) Exhibit A - Part 1# 2 Exhibit(s) Exhibit A part 2# 3 Exhibit(s) Exhibits B and C# 4 Exhibit(s) Exhibits D-F# 5 Exhibit(s) Exhibit G - part 1# 6 Exhibit(s) Exhibit G - part 2)(Jamison, Thomas)
August 2, 2006 Filing 977 MEMORANDUM in Opposition re 955 MOTION to Set Aside Default filed by Ferris, Baker Watts, Inc. (Attachments: # 1 LR7.1 Word Count Compliance Certificate)(Jamison, Thomas)
August 2, 2006 Filing 976 Defendant Ramy El-Batrawi's ANSWER to Amended Complaint (Plaintiff's Second Amended Complaint) by Ramy El-Batrawi. (Attachments: # 1 Certificate of Service)(Mitchell, Stacey)
July 6, 2006 Opinion or Order Filing 975 ORDER re: briefing schedule for all motions for default judgment and motions to set aside default judgments; hearing is scheduled for August 22, 2006 at 9:00 a.m., the Court's jurisdiction will be extended to October 1, 2006. (Written Opinion). Signed by Judge Richard H. Kyle on 07/06/06. (rhks)
June 28, 2006 Opinion or Order Filing 974 ORDER/NOTICE OF CONTINUED Settlement Conference set for 8/16/2006 at 9:00 AM before Magistrate Judge Arthur J Boylan in Suite 720 in St. Paul. Signed by Magistrate Judge Arthur J Boylan on 6/27/06. (JME)
June 23, 2006 Filing 973 CERTIFICATE OF SERVICE by Ferris, Baker Watts, Inc Proposed Order (Breyer, K)
June 23, 2006 Filing 972 CERTIFICATE OF SERVICE by Ferris, Baker Watts, Inc re 970 Affidavit in Support of Motion, 968 Notice of Hearing on Motion,, 971 Affidavit in Support of Motion, 969 Memorandum in Support of Motion,, 967 MOTION for Default Judgment as to Defendants R.B.F. International, Ultimate Holdings, Ltd., Adnan Khashoggi, and Ramy El-Batrawi (Breyer, K)
June 23, 2006 Filing 971 AFFIDAVIT of K. Jon Breyer in SUPPORT OF 967 MOTION for Default Judgment as to Defendants R.B.F. International, Ultimate Holdings, Ltd., Adnan Khashoggi, and Ramy El-Batrawi filed by Ferris, Baker Watts, Inc. (Breyer, K)
June 23, 2006 Filing 970 AFFIDAVIT of Craig Hartman in SUPPORT OF 967 MOTION for Default Judgment as to Defendants R.B.F. International, Ultimate Holdings, Ltd., Adnan Khashoggi, and Ramy El-Batrawi filed by Ferris, Baker Watts, Inc. (Breyer, K)
June 23, 2006 Filing 969 MEMORANDUM in Support re 967 MOTION for Default Judgment as to Defendants R.B.F. International, Ultimate Holdings, Ltd., Adnan Khashoggi, and Ramy El-Batrawi filed by Ferris, Baker Watts, Inc. (Attachments: # 1 LR7.1 Word Count Compliance Certificate)(Breyer, K)
June 23, 2006 Filing 968 NOTICE OF HEARING ON MOTION 967 MOTION for Default Judgment as to Defendants R.B.F. International, Ultimate Holdings, Ltd., Adnan Khashoggi, and Ramy El-Batrawi: Motion Hearing set for 7/13/2006 08:00 AM in St Paul - Courtroom 3 before Judge Richard H Kyle. (Attachments: # 1 Service List)(Breyer, K)
June 23, 2006 Filing 967 MOTION for Default Judgment as to Defendants R.B.F. International, Ultimate Holdings, Ltd., Adnan Khashoggi, and Ramy El-Batrawi by Ferris, Baker Watts, Inc. (Breyer, K)
June 20, 2006 Filing 966 NOTICE by Wayne Breedon OF NAME CHANGE & WITHDRAWAL OF COUNSEL (Brenda L. Joly f/k/a Brenda L. Hanquist) (Attachments: # 1 Certificate of Service)(Kimker, Teresa) Modified on 6/20/2006 (JME).
June 20, 2006 Filing 965 LETTER TO MAGISTRATE JUDGE by James Smith. (Firestone, Julie)
June 15, 2006 Filing 964 LETTER TO MAGISTRATE JUDGE by James Smith. (Firestone, Julie)
June 13, 2006 Filing 963 MOTION for Admission Pro Hac Vice for David Siegel by Ramy El-Batrawi. (Attachments: # 1 Certificate of Service)(Gustafson, Daniel)
June 13, 2006 Filing 962 MOTION for Admission Pro Hac Vice for Stephen Hasegawa by Ramy El-Batrawi. (Attachments: # 1 Certificate of Service)(Gustafson, Daniel)
June 13, 2006 Filing 961 MOTION for Admission Pro Hac Vice for Craig Varnen by Ramy El-Batrawi. (Attachments: # 1 Certificate of Service)(Gustafson, Daniel)
June 12, 2006 Filing 960 CERTIFICATE OF SERVICE by Ramy El-Batrawi re 956 Notice of Hearing on Motion, 958 Declaration in Support, 957 Memorandum in Support of Motion, 955 MOTION to Set Aside Default, 959 Affidavit in Support of Motion, (Gustafson, Daniel)
June 12, 2006 Filing 959 AFFIDAVIT of Stephen Hasegawa in SUPPORT OF 955 MOTION to Set Aside Default filed by Ramy El-Batrawi. (Attachments: # 1 Exhibit(s) A# 2 Exhibit(s) B# 3 Exhibit(s) C# 4 Exhibit(s) D# 5 Exhibit(s) E# 6 Exhibit(s) F# 7 Exhibit(s) G# 8 Exhibit(s) H# 9 Exhibit(s) I# 10 Exhibit(s) J# 11 Exhibit(s) K)(Gustafson, Daniel)
June 12, 2006 Filing 958 Declaration of Ramy El-Batrawi in Support of 955 MOTION to Set Aside Default filed by Ramy El-Batrawi. (Gustafson, Daniel)
June 12, 2006 Filing 957 MEMORANDUM in Support re 955 MOTION to Set Aside Default filed by Ramy El-Batrawi. (Attachments: # 1 LR7.1 Word Count Compliance Certificate)(Gustafson, Daniel)
June 12, 2006 Filing 956 NOTICE OF HEARING ON MOTION 955 MOTION to Set Aside Default: Motion Hearing set for 8/16/2006 08:00 AM in St Paul - Courtroom 2 before Judge Richard H Kyle. (Gustafson, Daniel)
June 12, 2006 Filing 955 MOTION to Set Aside Default by Ramy El-Batrawi. (Gustafson, Daniel)
June 12, 2006 Filing 954 CERTIFICATE OF SERVICE by Ramy El-Batrawi re 953 Notice of Appearance (Gustafson, Daniel)
June 12, 2006 Filing 953 NOTICE of Appearance by Daniel E Gustafson on behalf of Ramy El-Batrawi (Gustafson, Daniel)
April 17, 2006 Opinion or Order Filing 952 AMENDED ORDER FOR SETTLEMENT CONFERENCE: Settlement Conference set for 6/26-27/2006 09:00 AM before Magistrate Judge Arthur J Boylan. Signed by Magistrate Judge Arthur J Boylan on 4/14/06. (LPH)
March 6, 2006 Filing 951 NOTICE OF WITHDRAWAL FROM CASE by Deutsche Bank Securities Limited, Deutsche Bank Securities, Inc. (Minkler, Erin)
February 23, 2006 Opinion or Order Filing 950 ORDER FOR Settlement Conference set for 4/19/2006 09:00 AM before Magistrate Judge Arthur J Boylan in St. Paul. Signed by Magistrate Judge Arthur J Boylan on 2/22/06. (JME)
February 21, 2006 Opinion or Order Filing 949 ORDER granting 944 Motion to Reopen Case. (Written Opinion). Signed by Judge Richard H. Kyle on 02/21/06. (rhks) Modified on 2/22/2006 (LPH).
February 20, 2006 Filing 948 CERTIFICATE OF SERVICE by Ferris, Baker Watts, Inc Proposed Order (Breyer, K)
February 20, 2006 Filing 947 CERTIFICATE OF SERVICE by Ferris, Baker Watts, Inc re 945 Memorandum in Support of Motion, 944 MOTION to Reopen Case (Breyer, K)
February 20, 2006 Filing 946 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by Ferris, Baker Watts, Inc re 945 Memorandum in Support of Motion. (Breyer, K)
February 17, 2006 Filing 945 MEMORANDUM in Support re 944 MOTION to Reopen Case Against Remaining Defendants filed by Ferris, Baker Watts, Inc. (Breyer, K)
February 17, 2006 Filing 944 MOTION to Reopen Case by Ferris, Baker Watts, Inc. (Breyer, K)
January 20, 2006 Filing 943 JUDGMENT. (Attachments: # 1 Civil-8th Circuit Pre-Hearing Conference Notice # 2 Civil Notice - appeal)(JME)
January 20, 2006 Opinion or Order Filing 942 BAR ORDER, INJUNCTION AND DISMISSAL OF CLAIMS. Signed by Judge Richard H Kyle on 1/20/06. (JME)
January 11, 2006 Filing 941 CERTIFICATE OF SERVICE by Wayne Breedon re 938 MOTION for Hearing to Join in Motion for Bar Order, Injunction and Dismissal of Claims, 939 Notice of Hearing on Motion, 940 Memorandum in Support of Motion (Kimker, Teresa)
January 11, 2006 Filing 940 MEMORANDUM in Support re 938 MOTION for Hearing to Join in Motion for Bar Order, Injunction and Dismissal of Claims filed by Wayne Breedon. (Attachments: # 1 LR7.1 Word Count Compliance Certificate # 2 Exhibit)(Kimker, Teresa) SEALED DOCUMENTS RECEIVED BY CLERKS OFFICE on 1/11/2006 (LPH).
January 11, 2006 Filing 939 NOTICE OF HEARING ON MOTION 938 MOTION for Hearing to Join in Motion for Bar Order, Injunction and Dismissal of Claims: Motion Hearing set for 1/20/2006 08:00 AM before Judge Richard H Kyle. (Kimker, Teresa) SEALED DOCUMENTS RECEIVED BY CLERKS OFFICE ON 1/11/2006 (LPH).
January 11, 2006 Filing 938 MOTION for Hearing to Join in Motion for Bar Order, Injunction and Dismissal of Claims by Wayne Breedon. (Kimker, Teresa) SEALED DOCUMENTS RECEIVED BY CLERKS OFFICE on 1/11/2006 (LPH).
December 20, 2005 Filing 937 CERTIFICATE OF SERVICE by Scott Reed, Deutsche Bank Securities Limited, Deutsche Bank Securities, Inc., Deutsche Bank AG, Nomura Canada, Inc., Nomura Securities International, Inc. re 933 MOTION for Hearing to Bar Order, Injunction and Dismissal of Claims, 934 Notice of Hearing on Motion,, 935 Memorandum in Support of Motion,, 936 Declaration in Support, of Motion (Bryden, Daniel)
December 20, 2005 Filing 936 Declaration of Jonathan M. Wagner in Support of 933 MOTION for Hearing to Bar Order, Injunction and Dismissal of Claims, 934 Notice of Hearing on Motion,, 935 Memorandum in Support of Motion, filed by Scott Reed, Deutsche Bank Securities Limited, Deutsche Bank Securities, Inc., Deutsche Bank AG, Nomura Canada, Inc., Nomura Securities International, Inc.. (Attachments: # 1 Exhibit 1)(Bryden, Daniel) Rec'd sealed documents in clerk's office on 12/20/05 (JME).
December 20, 2005 Filing 935 MEMORANDUM in Support re 933 MOTION for Hearing to Bar Order, Injunction and Dismissal of Claims filed by Scott Reed, Deutsche Bank Securities Limited, Deutsche Bank Securities, Inc., Deutsche Bank AG, Nomura Canada, Inc., Nomura Securities International, Inc.. (Attachments: # 1 LR7.1 Word Count Compliance Certificate)(Bryden, Daniel) Sealed documents rec'd in clerk's office on 12/20/05(JME).
December 20, 2005 Filing 934 NOTICE OF HEARING ON MOTION 933 MOTION for Hearing to Bar Order, Injunction and Dismissal of Claims: Motion Hearing set for 1/20/2006 08:00 AM in St Paul - Courtroom 3 before Judge Richard H Kyle. (Attachments: # 1 Exhibit A)(Bryden, Daniel) Sealed document rec'd in clerk's office on 12/20/05 (JME).
December 20, 2005 Filing 933 MOTION for Hearing to Bar Order, Injunction and Dismissal of Claims by Scott Reed, Deutsche Bank Securities Limited, Deutsche Bank Securities, Inc., Deutsche Bank AG, Nomura Canada, Inc., Nomura Securities International, Inc.. (Bryden, Daniel) Sealed document received in clerk's office on 12/20/05 (JME).
November 22, 2005 Opinion or Order Filing 932 ORDER DISMISSING CASE. Signed by Judge Richard H Kyle on 11/22/05. (ds)
November 18, 2005 Filing 931 CERTIFICATE OF SERVICE by Wayne Breedon re 908 Proposed Voir Dire, 920 Proposed Jury Instructions, 910 List of Deposition Testimony, 912 List of Deposition Testimony, 913 List of Deposition Testimony, 914 List of Deposition Testimony (Kimker, Teresa)
November 18, 2005 Filing 930 CERTIFICATE OF SERVICE by Wayne Breedon re 908 Proposed Voir Dire, 920 Proposed Jury Instructions, 910 List of Deposition Testimony, 912 List of Deposition Testimony, 913 List of Deposition Testimony, 914 List of Deposition Testimony (Kimker, Teresa)
November 15, 2005 Filing 929 Proposed Jury Instructions submitted by Ferris, Baker Watts, Inc. (Breyer, K)
November 15, 2005 Filing 928 Proposed Voir Dire by Ferris, Baker Watts, Inc. (Breyer, K) Modified filer per help desk call on 11/16/2005 (jlb).
November 15, 2005 Filing 927 CERTIFICATE OF SERVICE by Scott Reed, Nomura Canada, Inc., Nomura Securities International, Inc. re 926 Proposed Special Verdict Form,, (Bryden, Daniel)
November 15, 2005 Filing 926 Proposed Special Verdict Form by Scott Reed, Nomura Canada, Inc., Nomura Securities International, Inc.. (Attachments: # 1 A) Etrade Claims# 2 B) NSI, NCI and Reed Cross-Claims, Third Party Claims, Counterclaims - Etrade# 3 C) Etrade (as asignee of Fiserv) Claims# 4 D) NSI, NCI and Reed Cross-Claims and Third Party Claims-Etrade (as Asignee of Fiserv)# 5 E) FBW Claims# 6 F) NSI, NCI and Reed Cross Claim-FBW# 7 G) The Deutsche Bank Entities' Contribution Claim against the Nomura-related Defendants-Trustee)(Bryden, Daniel)
November 15, 2005 Filing 925 CERTIFICATE OF SERVICE by Scott Reed, Nomura Canada, Inc. (Bryden, Daniel)
November 15, 2005 Filing 924 Proposed Jury Instructions submitted by Scott Reed, Nomura Canada, Inc.. (Bryden, Daniel)
November 15, 2005 Filing 923 List of Deposition Testimony (Counter Designations) submitted by Ferris, Baker Watts, Inc. (Breyer, K)
November 15, 2005 Filing 922 Proposed Voir Dire by Ferris, Baker Watts, Inc. (Breyer, K)
November 15, 2005 Filing 921 Proposed Special Verdict Form by Ferris, Baker Watts, Inc. (Breyer, K)
November 15, 2005 Filing 920 Proposed Jury Instructions submitted by Wayne Breedon. (Kimker, Teresa)
November 15, 2005 Filing 919 CERTIFICATE OF SERVICE by Scott Reed, Nomura Canada, Inc., Nomura Securities International, Inc. re 917 Proposed Voir Dire, 918 Proposed Voir Dire (Bryden, Daniel)
November 15, 2005 Filing 918 Proposed Juror Questionaire by Scott Reed, Nomura Canada, Inc., Nomura Securities International, Inc.. (Bryden, Daniel) Modified on 11/16/2005 (LPH).
November 15, 2005 Filing 917 Proposed Voir Dire by Scott Reed, Nomura Canada, Inc., Nomura Securities International, Inc.. (Bryden, Daniel)
November 15, 2005 Filing 916 CERTIFICATE OF SERVICE by Nomura Securities International, Inc. re 915 Proposed Jury Instructions (Bryden, Daniel)
November 15, 2005 Filing 915 Proposed Jury Instructions submitted by Nomura Securities International, Inc.. (Bryden, Daniel)
November 15, 2005 Filing 914 List of Deposition Testimony (Counterdesignations in Respone to James Smith's Designations) submitted by Wayne Breedon. (Kimker, Teresa)
November 15, 2005 Filing 913 List of Deposition Testimony (Counterdesignations in Response to Nomura Securities Int'l Inc.'s Designations) submitted by Wayne Breedon. (Kimker, Teresa)
November 15, 2005 Filing 912 List of Deposition Testimony (Counterdesignations in Response to Nomura Canada, Inc.'s Designations) submitted by Wayne Breedon. (Kimker, Teresa)
November 15, 2005 Filing 911 CERTIFICATE OF SERVICE by Deutsche Bank AG re 907 Proposed Special Verdict Form, 894 List of Deposition Testimony, 897 Proposed Voir Dire, 898 Proposed Jury Instructions, 899 Proposed Jury Instructions (Keyes, Michael)
November 15, 2005 Filing 910 List of Deposition Testimony (Counterdesignations in Response to Plainitff's Designations) submitted by Wayne Breedon. (Kimker, Teresa)
November 15, 2005 Filing 909 CERTIFICATE OF SERVICE by Scott Reed, Nomura Canada, Inc. re 896 Exhibit List, 895 List of Deposition Testimony (Bryden, Daniel)
November 15, 2005 Filing 908 Proposed Voir Dire by Wayne Breedon. (Kimker, Teresa)
November 15, 2005 Filing 907 Proposed Special Verdict Form by Deutsche Bank AG. (Attachments: # 1 Special Verdict Form-Part 2)(Keyes, Michael)
November 15, 2005 Filing 906 CERTIFICATE OF SERVICE by Nomura Securities International, Inc. re 901 List of Deposition Testimony, 904 Proposed Witness List (Bryden, Daniel)
November 15, 2005 Filing 905 CERTIFICATE OF SERVICE by A.G. Edwards & Sons, Inc. re 900 Proposed Voir Dire, 902 Proposed Jury Instructions, 903 Proposed Special Verdict Form (Stroebel, Sarah)
November 15, 2005 Filing 904 Proposed Witness List (Revised) by Nomura Securities International, Inc.. (Bryden, Daniel)
November 15, 2005 Filing 903 Proposed Special Verdict Form by A.G. Edwards & Sons, Inc.. (Stroebel, Sarah)
November 15, 2005 Filing 902 Proposed Jury Instructions submitted by A.G. Edwards & Sons, Inc.. (Stroebel, Sarah)
November 15, 2005 Filing 901 List of Deposition Testimony Counter Designations submitted by Nomura Securities International, Inc.. (Bryden, Daniel)
November 15, 2005 Filing 900 Proposed Voir Dire by A.G. Edwards & Sons, Inc.. (Stroebel, Sarah)
November 15, 2005 Filing 899 Proposed Jury Instructions submitted by Deutsche Bank AG. (Keyes, Michael)
November 15, 2005 Filing 898 Proposed Jury Questionaire submitted by Deutsche Bank AG. (Minkler, Erin) Modified on 11/16/2005 (LPH).
November 15, 2005 Filing 897 Proposed Voir Dire by Deutsche Bank AG. (Fisher, Heidi)
November 15, 2005 Filing 896 Exhibit List Corrected Telephone Recordings Designated as Exhibits by Scott Reed, Nomura Canada, Inc.. (Attachments: # 1 Errata to Exhibit Designations)(Bryden, Daniel)
November 15, 2005 Filing 895 List of Deposition Testimony (Counter Designations) submitted by Scott Reed, Nomura Canada, Inc.. (Bryden, Daniel)
November 15, 2005 Filing 894 List of Deposition Testimony (Counter Designations) on behalf of Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited, and Deutsche Bank Canada submitted by Deutsche Bank AG. (Keyes, Michael)
November 9, 2005 Filing 893 MOTION for Admission Pro Hac Vice for Brenda Hanquist by Wayne Breedon. (Attachments: # 1 Affidavit of Service)(Kimker, Teresa)
November 2, 2005 Filing 892 CERTIFICATE OF SERVICE by Scott Reed, Nomura Canada, Inc. re 891 MOTION for Admission Pro Hac Vice for Patricia E. Ronan (Bryden, Daniel)
November 2, 2005 Filing 891 MOTION for Admission Pro Hac Vice for Patricia E. Ronan by Scott Reed, Nomura Canada, Inc.. (Bryden, Daniel)
November 2, 2005 Opinion or Order Filing 889 ORDER RE: SCHEDULE FOR SUBMISSION OF TRIAL MATERIALS FOR JANUARY, 2006 TRIAL CALENDAR. Signed by Judge Richard H Kyle on 11/2/05. (ds)
October 28, 2005 Opinion or Order Filing 890 ORDER re: schedule of settlement conferences for November 16-18, 2005; In preparation for the settlement conferences, each party shall provide the Court with a confidential statement of their settlement position on or before 11/9/05. Signed by Magistrate Judge Arthur J Boylan on 10/28/05. (LPH)
October 24, 2005 Filing 888 LETTER TO MAGISTRATE JUDGE by Scott Reed, Nomura Canada, Inc. re: proposed schedule. (Bryden, Daniel)
October 24, 2005 Filing 887 LETTER TO MAGISTRATE JUDGE by Nomura Securities International, Inc. Re: proposed schedule. (Bryden, Daniel)
October 21, 2005 Filing 886 CERTIFICATE OF SERVICE by A.G. Edwards & Sons, Inc. (Grgurich, Christopher)
October 21, 2005 Filing 885 LETTER TO MAGISTRATE JUDGE by A.G. Edwards & Sons, Inc.. (Grgurich, Christopher)
October 18, 2005 Filing 884 CERTIFICATE OF SERVICE by Richard Evangelista re 881 Exhibit List, 882 Witness List, 883 List of Deposition Testimony (Carey, Michael)
October 18, 2005 Filing 883 List of Deposition Testimony submitted by Richard Evangelista. (Carey, Michael)
October 18, 2005 Filing 882 Witness List by Richard Evangelista. (Carey, Michael)
October 18, 2005 Filing 881 Exhibit List by Richard Evangelista. (Carey, Michael)
October 17, 2005 Filing 880 Exhibit List by Ferris, Baker Watts, Inc. (Attachments: # 1 Certificate of Service # 2 SERVICE LIST)(Breyer, K)
October 17, 2005 Filing 879 List of Deposition Testimony submitted by Ferris, Baker Watts, Inc. (Attachments: # 1 Certificate of Service # 2 service list)(Breyer, K)
October 17, 2005 Filing 878 CERTIFICATE OF SERVICE by Wayne Breedon re 867 Witness List, 868 List of Deposition Testimony, 877 Exhibit List (Kimker, Teresa)
October 17, 2005 Filing 877 Exhibit List by Wayne Breedon. (Kimker, Teresa)
October 17, 2005 Filing 876 CERTIFICATE OF SERVICE by A.G. Edwards & Sons, Inc. (Fleming, Terrence)
October 17, 2005 Filing 875 List of Deposition Testimony submitted by A.G. Edwards & Sons, Inc.. (Fleming, Terrence)
October 17, 2005 Filing 874 Witness List by Ferris, Baker Watts, Inc. (Attachments: # 1 Certificate of Service # 2 service list)(Jamison, Thomas)
October 17, 2005 Filing 873 PROPOSED EXHIBIT LIST by A.G. Edwards & Sons, Inc... (Fleming, Terrence)
October 17, 2005 Filing 872 CERTIFICATE OF SERVICE by Deutsche Bank AG re 866 Witness List, 863 List of Deposition Testimony, 871 Exhibit List on behalf of Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited, and Deutsche Bank Canada (Minkler, Erin)
October 17, 2005 Filing 871 Exhibit List on behalf of Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited and Deutsche Bank Canada by Deutsche Bank AG. (Minkler, Erin)
October 17, 2005 Filing 870 Proposed Witness List by A.G. Edwards & Sons, Inc.. (Fleming, Terrence)
October 17, 2005 Filing 869 DOCUMENT FILED IN ERROR -List of Deposition Testimony submitted by A.G. Edwards & Sons, Inc.. (Fleming, Terrence) Modified text on 10/18/2005 (MKC).
October 17, 2005 Filing 868 List of Deposition Testimony Designations to be Offered at Trial submitted by Wayne Breedon. (Kimker, Teresa)
October 17, 2005 Filing 867 Witness List by Wayne Breedon. (Kimker, Teresa)
October 17, 2005 Filing 866 Witness List by Deutsche Bank AG. (Minkler, Erin)
October 17, 2005 Filing 865 CERTIFICATE OF SERVICE by Scott Reed, Nomura Canada, Inc. re 860 List of Deposition Testimony, 861 Proposed Witness List, 864 Exhibit List (Bryden, Daniel)
October 17, 2005 Filing 864 Exhibit List by Scott Reed, Nomura Canada, Inc.. (Bryden, Daniel)
October 17, 2005 Filing 863 List of Deposition Testimony on behalf of Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited and Deutsche Bank Canada submitted by Deutsche Bank AG. (Minkler, Erin)
October 17, 2005 Filing 862 LETTER TO MAGISTRATE JUDGE by Wayne Breedon re: settlement conferences. (Attachments: # 1 Affidavit of Service)(Kimker, Teresa)
October 17, 2005 Filing 861 Proposed Witness List by Scott Reed, Nomura Canada, Inc.. (Bryden, Daniel)
October 17, 2005 Filing 860 List of Deposition Testimony submitted by Scott Reed, Nomura Canada, Inc.. (Bryden, Daniel)
October 17, 2005 Filing 859 CERTIFICATE OF SERVICE by Nomura Securities International, Inc. re 855 List of Deposition Testimony, 856 Exhibit List, 857 Exhibit List, 858 Proposed Witness List (Bryden, Daniel)
October 17, 2005 Filing 858 Proposed Witness List by Nomura Securities International, Inc.. (Bryden, Daniel)
October 17, 2005 Filing 857 Exhibit List - Phone calls by Nomura Securities International, Inc.. (Bryden, Daniel)
October 17, 2005 Filing 856 Exhibit List - Minnesota Court by Nomura Securities International, Inc.. (Bryden, Daniel)
October 17, 2005 Filing 855 List of Deposition Testimony submitted by Nomura Securities International, Inc.. (Bryden, Daniel)
October 14, 2005 Filing 854 CERTIFICATE OF SERVICE by James Smith re 851 Witness List, 852 Exhibit List, 853 List of Deposition Testimony (Firestone, Julie)
October 14, 2005 Filing 853 List of Deposition Testimony submitted by James Smith. (Firestone, Julie)
October 14, 2005 Filing 852 Exhibit List by James Smith. (Firestone, Julie)
October 14, 2005 Filing 851 Witness List by James Smith. (Firestone, Julie)
October 12, 2005 Filing 850 Mail Returned as Undeliverable. Mail sent to Rafi Khan(LPH)
October 4, 2005 Filing 849 TRANSCRIPT of Motion hearing on summary judgment motions held on 9/15/05 before Judge Richard H. Kyle. Court Reporter: Jeanne M. Anderson. (322pgs) FILED CONVENTIONALLY (LPH)
September 29, 2005 Filing 848 AFFIDAVIT of Service by Wayne Breedon re 847 Notice of Withdrawal from Case (Kimker, Teresa)
September 29, 2005 Filing 847 NOTICE OF WITHDRAWAL FROM CASE by Wayne Breedon (Attachments: # 1)(Kimker, Teresa)
September 21, 2005 Opinion or Order Filing 846 THIRD ADDENDUM TO STIPULATED PROTECTIVE ORDER re 845 Stipulation of documents produced by Maple Securities U.S.A. Inc . Signed by Magistrate Judge Arthur J Boylan on 9/21`/05. (GJS)
September 20, 2005 Filing 845 STIPULATION for Third Addendum to Stipulated Protective Order by A.G. Edwards & Sons, Inc., all Deutsche Bank Parties, Ferris, Baker Watts, Inc., Nomura Canada, Inc., Nomura Securities International, Inc., Scott Reed, James Smith, and E*Trade Securities LLC. (Attachments: # 1 Exhibit A# 2 Certificate of Service)(Jamison, Thomas) Modified filers on 9/21/2005 (LJD).
September 16, 2005 Filing 844 Minute Entry for proceedings held before Judge Richard H Kyle : Motion Hearing held on 9/16/2005 re 564 MOTION for Summary Judgment filed by A.G. Edwards & Sons, Inc.,, 572 MOTION for Summary Judgment filed by Nomura Canada, Inc.,, Scott Reed,, 585 MOTION for Summary Judgment filed by Wayne Breedon,, 590 MOTION for Partial Summary Judgment Against Defendant Wayne Breedon and the Deutsche Bank Corporate Defendants filed by Ferris, Baker Watts, Inc,, 554 MOTION for Partial Summary Judgment on Plaintiffs' Claims under the Securities Act of 1933 filed by Deutsche Bank Securities Limited,, Deutsche Bank Securities, Inc.,, Deutsche Bank AG,, 555 MOTION for Hearing re 554 MOTION for Partial Summary Judgment on Plaintiffs' Claims under the Securities Act of 1933 filed by Deutsche Bank Securities Limited,, Deutsche Bank Securities, Inc.,, Deutsche Bank AG,, 635 MOTION for Summary Judgment filed by Richard Evangelista,, 576 MOTION for Summary Judgment filed by Nomura Securities International, Inc., argued and taken under advisement (Court Reporter Jeanne Anderson) (ds)
September 13, 2005 Filing 843 LETTER TO DISTRICT JUDGE by Richard Evangelista. (Attachments: # 1 Certificate of Service of Letter to Judge Kyle)(Carey, Michael)
September 2, 2005 Filing 842 NOTICE of ASSIGNMENT OF CASES FOR TRIAL BEFORE JUDGE KYLE, JANUARY 2006. (ds)
September 1, 2005 Filing 841 EXHIBIT re 832 Declaration in Support by Ferris, Baker Watts, Inc. (Attachments: # 1 Exhibit F (pages 121-150)# 2 Exhibit F (pages 151-170)# 3 Exhibit F (pages 171-185)# 4 Errata F (pages 186-205)# 5 Exhibit F (pages 206-231))(Jamison, Thomas)
September 1, 2005 Filing 840 EXHIBIT re 832 Declaration in Support by Ferris, Baker Watts, Inc. (Attachments: # 1 Exhibit F (pages 1-10)# 2 Exhibit F (pages 11-25)# 3 Exhibit F (pages 26-40)# 4 Exhibit F (pages 41-55)# 5 Exhibit F (pages 56-75)# 6 Exhibit F (pages 76-95))(Jamison, Thomas)
September 1, 2005 Filing 839 EXHIBIT re 832 Declaration in Support by Ferris, Baker Watts, Inc. (Attachments: # 1 Exhibit D (pages 320-348)# 2 Exhibit D (pages 349-358)# 3 Exhibit D (pages 359-377)# 4 Exhibit D (pages 378-385)# 5 Exhibit D (pages 386-390)# 6 Errata D (pages 391-404))(Jamison, Thomas)
September 1, 2005 Filing 838 EXHIBIT re 832 Declaration in Support by Ferris, Baker Watts, Inc. (Attachments: # 1 Exhibit D (Pages 210-229)# 2 Errata D (pages 230-248)# 3 Exhibit D (pages 249-262)# 4 Exhibit D (pages 263-274)# 5 Exhibit D (pages 275-284)# 6 Exhibit D (pages 285-314))(Jamison, Thomas)
September 1, 2005 Filing 837 EXHIBIT re 832 Declaration in Support by Ferris, Baker Watts, Inc. (Attachments: # 1 Exhibit D (pages 110-119)# 2 Exhibit D (pages 120-133)# 3 Exhibit D (pages 134-153)# 4 Exhibit D (pages 154-168)# 5 Exhibit D (pages 169-183)# 6 Exhibit D (pages 184-199))(Jamison, Thomas)
September 1, 2005 Filing 836 EXHIBIT re 832 Declaration in Support by Ferris, Baker Watts, Inc. (Attachments: # 1 Exhibit D (pages 11-20)# 2 Exhibit D (pages 21-35)# 3 Exhibit D (pages 36-59)# 4 Exhibit D (pages 60-77)# 5 Errata D (pages 78-86)# 6 Exhibit D (pages 87-97))(Jamison, Thomas)
September 1, 2005 Filing 835 CERTIFICATE OF SERVICE by Deutsche Bank AG re 823 Memorandum in Opposition to Motion,, 834 Affidavit in Opposition to Motion, on behalf of Deutsche Bank Securities, Inc., Deutsche Bank Canada and Deutsche Bank Securities Limited (Minkler, Erin)
September 1, 2005 Filing 834 AFFIDAVIT of James H.R. Windels in OPPOSITION TO 731 MOTION to Exclude the Expert Report and Testimony of Peter Horowitz and for Joinder in Plaintiff James P. Stephenson, Trustee for the Estate of MJK Clearing, Inc.'s Motion to Exclude Peter Horowitz's Testimony on behalf of Deutsche Bank Securities, Inc., Deutsche Bank Canada and Deutsche Bank Securities Limited filed by Deutsche Bank AG. (Minkler, Erin)
September 1, 2005 Filing 833 MEMORANDUM in Opposition re 776 MOTION to Exclude the Expert Testimony of Plaintiffs' Expert Anthony J. Leitner, 770 MOTION to Exclude the Expert Testimony of Anthony Leitner, Mary Beach and Robert Lowry by Deutsche Bank Securities, Inc., Deutsche Bank Canada, Deutsche Bank Securities Limited and filed by Ferris, Baker Watts, Inc. (Attachments: # 1 LR7.1 Word Count Compliance Certificate)(Jamison, Thomas)
September 1, 2005 Filing 832 Declaration of Richard A. Kirby in Support of 831 Memorandum in Opposition to Motion, filed by Ferris, Baker Watts, Inc. (Attachments: # 1 Exhibit A (pages 1-25)# 2 Exhibit A (pages 26-47)# 3 Exhibit B# 4 Exhibit C)(Jamison, Thomas)
September 1, 2005 Filing 831 MEMORANDUM in Opposition re 770 MOTION to Exclude the Expert Testimony of Anthony Leitner, Mary Beach and Robert Lowry by Deutsche Bank Securities, Inc., Deutsche Bank Canada, Deutsche Bank Securities Limited and filed by Ferris, Baker Watts, Inc. (Attachments: # 1 LR7.1 Word Count Compliance Certificate # 2 Certificate of Service # 3 Service List)(Jamison, Thomas)
September 1, 2005 Filing 830 DECLARATION of Ronnie H. Brandes in Opposition to 780 MOTION to Exclude Expert Testimony of H. Stephen Grace, Jr. filed by Nomura Securities International, Inc.. (Bryden, Daniel). SEALED DOCUMENT RECEIVED IN THE CLERK'S OFFICE ON 09/01/05. Modified Text on 9/6/2005 (SS).
September 1, 2005 Filing 829 MEMORANDUM in Opposition re 780 MOTION to Exclude Expert Testimony of H. Stephen Grace, Jr. filed by Nomura Securities International, Inc.. (Bryden, Daniel). SEALED DOCUMENT RECEIVED IN THE CLERK'S OFFICE ON 09/01/05. Modified Text on 9/6/2005 (SS).
September 1, 2005 Filing 828 EXHIBIT re 792 MOTION to Exclude Expert Testimony of Alexander Aganin Compendium of Unreported Cases by Nomura Canada, Inc., Nomura Securities International, Inc. filed by Nomura Canada, Inc., Nomura Securities International, Inc.. (Bryden, Daniel). SEALED DOCUMENT RECEIVED IN THE CLERK'S OFFICE ON 09/01/05. Modified Text on 9/6/2005 (SS).
September 1, 2005 Filing 827 DECLARATION of Daniel Bryden in Opposition to 792 MOTION to Exclude Expert Testimony of Alexander Aganin filed by Nomura Canada, Inc., Nomura Securities International, Inc.. (Bryden, Daniel). SEALED DOCUMENT RECEIVED IN THE CLERK'S OFFICE ON 09/01/05. Modified Text on 9/6/2005 (SS).
September 1, 2005 Filing 826 MEMORANDUM in Opposition re 792 MOTION to Exclude Expert Testimony of Alexander Aganin filed by Nomura Canada, Inc., Nomura Securities International, Inc.. (Bryden, Daniel). SEALED DOCUMENT RECEIVED IN THE CLERK'S OFFICE ON 09/01/05. Modified Text on 9/6/2005 (SS).
September 1, 2005 Filing 825 DECLARATION of Amianna Stovall in Opposition to 785 MOTION to Exclude Expert Testimony of Charles Stopford Sackville, 797 MOTION to Exclude Expert Testimony of Samuel Luque filed by Nomura Canada, Inc., Nomura Securities International, Inc.. (Bryden, Daniel). SEALED DOCUMENT RECEIVED IN THE CLERK'S OFFICE ON 09/01/05. Modified Text on 9/6/2005 (SS).
September 1, 2005 Filing 824 MEMORANDUM in Opposition re 785 MOTION to Exclude Expert Testimony of Charles Stopford Sackville, 797 MOTION to Exclude Expert Testimony of Samuel Luque filed by Nomura Canada, Inc., Nomura Securities International, Inc.. (Bryden, Daniel). SEALED DOCUMENT RECEIVED IN THE CLERK'S OFFICE ON 09/01/05. Modified Text on 9/6/2005 (SS).
September 1, 2005 Filing 823 MEMORANDUM in Opposition re 731 MOTION to Exclude the Expert Report and Testimony of Peter Horowitz and for Joinder in Plaintiff James P. Stephenson, Trustee for the Estate of MJK Clearing, Inc.'s Motion to Exclude Peter Horowitz's Testimony Deutsche Bank Securities, Inc., Deutsche Bank Canada and Deutsche Bank Securities Limited filed by Deutsche Bank AG. (Attachments: # 1 LR7.1 Word Count Compliance Certificate)(Minkler, Erin)
September 1, 2005 Filing 822 MEMORANDUM in Opposition re 772 MOTION to Exclude Certain Testimony of Mary D. Jepperson by Deutsche Bank Securities, Inc., Deutsche Bank Canada, Deutsche Bank Securities Limited and, 774 MOTION to Exclude the Expert Testimony of Jane D. Nettesheim and Dr. Robert Comment by Deutsche Bank Securities, Inc., Deutsche Bank Canada, Deutsche Bank Securities Limited and filed by Ferris, Baker Watts, Inc. (Attachments: # 1 LR7.1 Word Count Compliance Certificate # 2 Certificate of Service # 3 Service List)(Jamison, Thomas)
September 1, 2005 Filing 821 CERTIFICATE OF SERVICE by A.G. Edwards & Sons, Inc. re 819 Memorandum in Opposition to Motion, 820 Declaration in Opposition, (Stroebel, Sarah)
September 1, 2005 Filing 820 DECLARATION of Sarah B. Stroebel in Opposition to 819 Memorandum in Opposition to Motion filed by A.G. Edwards & Sons, Inc.. (Attachments: # 1 Exhibit Index# 2 Exhibit A - Part 1# 3 Exhibit A - Part 2# 4 Exhibit A - Part 3# 5 Exhibit A - Part 4)(Stroebel, Sarah)
September 1, 2005 Filing 819 MEMORANDUM in Opposition re 798 MOTION to Exclude Expert Testimony of Neils B. Schaumann filed by A.G. Edwards & Sons, Inc.. (Attachments: # 1 LR7.1 Word Count Compliance Certificate)(Stroebel, Sarah)

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