CIBC World Markets, Inc v. Deutsche Bank Securities, Inc. et al
Plaintiff: CIBC World Markets, Inc
Defendant: Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited, Wayne Breedon, RBF International, Inc, Kenneth D'Angelo, Richard Evangelista, GenesisIntermedia, Inc., Ultimate Holdings, Ltd, Ramy El-Batrawi, Bradford Keiller, Deutsche Bank A.G., Nomura Canada, Nomura Securities International and Reed, Scott
Case Number: 0:2004cv01469
Filed: April 6, 2004
Court: US District Court for the District of Minnesota
Presiding Judge: Arthur J Boylan
Referring Judge: Michael J Davis
Nature of Suit: Securities/Commodities
Jury Demanded By: Plaintiff
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Docket Report

This docket was last retrieved on May 5, 2024. A more recent docket listing may be available from PACER.

Date Filed Document Text
May 17, 2010 Filing 523 Appeal Record Returned: 1 volume. (jam)
May 4, 2010 Filing 522 AMENDED USCA JUDGMENT re: joint motion to dismiss the appeal is granted, as to #505 Notice of Appeal to 8th Circuit filed by Ramy El-Batrawi (received electronically from COA). (jam)
May 4, 2010 Filing 521 MANDATE of USCA as to #505 Notice of Appeal to 8th Circuit filed by Ramy El-Batrawi (received electronically from COA) (akl)
May 4, 2010 Filing 520 USCA JUDGMENT as to #505 Notice of Appeal to 8th Circuit: Appellant's motion to dismiss the appeal is granted. The appeal is hereby dismissed in accordance with the Federal Rules of Appellate Procedure 42(b). (received electronically from COA) (akl)
May 3, 2010 Opinion or Order Filing 519 ORDER OF DISMISSAL AND ORDER VACATING JUDGMENT re #518 Stipulation filed by CIBC World Markets, Inc amd Ramy El-Batrawi. Signed by Chief Judge Michael J. Davis on 5/3/10. (KMW) Modified docket text on 5/5/2010 (TSS).
April 29, 2010 Filing 518 STIPULATION NOTICE OF VOLUNTARY DISMISSAL WITH PREJUDICE AND STIPULATION TO VACATE JUDGMENT AGAINST DEFENDANT EL-BATRAWI by CIBC World Markets, Inc, Ramy El-Batrawi. (Attachments: #1 Certificate of Service)(Johnson, Mark)
March 10, 2010 Filing 517 Minute Entry for proceedings held before Magistrate Judge Arthur J. Boylan: Status Conference held on 3/10/2010. Mr. Volling shall notify the Court as to the need for any additional proceedings no later than 4:00 p.m. on March 11,2010. (kt)
March 3, 2010 Filing 516 Minute Entry for proceedings held before Magistrate Judge Arthur J. Boylan: Status Conference held on 3/3/2010. A status conference has been set for March 10, 2010, at 3:30 p.m., Central Standard Time. Mr. Volling will providea call-in number for the conference call. (jam)
May 28, 2008 Filing 515 NOTICE of Withdrawal as Attorney (Attachments: #1 Certificate of Service)(Bevilacqua, Theresa)
March 18, 2008 Filing 514 TRANSCRIPT REQUEST (Transmission of transcript to the U.S. Court of Appeals) by Ramy El-Batrawi for proceedings held on 08/22/2006 (Doc No 443) before Judge Richard H. Kyle. (Attachments: #1 Certificate of Service)(Larsen, Mark)
February 28, 2008 Filing 513 Notice to USCA of subsequent filing in a civil case. Regarding docket number 509, transcript, only. (dch)
February 19, 2008 Filing 512 USCA Case Number 08-1391 for #505 Notice of Appeal to 8th Circuit filed by Ramy El-Batrawi. (RJL)
February 15, 2008 Filing 511 NOTICE by CIBC World Markets, Inc of Withdrawal of Counsel (Attachments: #1 Certificate of Service)(Brasel, Nancy)
February 13, 2008 Filing 510 TRANSMITTAL OF APPEAL LETTER TO U. S. COURT OF APPEALS, 8TH CIRCUIT (dch)
February 6, 2008 Filing 509 TRANSCRIPT of Summary Judgment Motions held on 9/15/2005 before Judge Richard H Kyle. Court Reporter: Jeanne M Anderson. (322pgs) FILED CONVENTIONALLY (jdf)
January 30, 2008 Filing 508 USCA Appeal Fees received $ 455 receipt number 4019874 re #505 Notice of Appeal to 8th Circuit filed by Ramy El-Batrawi. (RJL) QC'd jam
January 30, 2008 Filing 507 TRANSMITTAL OF APPEAL LETTER TO U. S. COURT OF APPEALS, 8TH CIRCUIT from Clerk's Office (dch)
January 30, 2008 Filing 506 CERTIFICATE OF SERVICE by Ramy El-Batrawi re #505 Notice of Appeal to 8th Circuit (Larsen, Mark)
January 30, 2008 Filing 505 NOTICE OF APPEAL TO 8TH CIRCUIT as to 503 Order on Motion for Default Judgment, 504 Judgment by Ramy El-Batrawi. (Attachments: #1 COA - Form A)(Larsen, Mark)
January 30, 2008 Electronic transmission of Notice of Appeal and Docket Sheet to US Court of Appeals re #505 Notice of Appeal to 8th Circuit. Transmitted electronically the following documents: Notice of Appeal, Order, Judgment, Transmittal of Appeal Letter and District Court's Docket Sheet. (dch)
January 23, 2008 Filing 504 JUDGMENT (filed under seal). ATTACHMENTS: 8th Circuit Prehearing Conference Notice; Civil Notice of Appeal. (kt)
January 23, 2008 Opinion or Order Filing 503 ORDER granting in part and denying in part #478 Motion for Default Judgment (filed under seal). Signed by Judge Michael J. Davis on 1/22/08. (kt)
January 22, 2008 Filing 502 ***DOCUMENT REMOVED, FILED IN ERROR*** (SMS) Additional attachment(s) added on 1/22/2008 (Riemer, Rena). Modified on 1/22/2008 (Riemer, Rena).
December 21, 2007 Filing 501 RESPONSE re #500 Objection to Report and Recommendations, Regarding CIBC's Renewed Motion for Default Judgment as to Damages (filed under seal) filed by CIBC World Markets, Inc. (Attachments: #1 LR7.1 Word Count Compliance Certificate #2 Certificate of Service)(Brasel, Nancy) SEALED DOCUMENT RECEIVED IN CLERK's OFFICE ON 12/21/07. (KT)
December 7, 2007 Filing 500 OBJECTION to #499 Report and Recommendations of Magistrate Judge Regarding CIBC's Motion for Default Judgment as to Damages (FILED UNDER SEAL). (Attachments: #1 Certificate of Service)(Larsen, Mark) SEALED DOCUMENT RECEIVED IN CLERK'S OFFICE ON 12/7/07. (KT)
November 21, 2007 Filing 499 REPORT AND RECOMMENDATION that #478 MOTION for Default Judgment be granted in part and denied in part. Objections to R&R due by 12/7/2007. Signed by Magistrate Judge Arthur J. Boylan on 11/21/07. *SEALED AT MAGISTRATE JUDGE'S REQUEST.* (kt) Modified text on 11/26/2007 (kt).
October 19, 2007 Filing 498 CERTIFICATE OF SERVICE by CIBC World Markets, Inc re #497 Reply to Response to Motion (Brasel, Nancy)
October 19, 2007 Filing 497 REPLY to Response to Motion re #478 MOTION for Default Judgment as to Damages [RENEWED MOTION] filed by CIBC World Markets, Inc. (Attachments: #1 LR7.1 Word Count Compliance Certificate)(Brasel, Nancy) SEALED DOCUMENT RECEIVED IN CLERK'S OFFICE ON 10/19/07. (KT)
October 5, 2007 Filing 496 CERTIFICATE OF SERVICE by Ramy El-Batrawi re #494 Objection, #495 Memorandum in Opposition to Motion (Larsen, Mark)
October 5, 2007 Filing 495 MEMORANDUM in Opposition re #478 MOTION for Default Judgment as to Damages [RENEWED MOTION] (FILED UNDER SEAL) filed by Ramy El-Batrawi. (Attachments: #1 LR7.1 Word Count Compliance Certificate)(Larsen, Mark) SEALED DOCUMENT RECEIVED IN CLERK'S OFFICE ON 10/5/07. (KT)
October 5, 2007 Filing 494 OBJECTION re #482 Affidavit in Support, #481 Affidavit in Support, #480 Affidavit in Support Objections to Pltf CIBC's Declarations & Exhibits in Support of its Renewed Motion for Default Judgment as to Damages (FILED UNDER SEAL) filed by Ramy El-Batrawi. (Larsen, Mark) SEALED DOCUMENT RECEIVED IN CLERK'S OFFICE ON 10/5/07. (KT)
September 18, 2007 Opinion or Order Filing 493 ORDER extending time and Reply Memorandum Regarding plaintiff's renewed Motion for Default Judgment as to damages re #492 Stipulation filed by Ramy El-Batrawi.. Signed by Magistrate Judge Arthur J. Boylan on 9/17/07. (RJL)
September 17, 2007 Filing 492 STIPULATION for Extension of Time and Reply Memorandum Regarding Plaintiff's Renewed Motion for Default Judgment as to Damages by Ramy El-Batrawi. (Attachments: #1 Certificate of Service)(Larsen, Mark)
September 14, 2007 Filing 491 CERTIFICATE OF SERVICE by Ramy El-Batrawi re #488 Notice of Attorney Appearance/Substitution, #490 MOTION for Admission Pro Hac Vice for Mark D. Larsen moving for admission of Craig A. Taggart, #489 MOTION for Admission Pro Hac Vice for Mark D. Larsen moving for admission of George B. Newhouse, Jr. (Larsen, Mark)
September 14, 2007 Filing 490 MOTION for Admission Pro Hac Vice for Craig A. Taggart by Ramy El-Batrawi. (Larsen, Mark) Modified on 9/14/2007 (MMC).
September 14, 2007 Filing 489 MOTION for Admission Pro Hac Vice for George B. Newhouse, Jr. by Ramy El-Batrawi. (Larsen, Mark) Modified on 9/14/2007 (MMC).
September 14, 2007 Filing 488 NOTICE OF ATTORNEY APPEARANCE/SUBSTITUTION for Ramy El-Batrawi (Larsen, Mark)
September 14, 2007 TEXT ONLY ENTRY - ORDER granting #489 , #490 Motions for Admission Pro Hac Vice of Attorneys George B Newhouse, Jr and Craig A Taggart for Ramy El-Batrawi. Fees paid; receipt number 4-016162.Approved by Clerk Richard D Sletten on 9/14/07. (MMC)
September 13, 2007 Opinion or Order Filing 487 ORDER REFERRING MOTION: #478 MOTION for Default Judgment as to Damages [RENEWED MOTION] filed by CIBC World Markets, Inc. Signed by Judge Michael J. Davis on 9/13/07. (KMW)
September 13, 2007 Filing 486 NOTICE OF ATTORNEY APPEARANCE/SUBSTITUTION for Ramy El-Batrawi (Attachments: #1 Certificate of Service)(Larsen, Mark)
September 12, 2007 Filing 485 AFFIDAVIT of Service by CIBC World Markets, Inc re #482 Affidavit in Support, #481 Affidavit in Support, #479 Memorandum in Support of Motion, #480 Affidavit in Support [SERVED UPON DANIEL E. GUSTAFSON, ESQ.] (Brasel, Nancy)
September 12, 2007 Filing 484 AFFIDAVIT of Service by CIBC World Markets, Inc re #482 Affidavit in Support, #481 Affidavit in Support, #479 Memorandum in Support of Motion, #480 Affidavit in Support [SERVED UPON THERESA M. BEVILACQUA, ESQ.] (Brasel, Nancy)
September 7, 2007 Filing 483 CERTIFICATE OF SERVICE by CIBC World Markets, Inc re #482 Affidavit in Support, #481 Affidavit in Support, #479 Memorandum in Support of Motion, #478 MOTION for Default Judgment as to Damages [RENEWED MOTION], #480 Affidavit in Support (Brasel, Nancy)
September 7, 2007 Filing 482 AFFIDAVIT in Support re #478 MOTION for Default Judgment as to Damages [RENEWED MOTION] OF CHRISTOPHER PUCKHABER filed under seal. (Brasel, Nancy) SEALED DOCUMENT RECEIVED IN CLERK'S OFFICE ON 9/7/07. (KT)
September 7, 2007 Filing 481 AFFIDAVIT in Support re #478 MOTION for Default Judgment as to Damages [RENEWED MOTION] OF IAN D. KATZ filed under seal. (Brasel, Nancy) SEALED DOCUMENT RECEIVED IN CLERK'S OFFICE ON 9/7/07. (KT)
September 7, 2007 Filing 480 AFFIDAVIT in Support re #478 MOTION for Default Judgment as to Damages [RENEWED MOTION] OF NANCY BRASEL filed under seal. (Brasel, Nancy) SEALED DOCUMENT RECEIVED IN CLERK'S OFFICE ON 9/7/07. (KT)
September 7, 2007 Filing 479 MEMORANDUM in Support re #478 MOTION for Default Judgment as to Damages [RENEWED MOTION] filed under seal filed by CIBC World Markets, Inc. (Brasel, Nancy) SEALED DOCUMENT RECEIVED IN CLERK'S OFFICE ON 9/7/07. (KT)
September 7, 2007 Filing 478 MOTION for Default Judgment as to Damages [RENEWED MOTION] by CIBC World Markets, Inc. (Brasel, Nancy)
August 7, 2007 Opinion or Order Filing 477 ORDER adopting in part re #463 Report and Recommendation. (Written Opinion). Signed by Judge Michael J. Davis on August 6, 2007. (SMS)
July 2, 2007 Filing 476 LETTER TO DISTRICT JUDGE by Genesisintermedia.com, Inc. (Attachments: #1 Certificate of Service)(Bevilacqua, Theresa)
June 27, 2007 Filing 475 NOTICE by Ramy El-Batrawi of Withdrawal of Counsel (Attachments: #1 Certificate of Service)(Martin, Amanda)
June 25, 2007 Filing 474 NOTICE OF WITHDRAWAL FROM CASE by Wayne Breedon (Attachments: #1 Certificate of Service)(Reid, Courtney)
June 22, 2007 Filing 473 CERTIFICATE OF SERVICE by Wayne Breedon re #472 Notice of Withdrawal from Case (Reid, Courtney)
June 22, 2007 Filing 472 NOTICE OF WITHDRAWAL FROM CASE by Wayne Breedon (Reid, Courtney)
June 11, 2007 Filing 471 CERTIFICATE OF SERVICE by Ramy El-Batrawi re #469 Response,, #470 Declaration in Support (Gustafson, Daniel)
June 11, 2007 Filing 470 Declaration of Daniel E. Gustafson in Support of #469 Response, filed by Ramy El-Batrawi. (Attachments: #1 Exhibit(s) A#2 Exhibit(s) B) SEALED DOCUMENT RECEIVED IN CLERKS OFFICE. (Gustafson, Daniel) Modified on 8/15/2007 (akl).
June 11, 2007 Filing 469 RESPONSE re #464 Objection to Report and Recommendations, on Plaintiff's Submission of Proof for its Claim of Default Judgment as to Damages filed by Ramy El-Batrawi. (Attachments: #1 LR7.1 Word Count Compliance Certificate)(Gustafson, Daniel) RECEIVED SEALED DOCUMENT ON 6/11/07 Modified on 6/11/2007 (GJS).
June 4, 2007 Filing 468 LETTER TO DISTRICT JUDGE by Wayne Breedon. (Attachments: #1 Certificate of Service)(Kimker, Teresa)
June 1, 2007 Filing 467 AFFIDAVIT of Service by CIBC World Markets, Inc re #464 Objection to Report and Recommendations,, #465 Affidavit in Support, [DOCUMENTS FILED UNDER SEAL; and served upon Theresa Bevilacqua] (Brasel, Nancy)
June 1, 2007 Filing 466 AFFIDAVIT of Service by CIBC World Markets, Inc re #464 Objection to Report and Recommendations,, #465 Affidavit in Support, [DOCUMENTS FILED UNDER SEAL; and served upon Daniel Gustafson, Renae D. Steiner and Amanda M. Martin] (Brasel, Nancy)
May 25, 2007 Filing 465 AFFIDAVIT in Support re #464 Objection to Report and Recommendations OF MAY 10, 2007 REGARDING PROOF AS TO DAMAGES (FILED UNDER SEAL). (Attachments: #1 Certificate of Service)(Brasel, Nancy) RECEIVED SEALED DOCUMENT ON 5/25/07 Modified on 5/29/2007 (GJS).
May 25, 2007 Filing 464 OBJECTION to #463 Report and Recommendations TO THE MAY 10, 2007 REPORT AND RECOMMENDATION REGARDING PROOF AS TO DAMAGES (FILED UNDER SEAL). (Attachments: #1 LR7.1 Word Count Compliance Certificate)(Brasel, Nancy) RECEIVED SEALED DOCUMENT ON 5/25/07 Modified on 5/29/2007 (GJS).
May 10, 2007 Filing 463 REPORT AND RECOMMENDATION re CIBC's submission of proof for its claim of default judgment as to damages re: #460 Affidavit in Support of Motion, filed by CIBC World Markets, Inc be DENIED. Objections to R&R due by 5/25/2007. Signed by Magistrate Judge Arthur J. Boylan on 5/10/07. (RJL)
May 3, 2007 Filing 462 OBJECTION re #460 Affidavit in Support of Motion, for Default Judgment as to Damages filed by Ramy El-Batrawi, Ramy El-Batrawi. (Removed document and Certificate of Service and placed in sealed envelope)(Gustafson, Daniel) Added Placeholder(s) added on 5/14/2007 (jgg) Modified on 5/14/2007 (jgg).
April 10, 2007 Filing 461 CERTIFICATE OF SERVICE by CIBC World Markets, Inc re #460 Affidavit in Support of Motion for Default Judgment as to Damages (Filed Under Seal) (Luger, Andrew)
April 10, 2007 Filing 460 AFFIDAVIT of Andrew M. Luger in SUPPORT OF #413 Amended MOTION for Default Judgment as to Damages (Filed Under Seal) filed by CIBC World Markets, Inc. (Attachments: #1 Certificate of Service)(Luger, Andrew) SEALED DOCUMENT RECEIVED IN CLERK'S OFFICE ON 4/10/2007. (KT)
March 9, 2007 Opinion or Order Filing 459 ORDER denying #397 Motion to Set Aside Default, granting in part and denying in part #407 Motion for Default Judgment, granting in part and denying in part #413 Motion for Default Judgment, Adopting #444 Report and Recommendation. . Signed by Judge Michael J. Davis on 03/08/2007. (SMS)
March 5, 2007 Opinion or Order Filing 458 ORDER denying #456 Motion for permission to file reply briefs . Signed by Judge Michael J. Davis on 03/05/2007. (SMS)
February 28, 2007 Filing 457 NOTICE OF WITHDRAWAL FROM CASE by Genesisintermedia.com, Inc (Grant, Michelle)
February 27, 2007 Filing 456 MOTION for Permission to File a Reply Brief and For a Hearing Date re #454 Response, by Ramy El-Batrawi. (Attachments: #1 Certificate of Service)(Gustafson, Daniel)
February 26, 2007 Filing 455 RESPONSE re #446 Objection to Report and Recommendations filed by Ferris, Baker Watts, Inc.. (Attachments: #1 LR7.1 Word Count Compliance Certificate #2 Certificate of Service)(Breyer, K)
February 23, 2007 Filing 454 RESPONSE re #444 REPORT AND RECOMMENDATION re #397 MOTION to Set Aside Default filed by Ramy El-Batrawi,, #445 Objection to Report and Recommendations [PLAINTIFF CIBC'S RESPONSE TO EL-BATRAWI'S AND GENESISINTERMEDIA, INC.'S OBJECTIONS TO REPORT AND RECOMMENDATION OF MAGISTRATE JUDGE] filed by CIBC World Markets, Inc. (Attachments: #1 LR7.1 Word Count Compliance Certificate #2 Certificate of Service)(Johnson, Mark)
February 22, 2007 Filing 453 RESPONSE re #446 Objection to Report and Recommendations by El-Batrawi and GenesisIntermedia, Inc. filed by E*Trade Securities LLC. (Attachments: #1 LR7.1 Word Count Compliance Certificate)(Breyer, K)
February 22, 2007 Filing 452 AFFIDAVIT of Service by CIBC World Markets, Inc re #451 Settlement Agreement and Mutual Release of CIBC/Deutsche Bank (Luger, Andrew)
February 22, 2007 Filing 451 SETTLEMENT AGREEMENT AND MUTUAL RELEASE OF CIBC/DEUTSCHE BANK by CIBC World Markets, Inc, CIBC World Markets, Inc. (Attachments: #1 Certificate of Service)(Luger, Andrew) SEALED DOCUMENT RECEIVED IN CLERK'S OFFICE ON 2/22/07. (KT)
February 20, 2007 Filing 450 MOTION for Settlement Disclosure by E*Trade Securities LLC. (Attachments: #1 Notice of Motion#2 Memorandum#3 LR7.1 Word Count Compliance Certificate)(Breyer, K)
February 20, 2007 Filing 449 NOTICE OF ATTORNEY APPEARANCE/SUBSTITUTION for Ramy El-Batrawi (Attachments: #1 Certificate of Service)(Martin, Amanda)
February 16, 2007 Opinion or Order Filing 448 ORDER REGARDING DISCLOSURE OF TERMS OF SETTLEMENT re #447 Stipulation. Signed by Magistrate Judge Arthur J. Boylan on 2/16/07. (SEA)
February 15, 2007 Filing 447 STIPULATION re #397 MOTION to Set Aside Default, #444 REPORT AND RECOMMENDATION re #397 MOTION to Set Aside Default filed by Ramy El-Batrawi, STIPULATION REGARDING DISCLOSURE OF TERMS OF SETTLEMENT by CIBC World Markets, Inc, Deutsche Bank Securities, Inc.. (Attachments: #1 Certificate of Service)(Luger, Andrew)
February 12, 2007 Filing 446 OBJECTION to #444 Report and Recommendations of Magistrate Judge Dated January 26, 2007. (Attachments: #1 LR7.1 Word Count Compliance Certificate #2 Certificate of Service)(Grant, Michelle)
February 9, 2007 Filing 445 OBJECTION to #444 Report and Recommendations. (Attachments: #1 LR7.1 Word Count Compliance Certificate #2 Certificate of Service)(Gustafson, Daniel)
January 26, 2007 Filing 444 REPORT AND RECOMMENDATION re #397 MOTION to Set Aside Default filed by Ramy El-Batrawi be DENIED.. Objections to R&R due by 2/13/2007. Signed by Magistrate Judge Arthur J. Boylan on 1/26/07. (RJL)
December 12, 2006 Filing 443 TRANSCRIPT of Motion to Set Aside Default Judgment Hearing held on August 22, 2006 before Judge Richard H. Kyle. Court Reporter: Carla R. Bebault. (54pgs) FILED CONVENTIONALLY. (Original Transcript filed in 02-cv-4845 RHK/AJB Doc. # 650) (GJS)
December 7, 2006 Opinion or Order Filing 442 ORDER re: Proposed Finding of Fact and Conclusions of Law shall be submitted to the Magistrate Judge on or before December 22, 2006. Signed by Magistrate Judge Arthur J. Boylan on 12/7/06. (RJL)
September 15, 2006 NOTICE to Attorney that this case is reassigned to Magistrate Judge Arthur J Boylan. Please note that the new case number is 0:04-01469-MJD-AJB. (JGG)
September 14, 2006 Opinion or Order Filing 441 ORDER OF RECUSAL. Judge Patrick J Schiltz recused and Chief Magistrate Judge Raymond L Erickson is no longer assigned to this case. Case reassigned to Judge Michael J Davis and Magistrate Judge Susan R Nelson for all further proceedings. The new case number is 0:04-cv-01469-MJD-SRN. Signed by Judge Patrick J Schiltz on 09/14/06. (JGG)
September 13, 2006 Opinion or Order Filing 440 ORDER OF RECUSAL. Judge John R Tunheim recused and Magistrate Judge Franklin L Noel is no longer assigned to this case. Case reassigned to Judge Patrick J Schiltz and Chief Magistrate Judge Raymond L Erickson for all further proceedings. The new case number is 0:04-cv-01469-PJS-RLE. Signed by Judge John R Tunheim on 09/13/06. (JGG)
September 13, 2006 NOTICE to Attorney that this case is reassigned to Magistrate Judge Franklin L Noel. Please note that the new case number is 0:04-cv-01469-JRT-FLN. (JGG)
September 12, 2006 Filing 439 NOTICE OF ATTORNEY APPEARANCE/SUBSTITUTION for Genesisintermedia.com, Inc (Attachments: #1 Certificate of Service)(Bevilacqua, Theresa)
September 12, 2006 Opinion or Order Filing 438 ORDER of Disqualification and for Reassignment. (Written Opinion). Signed by Judge Richard H. Kyle on 09/12/06. (rhks)
September 12, 2006 NOTICE to Attorney that this case is reassigned to Judge John R Tunheim. Please note that the new case number is 0:04-cv-01469-JRT-AJB. (JGG)
August 22, 2006 Filing 437 Minute Entry for proceedings held before Judge Richard H Kyle : Motion Hearing held on 8/22/2006 re #413 Amended MOTION for Default Judgment as to Damages filed by CIBC World Markets, Inc,, #407 MOTION for Default Judgment as to Damages filed by CIBC World Markets, Inc, argued and taken under advisement (Court Reporter Carla Bebault) (ds)
August 10, 2006 Filing 436 CERTIFICATE OF SERVICE by CIBC World Markets, Inc re #435 LR7.1 Word Count Compliance Certificate, #434 Reply [PLAINTIFF'S REPLY MEMORANDUM IN SUPPORT OF MOTION FOR DEFAULT JUDGMENT] (Brasel, Nancy)
August 10, 2006 Filing 435 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by CIBC World Markets, Inc re #434 Reply Memorandum filed by CIBC World Markets, Inc. (Brasel, Nancy) Modified text on 8/11/2006 (KT).
August 10, 2006 Filing 434 REPLY MEMORANDUM IN SUPPORT OF #413 AMENDED MOTION for Default Judgment as to Damages [PLAINTIFF'S REPLY MEMORANDUM IN SUPPORT OF MOTION FOR DEFAULT JUDGMENT] filed by CIBC World Markets, Inc. (Brasel, Nancy) Modified text on 8/11/2006 (KT).
August 10, 2006 Filing 433 CERTIFICATE OF SERVICE by Ramy El-Batrawi re #432 Declaration in Support, #429 Declaration in Support, #430 Declaration in Support, #431 Declaration in Support, #428 Reply Memorandum of Law in Support of Ramy el-Batrawi's Application to Set Aside Default Judgment (Gustafson, Daniel) Modified text on 8/11/2006 (KT).
August 10, 2006 Filing 432 SUPPLEMENTAL DECLARATION of Ramy El-Batrawi in Support of #428 Reply Memorandum filed by Ramy El-Batrawi. (Gustafson, Daniel) Modified text on 8/11/2006 (KT).
August 10, 2006 Filing 431 DECLARATION of Omar Khashoggi in Support of #428 Reply filed by Ramy El-Batrawi. (Gustafson, Daniel) Modified text on 8/11/2006 (KT).
August 10, 2006 Filing 430 DECLARATION of Douglas Jacobson in Support of #428 Reply Memorandum filed by Ramy El-Batrawi. (Gustafson, Daniel) Modified text on 8/11/2006 (KT).
August 10, 2006 Filing 429 SUPPLEMENTAL DECLARATION of Stephen Hasegawa in Support of #428 Reply Memorandum filed by Ramy El-Batrawi. (Attachments: #1 Exhibit(s) A#2 Exhibit(s) B#3 Exhibit(s) C#4 Exhibit(s) D#5 Exhibit(s) E)(Gustafson, Daniel) Modified text on 8/11/2006 (KT).
August 10, 2006 Filing 428 REPLY MEMORANDUM IN SUPPORT OF #397 MOTION OF APPLICATION to Set Aside Default Judgment filed by Ramy El-Batrawi. (Attachments: #1 LR7.1 Word Count Compliance Certificate)(Gustafson, Daniel) Modified text on 8/11/2006 (KT).
August 2, 2006 Filing 427 MEMORANDUM in Opposition re #413 Amended MOTION for Default Judgment as to Damages filed by Ramy El-Batrawi. (Attachments: #1 LR7.1 Word Count Compliance Certificate #2 Certificate of Service)(Mitchell, Stacey)
August 2, 2006 Filing 426 MEMORANDUM in Opposition re #413 Amended MOTION for Default Judgment as to Damages filed by Genesisintermedia.com, Inc. (Attachments: #1 LR7.1 Word Count Compliance Certificate #2 Certificate of Service)(Bevilacqua, Theresa)
August 2, 2006 Filing 425 CERTIFICATE OF SERVICE by CIBC World Markets, Inc re #421 Memorandum in Opposition to Motion, #423 Declaration in Support, #422 LR7.1 Word Count Compliance Certificate (Brasel, Nancy)
August 2, 2006 Filing 424 Defendant Ramy El-Batrawi's ANSWER to Amended Complaint (Plaintiff's Second Amended) by Ramy El-Batrawi. (Attachments: #1 Certificate of Service)(Mitchell, Stacey)
August 2, 2006 Filing 423 Declaration of ELIZABETH FOX in Support of #421 Memorandum in Opposition to Motion filed by CIBC World Markets, Inc. (Attachments: #1)(Brasel, Nancy)
August 2, 2006 Filing 422 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by CIBC World Markets, Inc re #421 Memorandum in Opposition to Motion filed by CIBC World Markets, Inc. (Brasel, Nancy)
August 2, 2006 Filing 421 MEMORANDUM in Opposition re #397 MOTION to Set Aside Default Judgment filed by CIBC World Markets, Inc. (Brasel, Nancy)
August 2, 2006 Filing 420 CERTIFICATE OF SERVICE by CIBC World Markets, Inc re #419 Notice of Withdrawal from Case (Attachments: #1)(Blair, H)
August 2, 2006 Filing 419 NOTICE OF WITHDRAWAL FROM CASE by CIBC World Markets, Inc (Blair, H)
August 2, 2006 TEXT ONLY ENTRY - ORDER granting #418 Motion for Admission Pro Hac Vice of Attorney Guillermo Cabrera for Genesisintermedia.com, Inc. Fee paid; receipt number 3-001104. Approved by Clerk Richard D Sletten on 8/2/06. (MMC)
August 1, 2006 Filing 418 MOTION for Admission Pro Hac Vice for Guillermo Cabrera by Genesisintermedia.com, Inc. (Attachments: #1 Certificate of Service)(Bevilacqua, Theresa)
July 10, 2006 Filing 417 CERTIFICATE OF SERVICE by CIBC World Markets, Inc re #415 Memorandum in Support of Motion, #413 Amended MOTION for Default Judgment as to Damages, #416 LR7.1 Word Count Compliance Certificate, #414 Notice of Hearing on Motion AMENDED for Default Judgment as to Damages (Brasel, Nancy)
July 10, 2006 Filing 416 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by CIBC World Markets, Inc re #415 Memorandum in Support of Motion filed by CIBC World Markets, Inc. (Brasel, Nancy)
July 10, 2006 Filing 415 MEMORANDUM in Support re #413 Amended MOTION for Default Judgment as to Damages filed by CIBC World Markets, Inc. (Brasel, Nancy)
July 10, 2006 Filing 414 NOTICE OF HEARING ON MOTION #413 Amended MOTION for Default Judgment as to Damages: Motion Hearing set for 8/22/2006 09:00 AM in St Paul - Courtroom 3 before Judge Richard H Kyle. (Brasel, Nancy)
July 10, 2006 Filing 413 Amended MOTION for Default Judgment as to Damages by CIBC World Markets, Inc. (Brasel, Nancy)
July 6, 2006 Opinion or Order Filing 412 ORDER re: briefing schedule for all motions for default judgment and motions to set aside default judgments; hearing is scheduled for August 22, 2006 at 9:00 a.m., the Court's jurisdiction will be extended to October 1, 2006. (Written Opinion). Signed by Judge Richard H. Kyle on 07/06/06. (rhks)
June 28, 2006 Filing 411 NOTICE OF CONTINUED SETTLEMENT CONFERENCE - Settlement Conference set for 8/16/2006 at 09:00 AM., in Suite 720, 180 East 5th Street, St. Paul before Magistrate Judge Arthur J Boylan. Signed by Magistrate Judge Arthur J Boylan on 6/27/06. (GJS)
June 21, 2006 Filing 410 CERTIFICATE OF SERVICE by CIBC World Markets, Inc re #407 MOTION for Default Judgment as to Damages, #409 Memorandum in Support of Motion, #408 Notice of Hearing on Motion (Attachments: #1 Master Service List)(Johnson, Mark)
June 21, 2006 Filing 409 MEMORANDUM in Support re #407 MOTION for Default Judgment as to Damages filed by CIBC World Markets, Inc. (Johnson, Mark)
June 21, 2006 Filing 408 NOTICE OF HEARING ON MOTION #407 MOTION for Default Judgment as to Damages: Motion Hearing set for 7/13/2006 08:00 AM in St Paul - Courtroom 3 before Judge Richard H Kyle. (Johnson, Mark)
June 21, 2006 Filing 407 MOTION for Default Judgment as to Damages by CIBC World Markets, Inc. (Johnson, Mark)
June 20, 2006 Filing 406 NOTICE by Wayne Breedon OF NAME CHANGE & WITHDRAWAL OF COUNSEL (Brenda L. Joly f/k/a Brenda L. Hanquist) (Attachments: #1 Affidavit of Service)(Kimker, Teresa)
June 16, 2006 TEXT ONLY ENTRY - ORDER granting #403 , #404 , #405 Motions for Admission Pro Hac Vice of Attorneys David Siegel, Stephen Hasegawa and Craig I Varnen for Ramy El-Batrawi. Fees paid; receipt number 4-004555. Approved by Clerk Richard D Sletten on 6/16/06. (MMC)
June 13, 2006 Filing 405 MOTION for Admission Pro Hac Vice for David Siegel by Ramy El-Batrawi. (Attachments: #1 Certificate of Service)(Gustafson, Daniel)
June 13, 2006 Filing 404 MOTION for Admission Pro Hac Vice for Stephen Hasegawa by Ramy El-Batrawi. (Attachments: #1 Certificate of Service)(Gustafson, Daniel)
June 13, 2006 Filing 403 MOTION for Admission Pro Hac Vice for Craig Varnen by Ramy El-Batrawi. (Attachments: #1 Certificate of Service)(Gustafson, Daniel)
June 12, 2006 Filing 402 CERTIFICATE OF SERVICE by Ramy El-Batrawi re #397 MOTION to Set Aside Default, #398 Notice of Hearing on Motion, #399 Memorandum in Support of Motion, #401 Affidavit in Support of Motion,, #400 Declaration in Support Motion (Gustafson, Daniel)
June 12, 2006 Filing 401 AFFIDAVIT of Stephen Hasegawa in SUPPORT OF #397 MOTION to Set Aside Default Judgment filed by Ramy El-Batrawi. (Attachments: #1 Exhibit(s) A#2 Exhibit(s) B#3 Exhibit(s) C#4 Exhibit(s) D#5 Exhibit(s) E#6 Exhibit(s) F)(Gustafson, Daniel)
June 12, 2006 Filing 400 Declaration of Ramy El-Batrawi in Support of #399 Memorandum in Support of Motion filed by Ramy El-Batrawi. (Attachments: #1 Exhibit(s) A)(Gustafson, Daniel)
June 12, 2006 Filing 399 MEMORANDUM in Support re #397 MOTION to Set Aside Default Judgment filed by Ramy El-Batrawi. (Attachments: #1 LR7.1 Word Count Compliance Certificate)(Gustafson, Daniel)
June 12, 2006 Filing 398 NOTICE OF HEARING ON MOTION #397 MOTION to Set Aside Default: Motion Hearing set for 8/16/2006 08:00 AM in St Paul - Courtroom 2 before Judge Richard H Kyle. (Gustafson, Daniel)
June 12, 2006 Filing 397 MOTION to Set Aside Default by Ramy El-Batrawi. (Gustafson, Daniel)
June 12, 2006 Filing 396 CERTIFICATE OF SERVICE by Ramy El-Batrawi re #395 Notice of Appearance (Gustafson, Daniel)
June 12, 2006 Filing 395 NOTICE of Appearance by Daniel E Gustafson on behalf of Ramy El-Batrawi (Gustafson, Daniel)
April 17, 2006 Opinion or Order Filing 394 AMENDED ORDER FOR SETTLEMENT CONFERENCE: Settlement Conference set for 6/26-27/2006 09:00 AM before Magistrate Judge Arthur J Boylan. Signed by Magistrate Judge Arthur J Boylan on 4/14/06. (LPH)
March 6, 2006 Filing 393 NOTICE OF WITHDRAWAL FROM CASE by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited (Minkler, Erin)
February 24, 2006 Filing 392 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by CIBC World Markets, Inc re #387 Memorandum filed by CIBC World Markets, Inc. (Attachments: #1 Certificate of Service)(Brasel, Nancy)
February 23, 2006 Filing 391 LETTER to Joseph A. Gershman from Magistrate Judge Arthur J. Boylan re: supplying an ex parte communication re: settlement to the court. (JME)
February 23, 2006 Opinion or Order Filing 390 ORDER FOR Settlement Conference set for 4/19/2006 at 9:00 AM before Magistrate Judge Arthur J Boylan in St. Paul. Signed by Magistrate Judge Arthur J Boylan on 2/22/06. (JME)
February 21, 2006 Opinion or Order Filing 389 ORDER granting #386 Motion to Reopen Case. (Written Opinion). Signed by Judge Richard H. Kyle on 02/21/06. (rhks) Modified on 2/22/2006 (LPH).
February 21, 2006 Opinion or Order Filing 389 ORDER granting 386 Motion to Reopen Case. (Written Opinion). Signed by Judge Richard H. Kyle on 02/21/06. (rhks) Modified on 2/22/2006 (LPH).
February 17, 2006 Filing 388 CERTIFICATE OF SERVICE by CIBC World Markets, Inc (Attachments: #1 Master Service List)(Brasel, Nancy) Modified on 2/21/2006 (JME).
February 17, 2006 Filing 387 MEMORANDUM by CIBC World Markets, Inc re #386 MOTION to Reopen Case AGAINST CERTAIN DEFENDANTS filed by CIBC World Markets, Inc. (Brasel, Nancy)
February 17, 2006 Filing 386 MOTION to Reopen Case AGAINST CERTAIN DEFENDANTS by CIBC World Markets, Inc. (Brasel, Nancy)
November 22, 2005 Opinion or Order Filing 385 ORDER DISMISSING CASE. Signed by Judge Richard H Kyle on 11/22/05. (ds)
November 18, 2005 TEXT ONLY ENTRY - ORDER granting #367 MOTION for Admission Pro Hac Vice of attorney Brenda Hanquist for Wayne Breedon. Fee paid; receipt #147911. (fee paid in Cv. 02-3682 covers this case also)Approved by Clerk Richard D Sletten on 11/18/05. (MMC)
November 18, 2005 Filing 384 CERTIFICATE OF SERVICE by Wayne Breedon re #383 Proposed Jury Instructions, #373 Proposed Voir Dire, #374 List of Deposition Testimony (Kimker, Teresa)
November 15, 2005 Filing 383 Proposed Jury Instructions submitted by Wayne Breedon. (Kimker, Teresa)
November 15, 2005 Filing 382 CERTIFICATE OF SERVICE by CIBC World Markets, Inc re #376 List of Deposition Testimony, #377 List of Deposition Testimony, #378 Proposed Special Verdict Form, #379 Proposed Voir Dire, #380 Proposed Jury Instructions, #381 Proposed Jury Instructions (Brasel, Nancy)
November 15, 2005 Filing 381 Proposed Jury Instructions submitted by CIBC World Markets, Inc. (Brasel, Nancy)
November 15, 2005 Filing 380 Proposed Juror Questionaire submitted by CIBC World Markets, Inc. (Brasel, Nancy) Modified on 11/16/2005 (LPH).
November 15, 2005 Filing 379 Proposed Voir Dire by CIBC World Markets, Inc. (Brasel, Nancy)
November 15, 2005 Filing 378 Proposed Special Verdict Form by CIBC World Markets, Inc. (Brasel, Nancy)
November 15, 2005 Filing 377 List of Deposition Testimony LIST OF DEPOSITION COUNTER DESIGNATION TESTIMONY submitted by CIBC World Markets, Inc. (Brasel, Nancy)
November 15, 2005 Filing 376 List of Deposition Testimony PLAINTIFF CIBC WORLD MARKETS, INC.'S OBJECTION TO RICHARD EVANGELISTA'S DESIGNATION OF DEPOSITION TESTIMONY submitted by CIBC World Markets, Inc. (Brasel, Nancy)
November 15, 2005 Filing 375 CERTIFICATE OF SERVICE by Deutsche Bank A.G. re #371 Proposed Jury Instructions, #372 Proposed Special Verdict Form, #368 List of Deposition Testimony, #369 Proposed Jury Instructions, #370 Proposed Voir Dire (Keyes, Michael)
November 15, 2005 Filing 374 List of Deposition Testimony (Counterdesignations in Response to Plaintiff's Designations) submitted by Wayne Breedon. (Kimker, Teresa)
November 15, 2005 Filing 373 Proposed Voir Dire by Wayne Breedon. (Kimker, Teresa)
November 15, 2005 Filing 372 Proposed Special Verdict Form by Deutsche Bank A.G.. (Keyes, Michael)
November 15, 2005 Filing 371 Proposed Jury Instructions submitted by Deutsche Bank A.G.. (Keyes, Michael)
November 15, 2005 Filing 370 Proposed Voir Dire by Deutsche Bank A.G.. (Fisher, Heidi)
November 15, 2005 Filing 369 Proposed Juror Questionaire submitted by Deutsche Bank A.G.. (Minkler, Erin) Modified on 11/16/2005 (LPH).
November 15, 2005 Filing 368 List of Deposition Testimony (Counter Designations) on behalf of Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited, and Deutsche Bank Canada submitted by Deutsche Bank A.G.. (Keyes, Michael)
November 9, 2005 Filing 367 MOTION for Admission Pro Hac Vice for Brenda Hanquist by Wayne Breedon. (Attachments: #1 Affidavit of Service)(Kimker, Teresa)
November 7, 2005 TEXT ONLY ENTRY - ORDER granting #365 Motion for Admission Pro Hac Vice of Attorney Patricia E Ronan for Nomura Canada and Reed, Scott. Fee paid; receipt number 438111. (fee paid in Cv. 02-3711 covers this case also)Approved by Clerk Richard D Sletten on 11/7/05. (MMC)
November 2, 2005 Filing 366 CERTIFICATE OF SERVICE by Nomura Canada, Reed, Scott re #365 MOTION for Admission Pro Hac Vice for Patricia E. Ronan (Bryden, Daniel)
November 2, 2005 Filing 365 MOTION for Admission Pro Hac Vice for Patricia E. Ronan by Nomura Canada, Reed, Scott. (Bryden, Daniel)
November 2, 2005 Opinion or Order Filing 363 ORDER RE: SCHEDULE FOR SUBMISSION OF TRIAL MATERIALS FOR JANUARY, 2006 TRIAL CALENDAR. Signed by Judge Richard H Kyle on 11/2/05. (ds)
October 28, 2005 Opinion or Order Filing 364 ORDER re: schedule of settlement conferences for November 16-18, 2005; In preparation for the settlement conferences, each party shall provide the Court with a confidential statement of their settlement position on or before 11/9/05. Signed by Magistrate Judge Arthur J Boylan on 10/28/05. (LPH)
October 21, 2005 Filing 362 CERTIFICATE OF SERVICE by A. G. Edwards & Sons, Inc. (Grgurich, Christopher)
October 21, 2005 Filing 361 LETTER TO MAGISTRATE JUDGE by A. G. Edwards & Sons, Inc.. (Grgurich, Christopher)
October 18, 2005 Filing 360 CERTIFICATE OF SERVICE by Richard Evangelista re #357 Exhibit List, #358 Witness List, #359 List of Deposition Testimony (Carey, Michael)
October 18, 2005 Filing 359 List of Deposition Testimony submitted by Richard Evangelista. (Carey, Michael)
October 18, 2005 Filing 358 Witness List by Richard Evangelista. (Carey, Michael)
October 18, 2005 Filing 357 Exhibit List by Richard Evangelista. (Carey, Michael)
October 17, 2005 Filing 356 CERTIFICATE OF SERVICE by Wayne Breedon re #345 Witness List, #346 List of Deposition Testimony, #352 Exhibit List (Kimker, Teresa)
October 17, 2005 Filing 355 CERTIFICATE OF SERVICE by A. G. Edwards & Sons, Inc. (Fleming, Terrence)
October 17, 2005 Filing 354 PROPOSED EXHIBIT LIST by A. G. Edwards & Sons, Inc... (Fleming, Terrence)
October 17, 2005 Filing 353 List of Deposition Testimony submitted by A. G. Edwards & Sons, Inc.. (Fleming, Terrence)
October 17, 2005 Filing 352 Exhibit List by Wayne Breedon. (Kimker, Teresa)
October 17, 2005 Filing 351 CERTIFICATE OF SERVICE by Deutsche Bank A.G. re #339 List of Deposition Testimony, #342 Witness List, #350 Exhibit List on behalf of Deutsche Bank Securities Inc., and Deutsche Bank Securities Limited (Minkler, Erin)
October 17, 2005 Filing 350 Exhibit List on behalf of Deutsche Bank Securities Inc., and Deutsche Bank Securities Limited by Deutsche Bank A.G.. (Minkler, Erin)
October 17, 2005 Filing 349 Proposed Witness List by A. G. Edwards & Sons, Inc.. (Fleming, Terrence)
October 17, 2005 Filing 348 Proposed Witness List by A. G. Edwards & Sons, Inc.. (Fleming, Terrence)
October 17, 2005 Filing 347 DOCUMENT FILED IN ERROR - List of Deposition Testimony submitted by A. G. Edwards & Sons, Inc.. (Fleming, Terrence) Modified on 10/18/2005 (MKC).
October 17, 2005 Filing 346 List of Deposition Testimony Designations to be Offered at Trial submitted by Wayne Breedon. (Kimker, Teresa)
October 17, 2005 Filing 345 Witness List by Wayne Breedon. (Kimker, Teresa)
October 17, 2005 Filing 344 CERTIFICATE OF SERVICE by CIBC World Markets, Inc re #340 List of Deposition Testimony, #341 Witness List, #343 Exhibit List (Brasel, Nancy)
October 17, 2005 Filing 343 Exhibit List by CIBC World Markets, Inc. (Attachments: (1)Exhibit List part 1 (2) part 2 (3) part 3)(Brasel, Nancy) Modified on 10/24/2005 (LPH).
October 17, 2005 Filing 342 Witness List by Deutsche Bank A.G.. (Minkler, Erin)
October 17, 2005 Filing 341 Witness List by CIBC World Markets, Inc. (Brasel, Nancy)
October 17, 2005 Filing 340 List of Deposition Testimony of CIBC World Markets, Inc. submitted by CIBC World Markets, Inc. (Brasel, Nancy)
October 17, 2005 Filing 339 List of Deposition Testimony on behalf of Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited and Deutsche Bank Canada submitted by Deutsche Bank A.G.. (Minkler, Erin)
October 17, 2005 Filing 338 LETTER TO MAGISTRATE JUDGE by Wayne Breedon re: settlement conferences. (Attachments: #1 Affidavit of Service)(Kimker, Teresa)
October 5, 2005 Filing 337 LETTER from Magistrate Judge Arthur J. Boylan to all counsel of Securities Litigation Cases re: settlement conferences. Response to letter due by 10/14/05 . Signed by Magistrate Judge Arthur J Boylan on 10/5/05. (LPH)
September 29, 2005 Filing 336 AFFIDAVIT of Service by Wayne Breedon re #335 Notice of Withdrawal from Case (Kimker, Teresa)
September 29, 2005 Filing 335 NOTICE OF WITHDRAWAL FROM CASE by Wayne Breedon (Attachments: #1 Affidavit of Service)(Kimker, Teresa)
September 21, 2005 Opinion or Order Filing 334 THIRD ADDENDUM TO STIPULATED PROTECTIVE ORDER re #333 Stipulation for the documents produced by Maple Securities USA, Inc . Signed by Magistrate Judge Arthur J Boylan on 9/21/05. (GJS)
September 20, 2005 Filing 333 STIPULATION for Third Addendum to Stipulated Protective Order by A.G. Edwards & Sons, Inc., CIBC World Markets, Inc., all Deutsche Bank parties, Nomura Canada, Nomura Securities International, Scott Reed, and E*Trade Securities LLC. (Attachments: #1 Exhibit A#2 Certificate of Service)(Jamison, Thomas) Modified filers on 9/21/2005 (LJD).
September 15, 2005 Filing 332 Minute Entry for proceedings held before Judge Richard H Kyle : Motion Hearing held on 9/15/2005 re #225 MOTION for Partial Summary Judgment Dismissing Claims for Punitive Damages and New Jersey RICO filed by Deutsche Bank Securities Limited,, Deutsche Bank Securities, Inc.,, Deutsche Bank A.G.,, #226 MOTION for Hearing re #225 MOTION for Partial Summary Judgment Dismissing Claims for Punitive Damages and New Jersey RICO filed by Deutsche Bank Securities Limited,, Deutsche Bank Securities, Inc.,, Deutsche Bank A.G.,, #245 MOTION for Summary Judgment, #220 MOTION for Summary Judgment (Omnibus) and to Expand Word Count Limits filed by Wayne Breedon,, #228 MOTION for Summary Judgment filed by Wayne Breedon, argued and taken under advisement (Court Reporter Jeanne Anderson) (ds)
September 13, 2005 Filing 331 LETTER TO DISTRICT JUDGE by Richard Evangelista. (Attachments: #1 Certificate of Service of Letter to Judge Kyle)(Carey, Michael)
September 2, 2005 Filing 330 NOTICE of ASSIGNMENT OF CASES FOR TRIAL BEFORE JUDGE KYLE, JANUARY 2006. (ds)
September 1, 2005 Filing 329 CERTIFICATE OF SERVICE by Deutsche Bank A.G. re #323 Memorandum in Opposition to Motion,, #328 Affidavit in Opposition to Motion, on behalf of Deutsche Bank Securities, Inc., Deutsche Bank Canada and Deutsche Bank Securities Limited (Minkler, Erin)
September 1, 2005 Filing 328 AFFIDAVIT of James H.R. Windels in OPPOSITION TO #285 MOTION to Exclude Expert Report and Testimony of Peter Horowitz on behalf of Deutsche Bank Securities, Inc., Deutsche Bank Canada and Deutsche Bank Securities Limited filed by Deutsche Bank A.G.. (Minkler, Erin)
September 1, 2005 Filing 327 MEMORANDUM in Opposition re #311 MOTION to Exclude Certain Testimony by Mary D. Jepperson by Deutsche Bank Securities, Inc., Deutsche Bank Canada, Deutsche Bank Securities Limited and, #313 MOTION to Exclude the Expert Testimony of Jane D. Nettesheim and Dr. Robert Comment by Deutsche Bank Securities, Inc., Deutsche Bank Canada, Deutsche Bank Securities Limited and, #304 MOTION to Exclude the Expert Testimony of Anthony Leitner, Mary Beach and Robert Lowry by Deutsche Bank Securities, Inc., Deutsche Bank Canada, Deutsche Bank Securities Limited by Corrected filed by CIBC World Markets, Inc. (Luger, Andrew)
September 1, 2005 Filing 326 CERTIFICATE OF SERVICE by CIBC World Markets, Inc re #324 Memorandum in Opposition to Motion,,, #325 LR7.1 Word Count Compliance Certificate (Attachments: #1)(Luger, Andrew)
September 1, 2005 Filing 325 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by CIBC World Markets, Inc re #324 Memorandum in Opposition to Motion,, filed by CIBC World Markets, Inc. (Luger, Andrew)
September 1, 2005 Filing 324 DOCUMENT FILED IN ERROR, WILL RE-FILE. MEMORANDUM in Opposition re #311 MOTION to Exclude Certain Testimony by Mary D. Jepperson by Deutsche Bank Securities, Inc., Deutsche Bank Canada, Deutsche Bank Securities Limited and, #313 MOTION to Exclude the Expert Testimony of Jane D. Nettesheim and Dr. Robert Comment by Deutsche Bank Securities, Inc., Deutsche Bank Canada, Deutsche Bank Securities Limited and, #304 MOTION to Exclude the Expert Testimony of Anthony Leitner, Mary Beach and Robert Lowry by Deutsche Bank Securities, Inc., Deutsche Bank Canada, Deutsche Bank Securities Limited by filed by CIBC World Markets, Inc. (Luger, Andrew) Modified on 9/1/2005 (JME).
September 1, 2005 Filing 323 MEMORANDUM in Opposition re #285 MOTION to Exclude Expert Report and Testimony of Peter Horowitz of Deutsche Bank Securities, Inc., Deutsche Bank Canada and Deutsche Bank Securities Limited filed by Deutsche Bank A.G.. (Attachments: #1 LR7.1 Word Count Compliance Certificate)(Minkler, Erin)
August 25, 2005 Opinion or Order Filing 322 AMENDED PRETRIAL SCHEDULING ORDER: Ready for trial due by 1/3/2006. Signed by Magistrate Judge Arthur J Boylan on 8/24/05. (GJS)
August 1, 2005 Filing 321 CERTIFICATE OF SERVICE by Deutsche Bank A.G. re #311 MOTION to Exclude Certain Testimony by Mary D. Jepperson by Deutsche Bank Securities, Inc., Deutsche Bank Canada, Deutsche Bank Securities Limited and, #313 MOTION to Exclude the Expert Testimony of Jane D. Nettesheim and Dr. Robert Comment by Deutsche Bank Securities, Inc., Deutsche Bank Canada, Deutsche Bank Securities Limited and, #304 MOTION to Exclude the Expert Testimony of Anthony Leitner, Mary Beach and Robert Lowry by Deutsche Bank Securities, Inc., Deutsche Bank Canada, Deutsche Bank Securities Limited by (Minkler, Erin)
August 1, 2005 Filing 320 EXHIBIT re #315 Affidavit in Support of Motion,,, Index by Deutsche Bank A.G. filed by Deutsche Bank A.G.. (Minkler, Erin)
August 1, 2005 Filing 319 EXHIBIT re #315 Affidavit in Support of Motion,,, 12 (Filed Under Seal) by Deutsche Bank A.G. filed by Deutsche Bank A.G.. (Minkler, Erin)RECEIVED SEALED DOCUMENT ON 8/2/05 Modified on 8/3/2005 (GJS)
August 1, 2005 Filing 318 EXHIBIT re #315 Affidavit in Support of Motion,,, 11 (Filed Under Seal) by Deutsche Bank A.G. filed by Deutsche Bank A.G. (Minkler, Erin) RECEIVED SEALED DOCUMENT ON 8/2/05 Modified on 8/3/2005 (GJS).
August 1, 2005 Filing 317 EXHIBIT re #315 Affidavit in Support of Motion,,, by Deutsche Bank A.G. filed by Deutsche Bank A.G.. (Attachments: #1 Exhibit 22#2 Exhibit 23#3 Exhibit 24 Part 1#4 Exhibit 24 Part 2#5 Exhibit 24 Part 3#6 Exhibit 24 Part 4#7 Exhibit 25)(Minkler, Erin)
August 1, 2005 Filing 316 EXHIBIT re #315 Affidavit in Support of Motion,,, by Deutsche Bank A.G. filed by Deutsche Bank A.G.. (Attachments: #1 Exhibit 15#2 Exhibit 16#3 Exhibit 17#4 Exhibit 18#5 Exhibit 19#6 Exhibit 20 Part 1#7 Exhibit 20 Part 2#8 Exhibit 20 Part 3)(Minkler, Erin)
August 1, 2005 Filing 315 AFFIDAVIT of James H.R. Windels in SUPPORT OF #311 MOTION to Exclude Certain Testimony by Mary D. Jepperson by Deutsche Bank Securities, Inc., Deutsche Bank Canada, Deutsche Bank Securities Limited and, #313 MOTION to Exclude the Expert Testimony of Jane D. Nettesheim and Dr. Robert Comment by Deutsche Bank Securities, Inc., Deutsche Bank Canada, Deutsche Bank Securities Limited and, #304 MOTION to Exclude the Expert Testimony of Anthony Leitner, Mary Beach and Robert Lowry by Deutsche Bank Securities, Inc., Deutsche Bank Canada, Deutsche Bank Securities Limited by filed by Deutsche Bank A.G.. (Attachments: #1 Exhibit 1#2 Exhibit 2#3 Exhibit 3#4 Exhibit 4#5 Exhibit 5#6 Exhibit 6#7 Exhibit 7#8 Exhibit 8#9 Exhibit 9#10 Exhibit 10#11 Exhibit 13)(Minkler, Erin)
August 1, 2005 Filing 314 MEMORANDUM in Support re #313 MOTION to Exclude the Expert Testimony of Jane D. Nettesheim and Dr. Robert Comment by Deutsche Bank Securities, Inc., Deutsche Bank Canada, Deutsche Bank Securities Limited and filed by Deutsche Bank A.G.. (Attachments: #1 LR7.1 Word Count Compliance Certificate)(Minkler, Erin)
August 1, 2005 Filing 313 MOTION to Exclude the Expert Testimony of Jane D. Nettesheim and Dr. Robert Comment by Deutsche Bank Securities, Inc., Deutsche Bank Canada, Deutsche Bank Securities Limited and by Deutsche Bank A.G.. (Minkler, Erin)
August 1, 2005 Filing 312 MEMORANDUM in Support re #311 MOTION to Exclude Certain Testimony by Mary D. Jepperson by Deutsche Bank Securities, Inc., Deutsche Bank Canada, Deutsche Bank Securities Limited and filed by Deutsche Bank A.G.. (Attachments: #1 LR7.1 Word Count Compliance Certificate)(Minkler, Erin)
August 1, 2005 Filing 311 MOTION to Exclude Certain Testimony by Mary D. Jepperson by Deutsche Bank Securities, Inc., Deutsche Bank Canada, Deutsche Bank Securities Limited and by Deutsche Bank A.G.. (Minkler, Erin)
August 1, 2005 Filing 310 CERTIFICATE OF SERVICE by CIBC World Markets, Inc for Proposed Order on Joinder Motion (Attachments: #1)(Luger, Andrew)
August 1, 2005 Filing 309 CERTIFICATE OF SERVICE by CIBC World Markets, Inc re #306 MOTION for Joinder, #307 Memorandum in Support of Motion, #308 LR7.1 Word Count Compliance Certificate (Attachments: #1)(Luger, Andrew)
August 1, 2005 Filing 308 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by CIBC World Markets, Inc re #307 Memorandum in Support of Motion filed by CIBC World Markets, Inc. (Luger, Andrew)
August 1, 2005 Filing 307 MEMORANDUM in Support re #306 MOTION for Joinder filed by CIBC World Markets, Inc. (Luger, Andrew)
August 1, 2005 Filing 306 MOTION for Joinder by CIBC World Markets, Inc. (Luger, Andrew)
August 1, 2005 Filing 305 MEMORANDUM in Support re #304 MOTION to Exclude the Expert Testimony of Anthony Leitner, Mary Beach and Robert Lowry by Deutsche Bank Securities, Inc., Deutsche Bank Canada, Deutsche Bank Securities Limited by filed by Deutsche Bank A.G.. (Attachments: #1 LR7.1 Word Count Compliance Certificate)(Minkler, Erin)
August 1, 2005 Filing 304 MOTION to Exclude the Expert Testimony of Anthony Leitner, Mary Beach and Robert Lowry by Deutsche Bank Securities, Inc., Deutsche Bank Canada, Deutsche Bank Securities Limited by by Deutsche Bank A.G.. (Minkler, Erin)
July 26, 2005 Opinion or Order Filing 303 ORDER re #294 Stipulation. (Written Opinion). Signed by Judge Richard H. Kyle on 07/26/05. (rhks)
July 25, 2005 Opinion or Order Filing 302 ORDER CONTINUING the August 5, 2005 hearing date until further Order of the Court. (Written Opinion). Signed by Judge Richard H. Kyle on 07/25/05. (rhks)
July 22, 2005 Filing 301 CERTIFICATE OF SERVICE by CIBC World Markets, Inc re #300 Memorandum in Opposition to Motion, (Synopsis to Memorandum) (Attachments: #1)(Luger, Andrew)
July 22, 2005 Filing 300 MEMORANDUM in Opposition re #225 MOTION for Partial Summary Judgment Dismissing Claims for Punitive Damages and New Jersey RICO, #245 MOTION for Summary Judgment, #228 MOTION for Summary Judgment filed by CIBC World Markets, Inc. (Luger, Andrew)
July 22, 2005 Filing 299 CERTIFICATE OF SERVICE by Deutsche Bank A.G. re #298 Report (Minkler, Erin)
July 22, 2005 Filing 298 REPORT Synopses of Memoranda of Law of The Deutsche Bank Defendants in Support of and in Opposition to Motions for Summary Judgment by Deutsche Bank A.G.. (Minkler, Erin)
July 22, 2005 Filing 297 BRIEF re #228 MOTION for Summary Judgment (Synopsis of Defendant Wayne Breedon's Reply Memorandum of Law in Further Support of His Omnibus Motion for Partial Summary Judgment) filed by Wayne Breedon. (Attachments: #1 Affidavit of Service)(Kimker, Teresa)
July 22, 2005 Filing 296 BRIEF re #228 MOTION for Summary Judgment (Synopsis of Defendant Wayne Breedon's Memorandum of Law in Support of His Omnibus Motion for Partial Summary Judgment) filed by Wayne Breedon. (Attachments: #1 Affidavit of Service)(Kimker, Teresa)
July 22, 2005 Filing 295 CERTIFICATE OF SERVICE by Deutsche Bank A.G. re #294 Stipulation Regarding Expert Motions (Minkler, Erin)
July 22, 2005 Filing 294 STIPULATION Regarding Expert Motions filed on behalf of Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited, Ferris, Baker Watts, Stephenson, CIBC World Markets, and by Deutsche Bank A.G.. (Minkler, Erin)
July 21, 2005 Filing 293 CERTIFICATE OF SERVICE by CIBC World Markets, Inc re #291 Notice of Hearing on Motion, #285 MOTION to Exclude Expert Report and Testimony of Peter Horowitz, #287 Memorandum in Support of Motion, #292 LR7.1 Word Count Compliance Certificate (Attachments: #1)(Luger, Andrew)
July 21, 2005 Filing 292 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by CIBC World Markets, Inc re #287 Memorandum in Support of Motion filed by CIBC World Markets, Inc. (Luger, Andrew)
July 21, 2005 Filing 291 NOTICE of Hearing on Motion #285 MOTION to Exclude Expert Report and Testimony of Peter Horowitz: Motion Hearing set for 8/5/2005 08:00 AM before Senior Judge Richard H Kyle. (Luger, Andrew)
July 20, 2005 Filing 290 CERTIFICATE OF SERVICE by CIBC World Markets, Inc for Proposed Order on Motion to Exclude Expert Report and Testimony (Attachments: #1)(Luger, Andrew)
July 20, 2005 Filing 289 ***DOCUMENT FILING ERROR - to be refiled*** CERTIFICATE OF SERVICE by CIBC World Markets, Inc re #285 MOTION to Exclude Expert Report and Testimony of Peter Horowitz, #286 Notice of Hearing on Motion, #287 Memorandum in Support of Motion, #288 LR7.1 Word Count Compliance Certificate (Attachments: #1)(Luger, Andrew) Modified on 7/21/2005 (gjs).
July 20, 2005 Filing 288 ***DOCUMENT FILING ERROR - to be refiled***LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by CIBC World Markets, Inc re #287 Memorandum in Support of Motion filed by CIBC World Markets, Inc. (Luger, Andrew) Modified on 7/21/2005 (gjs).
July 20, 2005 Filing 287 MEMORANDUM in Support re #285 MOTION to Exclude Expert Report and Testimony of Peter Horowitz filed by CIBC World Markets, Inc. (Luger, Andrew)
July 20, 2005 Filing 286 ***DOCUMENT FILING ERROR - to be refiled*** NOTICE of Hearing on Motion #285 MOTION to Exclude Expert Report and Testimony of Peter Horowitz: (Luger, Andrew) Modified on 7/21/2005 (gjs).
July 20, 2005 Filing 285 MOTION to Exclude Expert Report and Testimony of Peter Horowitz by CIBC World Markets, Inc. (Luger, Andrew)
July 15, 2005 Filing 284 CERTIFICATE OF SERVICE by A. G. Edwards & Sons, Inc. (Fleming, Terrence)
July 15, 2005 Filing 283 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by A. G. Edwards & Sons, Inc. re #282 Memorandum in Opposition to Motion. (Fleming, Terrence)
July 15, 2005 Filing 282 MEMORANDUM in Opposition re #261 MOTION to Consolidate Cases, #252 MOTION to Consolidate Cases, #255 MOTION to Consolidate Cases filed by A. G. Edwards & Sons, Inc.. (Fleming, Terrence)
July 15, 2005 Filing 281 CERTIFICATE OF SERVICE by Deutsche Bank A.G. re #280 Affidavit in Support of Motion,, #277 Reply,, #278 Memorandum in Opposition to Motion by Deutsche Bank Securities, Inc. and Deutsche Bank Securities Limited (Minkler, Erin)
July 15, 2005 Filing 280 AFFIDAVIT of James H.R. Windels in SUPPORT OF #225 MOTION for Partial Summary Judgment Dismissing Claims for Punitive Damages and New Jersey RICO by Deutsche Bank Securities, Inc. and Deutsche Bank Securities Limited filed by Deutsche Bank A.G.. (Attachments: #1 Exhibit 1#2 Exhibit 2#3 Exhibit 3#4 Exhibit 4)(Minkler, Erin)
July 15, 2005 Filing 279 REPLY re #228 MOTION for Summary Judgment filed by Wayne Breedon. (Attachments: #1 LR7.1 Word Count Compliance Certificate #2)(Kimker, Teresa)
July 15, 2005 Filing 278 MEMORANDUM in Opposition re #261 MOTION to Consolidate Cases by Deutsche Bank Securities, Inc. and Deutsche Bank Securities Limited filed by Deutsche Bank A.G.. (Attachments: #1 LR7.1 Word Count Compliance Certificate)(Minkler, Erin)
July 15, 2005 Filing 277 REPLY re #225 MOTION for Partial Summary Judgment Dismissing Claims for Punitive Damages and New Jersey RICO by Deutsche Bank Securities, Inc. and Deutsche Bank Securities Limited filed by Deutsche Bank A.G.. (Attachments: #1 LR7.1 Word Count Compliance Certificate)(Minkler, Erin)
July 13, 2005 Filing 276 EXHIBIT 38 and 39 re #229 Affidavit in Support of Motion,, Delayed Due to Technical Difficulties by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited (Attachments: #1 Exhibit 57-Part 3#2 Exhibit 57-Part 4#3 Exhibit 58-Part 1#4 Exhibit 58-Part 2#5 Exhibit 59-68#6 Exhibit 69-70#7 Exhibit 71#8 Exhibit 72-Part 1#9 Exhibit 72-Part 2#10 Exhibit 73-Part 1#11 Exhibit 73-Part 2#12 Exhibit 74-75#13 Exhibit 76-85#14 Exhibit 86-88#15 Exhibit 89-96#16 Exhibit 97-Part 1#17 Exhibit 97-Part 2#18 Exhibit 98#19 Exhibit 99-101#20 Exhibit 102-103#21 Exhibit 104-Part 1#22 Exhibit 104-Part 2#23 Exhibit 104-Part 3#24 Exhibit 105#25 Exhibit 106#26 Exhibit 107-110)(Minkler, Erin) Modified on 7/14/2005 (jlb). Modified on 7/15/2005 (Conery, Mary Kaye).
July 13, 2005 Opinion or Order Filing 275 ORDER: Each party that has submitted memoranda in support of or in opposition to a motion for summary judgment in the above cases is directed to submit to the Court a synopsis of each memorandum it has filed (the "Synopsis"). The Synopses shall be submitted to the Court by July 22, 2005. (Written Opinion). Signed by Judge Richard H Kyle on 07/13/05.(rhks)
July 1, 2005 Filing 274 CERTIFICATE OF SERVICE by CIBC World Markets, Inc re #271 Memorandum in Opposition to Motion,, #272 Affidavit in Opposition to Motion,,,, #273 LR7.1 Word Count Compliance Certificate (DeCristofaro, Courtney)
July 1, 2005 Filing 273 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by CIBC World Markets, Inc re #271 Memorandum in Opposition to Motion, filed by CIBC World Markets, Inc. (DeCristofaro, Courtney)
July 1, 2005 Filing 272 AFFIDAVIT of Joseph A. Gershman in OPPOSITION TO #245 MOTION for Summary Judgment, #225 MOTION for Partial Summary Judgment Dismissing Claims for Punitive Damages and New Jersey RICO, #228 MOTION for Summary Judgment filed by CIBC World Markets, Inc. (Attachments: #1 Exhibit 1, part 1#2 Exhibit 1, part 2#3 Exhibit 2#4 Exhibit 3 & 4#5 Exhibit 5#6 Exhibit 6#7 Exhibit 7, part 1#8 Exhibit 7, part 2#9 Exhibit 7, part 3#10 Exhibit 7, part 4#11 Exhibit 7, part 5#12 Exhibit 7, part 6#13 Exhibit 7, part 7#14 Exhibit 7, part 8#15 Exhibit 7, part 9#16 Exhibit 8, part 1#17 Exhibit 8, part 2#18 Exhibit 8, part 3#19 Exhibit 8, part 4#20 Exhibit 9, part 1#21 Exhibit 9, part 2#22 Exhibit 9, part 3#23 Exhibit 9, part 4#24 Exhibit 9, part 5#25 Exhibit 10 & 11#26 Exhibit 12#27 Exhibit 13 & 14#28 Exhibit 15 & 16)(DeCristofaro, Courtney)
July 1, 2005 Filing 271 MEMORANDUM in Opposition re #225 MOTION for Partial Summary Judgment Dismissing Claims for Punitive Damages and New Jersey RICO, #245 MOTION for Summary Judgment, #228 MOTION for Summary Judgment filed by CIBC World Markets, Inc. (DeCristofaro, Courtney)
June 24, 2005 Opinion or Order Filing 270 ORDER re #269 Stipulation. The documents produced by PricewaterhouseCoopers LLP ("PwC") in this action and the information contained therein (collectively, "Confidential Information") shall be held confidential if so designated by PwC. The same terms and conditions of the Stipulated Protective Order previously entered into by the parties in Case No. 03-5311, on December 22, 2003, shall apply to the production of documents by PwC (regarding defendant Nomura Securities International, Inc.) produced in response to the subpoena served by plaintiff E*TRADE Securities LLC.. Signed by Judge Arthur J Boylan on 6/23/05. (LJD)
June 23, 2005 Filing 269 STIPULATION Regarding Second Addendum to Stipulated Protective Order by E*Trade Securities LLC. (Attachments: #1 Exhibit A#2 Certificate of Service #3 Service List)(Breyer, K)
June 21, 2005 Filing 268 CERTIFICATE OF SERVICE by Richard Evangelista re #267 Memorandum in Support of Motion (Carey, Michael)
June 21, 2005 Filing 267 MEMORANDUM in Support re #245 MOTION for Summary Judgment [ENTERED TO CORRECT PDF DOCUMENT #247 ONLY] filed by Richard Evangelista. (Carey, Michael)
June 16, 2005 Filing 266 CERTIFICATE OF SERVICE by Nomura Canada, Nomura Securities International, Reed, Scott re #261 MOTION to Consolidate Cases, #262 Notice of Hearing on Motion, #263 Memorandum in Support of Motion, #264 Declaration in Support (Bryden, Daniel)
June 15, 2005 Filing 265 EXHIBIT re #253 Memorandum in Support of Motion (Proposed) Special Verdict Form by all Deutsche Bank Parties (Minkler, Erin) Modified text on 6/16/2005 (LJD).
June 15, 2005 Filing 264 Declaration of Daniel Bryden in Support of #261 MOTION to Consolidate Cases filed by Nomura Canada, Nomura Securities International, Reed, Scott. (Bryden, Daniel). SEALED DOCUMENTS RECEIVED ON 6/15/05. Modified text on 6/16/2005 (LJD). (Additional attachment(s) added on 7/27/2020: #1 Main Document) (CLC).
June 15, 2005 Filing 263 MEMORANDUM in Support re #261 MOTION to Consolidate Cases filed by Nomura Canada, Nomura Securities International, Reed, Scott. (Attachments: #1 LR7.1 Word Count Compliance Certificate)(Bryden, Daniel) SEALED DOCUMENTS RECEIVED ON 6/15/05. Modified text on 6/16/2005 (LJD). (Additional attachment(s) added on 7/27/2020: #2 Main Document) (CLC).
June 15, 2005 Filing 262 NOTICE of Hearing on Motion #261 MOTION to Consolidate Cases: No hearing date set. (Bryden, Daniel) SEALED DOCUMENTS RECEIVED ON 6/15/05. Modified text on 6/16/2005 (LJD). (Additional attachment(s) added on 7/27/2020: #1 Main Document) (CLC).
June 15, 2005 Filing 261 MOTION to Consolidate Cases by Nomura Canada, Nomura Securities International, Reed, Scott. (Bryden, Daniel). SEALED DOCUMENTS RECEIVED ON 6/15/05. Modified text on 6/16/2005 (LJD). (Additional attachment(s) added on 7/27/2020: #1 Main Document) (CLC).
June 15, 2005 Filing 260 CERTIFICATE OF SERVICE by CIBC World Markets, Inc for Proposed Order on Motion to Consolidate (Blair, H)
June 15, 2005 Filing 259 CERTIFICATE OF SERVICE by CIBC World Markets, Inc re #256 Notice of Hearing on Motion, #257 Memorandum in Support of Motion, #258 LR7.1 Word Count Compliance Certificate, #255 MOTION to Consolidate Cases (Attachments: #1Service List)(Blair, H) Modified text on 6/16/2005 (LJD).
June 15, 2005 Filing 258 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by CIBC World Markets, Inc re #257 Memorandum in Support of Motion filed by CIBC World Markets, Inc. (Blair, H)
June 15, 2005 Filing 257 MEMORANDUM in Support re #255 MOTION to Consolidate Cases filed by CIBC World Markets, Inc. (Blair, H)
June 15, 2005 Filing 256 NOTICE of Hearing on Motion #255 MOTION to Consolidate Cases: (Blair, H)
June 15, 2005 Filing 255 MOTION to Consolidate Cases by CIBC World Markets, Inc. (Blair, H)
June 15, 2005 Filing 254 CERTIFICATE OF SERVICE by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited re #252 MOTION to Consolidate Cases, #253 MEMORANDUM, #265 EXHIBIT (Minkler, Erin) Modified text on 6/16/2005 (LJD).
June 15, 2005 Filing 253 MEMORANDUM in Support re #252 MOTION to Consolidate Cases filed by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited. (Minkler, Erin)
June 15, 2005 Filing 252 MOTION to Consolidate Cases by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited. (Minkler, Erin)
June 14, 2005 Opinion or Order Filing 251 ORDER AMENDING the dispositive motion briefing and hearing schedule. (Written Opinion). Signed by Judge Richard H. Kyle on 06/14/05. (rhks)
June 3, 2005 Filing 250 CERTIFICATE OF SERVICE by Wayne Breedon re #228 MOTION for Summary Judgment, #230 Notice of Hearing on Motion, #231 Affidavit in Support of Motion, #233 Memorandum in Support of Motion, #243 LR7.1 Word Count Compliance Certificate, #244 Exhibit,,,,, #234 Certificate of Service (Amended) (Kimker, Teresa)
June 3, 2005 Filing 249 AFFIDAVIT of Service by Richard Evangelista re #248 Declaration in Support, #245 MOTION for Summary Judgment, #246 Notice of Hearing on Motion, #247 Memorandum in Support of Motion, CERTIFICATE OF SERVICE by Richard Evangelista re #248 Declaration in Support, #245 MOTION for Summary Judgment, #246 Notice of Hearing on Motion, #247 Memorandum in Support of Motion (Attachments: #1 Certificate of Service)(Carey, Michael)
June 1, 2005 Filing 248 Declaration of Natasha P. Concepcion in Support of #245 MOTION for Summary Judgment filed by Richard Evangelista. (Carey, Michael)
June 1, 2005 Filing 247 DOCUMENT FILED IN ERROR. PAGES MISSING. WILL BE RE-FILED. SEE DOCUMENT NO. #267 MEMORANDUM in Support re #245 MOTION for Summary Judgment filed by Richard Evangelista. (Carey, Michael) ENTERED IN ERROR- PDF DOCUMENT MISSING PAGES. Modified on 6/21/2005 ( LPHa, ). Modified text on 6/22/2005 (LJD).
June 1, 2005 Filing 246 NOTICE of Hearing on Motion #245 MOTION for Summary Judgment: Motion Hearing set for 7/15/2005 08:00 AM before Senior Judge Richard H Kyle. (Carey, Michael)
June 1, 2005 Filing 245 MOTION for Summary Judgment. (Carey, Michael)
June 1, 2005 Filing 244 EXHIBIT INDEX re #231 Affidavit in Support of Motion for Summary Judgment by Wayne Breedon filed by Wayne Breedon. (Attachments: #1 Exhibit 1-2#2 Exhibit 3 part 1 of 5#3 Exhibit 3 part 2 of 5#4 Exhibit 3 part 3 of 5#5 Exhibit 3 part 4 of 5#6 Exhibit 3 part 5 of 5#7 Exhibit 4-6#8 Exhibit 7 part 1 of 2#9 Exhibit 7 part 2 of 2#10 Exhibit 8#11 Exhibit 9 part 1 of 4#12 Exhibit 9 part 2 of 4#13 Exhibit 9 part 3 of 4#14 Exhibit 9 part 4 of 4#15 Exhibit 10-12#16 Exhibit 13#17 Exhibit 14-20#18 Exhibit 21-24#19 Exhibits 25-30#20 Exhibit 31 part 1 of 2#21 Exhibit 31 part 2 of 2#22 Exhibit 32-35#23 Exhibit 36#24 Exhibit 37 part 1 of 4#25 Exhibit 37 part 2 of 4#26 Exhibit 37 part 3 of 4#27 Exhibit Exhibit 37 part 4 of 4#28 Exhibit 38-40#29 Exhibit 41#30 Exhibit 42-45#31 Exhibit 46-48#32 Exhibit 49-53)(Reid, Courtney) Modified text on 6/6/2005 (LJD).
June 1, 2005 Filing 243 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by Wayne Breedon re #233 Memorandum in Support of Motion filed by Wayne Breedon. (Kimker, Teresa)
May 31, 2005 Filing 242 CERTIFICATE OF SERVICE by all Deutsche Bank Parties re #225 MOTION for Partial Summary Judgment Dismissing Claims for Punitive Damages and New Jersey RICO, #226 NOTICE of Hearing on Motion, #227 MEMORANDUM, #229 AFFIDAVIT, #232 EXHIBITS, #235 - #241 EXHIBITS (Minkler, Erin) Modified links and text on 6/27/2005 (LJD).
May 31, 2005 Filing 241 EXHIBIT re #229 Affidavit in Support of Motion,, for Partial Summary Judgment Dismissing Clams for Punitive Damages and New Jersey RICO -- INDEX OF EXHIBITS by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited. (Minkler, Erin)
May 31, 2005 Filing 240 EXHIBIT re #229 Affidavit in Support of Motion,, for Partial Summary Judgment Dismissing Claims for Punitive Damages and New Jersey RICO -- DISK OF AUDIO CALLS (Under Seal) by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited. (Minkler, Erin) SEALED DOCUMENTS RECEIVED IN CLERK'S OFFICE ON 5/31/05. (JLV)
May 31, 2005 Filing 239 EXHIBIT re #229 Affidavit in Support of Motion,, for Partial Summary Judgment Dismissing Claims for Punitive Damages and New Jersey RICO -- Exhibit D (Under Seal) by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited. (Minkler, Erin) SEALED DOCUMENTS RECEIVED IN CLERK'S OFFICE ON 5/31/05. (JLV)
May 31, 2005 Filing 238 EXHIBIT re #229 Affidavit in Support of Motion,, for Partial Summary Judgment Dismissing Claims for Punitive Damages and New Jersey RICO -- Exhibit C (Under Seal) by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited. (Minkler, Erin) SEALED DOCUMENTS RECEIVED IN CLERK'S OFFICE ON 5/31/05. (JLV)
May 31, 2005 Filing 237 EXHIBIT re #229 Affidavit in Support of Motion,, for Partial Summary Judgment Dismissing Claims for Punitive Damages and New Jersey RICO -- Exhibit B (Under Seal) by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited. (Minkler, Erin) SEALED DOCUMENTS RECEIVED IN CLERK'S OFFICE ON 5/31/05. (JLV)
May 31, 2005 Filing 236 EXHIBIT re #229 Affidavit in Support of Motion,, for Partial Summary Judgment Dismissing Claims for Punitive Damages and New Jersey RICO -- Exhibit A (Under Seal) by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited. (Minkler, Erin) SEALED DOCUMENTS RECEIVED IN CLERK'S OFFICE ON 5/31/05. (JLV)
May 31, 2005 Filing 235 EXHIBIT re #229 Affidavit in Support of Motion,, for Partial Summary Judgment Dismissing Claims for Punitive Damages and New Jersey RICO by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited. (Attachments: #1 Exhibit 111-112#2 Exhibit 113-115#3 Exhibit 116-118#4 Exhibit 119-122#5 Exhibit 123-Part 1#6 Exhibit 123-Part 2#7 Exhibit 124#8 Exhibit 125-Part 1#9 Exhibit 125-Part 2#10 Exhibit 126#11 Exhibit 127-Part 1#12 Exhibit 127-Part 2#13 Exhibit 128-141#14 Exhibit 142-144#15 Exhibit 145-152#16 Exhibit 153-156)(Minkler, Erin)
May 31, 2005 Filing 234 CERTIFICATE OF SERVICE by Wayne Breedon re #228 MOTION for Summary Judgment, #230 Notice of Hearing on Motion, #231 Affidavit in Support of Motion, #233 Memorandum in Support of Motion (Kimker, Teresa)
May 31, 2005 Filing 233 MEMORANDUM in Support re #228 MOTION for Summary Judgment filed by Wayne Breedon. (Attachments: #1 LR7.1 Word Count Compliance Certificate)(Kimker, Teresa) Modified text on 6/27/2005 (LJD).
May 31, 2005 Filing 232 EXHIBIT re #229 Affidavit in Support of Motion,, for Partial Summary Judgment Dismissing Claims for Punitive Damages and New Jersey RICO by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited. (Attachments: #1 Exhibit 40-Part 1#2 Exhibit 40-Part 2#3 Exhibit 40-Part 3#4 Exhibit 40-Part 4#5 Exhibit 40-Part 5#6 Exhibit 41#7 Exhibit 42-Part 1#8 Exhibit 42-Part 2#9 Exhibit 42-Part 3#10 Exhibit 42-Part 4#11 Exhibit 42-Part 5#12 Exhibit 43-49#13 Exhibit 50#14 Exhibit 51#15 Exhibit 52#16 Exhibit 53-Part 1#17 Exhibit 53-Part 2#18 Exhibit 54#19 Exhibit 55-Part 1#20 Exhibit 55-Part 2#21 Exhibit 56#22 Exhibit 57-Part 1#23 Exhibit 57-Part 2)(Minkler, Erin)
May 31, 2005 Filing 231 AFFIDAVIT of Teresa J. Kimker in SUPPORT OF #228 MOTION for Summary Judgment filed by Wayne Breedon. (Kimker, Teresa)
May 31, 2005 Filing 230 NOTICE of Hearing on Motion #228 MOTION for Summary Judgment: Motion Hearing set for 7/15/2005 08:00 AM before Senior Judge Richard H Kyle. (Kimker, Teresa)
May 31, 2005 Filing 229 AFFIDAVIT of James H.R. Windels in SUPPORT OF #225 MOTION for Partial Summary Judgment Dismissing Claims for Punitive Damages and New Jersey RICO filed by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited. (Attachments: #1 Exhibit 1-8#2 Exhibit 9#3 Exhibit 10-Part 1#4 Exhibit 10-Part 2#5 Exhibit 11-15#6 Exhibit 16#7 Exhibit 17#8 Exhibit 18#9 Exhibit 19#10 Exhibit 20#11 Exhibit 21-22#12 Exhibit 23-Part 1#13 Exhibit 23-Part 2#14 Exhibit 23-Part 3#15 Exhibit 23-Part 4#16 Exhibit 24-25#17 Exhibit 26-31-Part 1#18 Exhibit 31-Part 2-34#19 Exhibit 35-36#20 Exhibit 37-Part 1#21 Exhibit 37-Part 2)(Minkler, Erin)
May 31, 2005 Filing 228 MOTION for Summary Judgment by Wayne Breedon. (Kimker, Teresa)
May 31, 2005 Filing 227 MEMORANDUM in Support re #225 MOTION for Partial Summary Judgment Dismissing Claims for Punitive Damages and New Jersey RICO filed by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited. (Attachments: #1 LR7.1 Word Count Compliance Certificate)(Minkler, Erin)
May 31, 2005 Filing 226 NOTICE of Hearing on Motion re #225 MOTION for Partial Summary Judgment: Motion Hearing set for 7/15/05 at 8:00 am in St Paul - Courtroom 4 before Senior Judge Richard H Kyle. (Minkler, Erin) Modified text on 6/23/2005 (LJD).
May 31, 2005 Filing 225 MOTION for Partial Summary Judgment Dismissing Claims for Punitive Damages and New Jersey RICO by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited. (Minkler, Erin)
May 27, 2005 Opinion or Order Filing 224 ORDER GRANTING #222 Motion in its entirety and Deutsche Bank may file three separate memoranda of law in support of summary judgment. (Written Opinion). Signed by Judge Richard H. Kyle on 05/27/05. (rhks) Modified document type on 5/31/2005 (LJD).
May 24, 2005 Filing 223 CERTIFICATE OF SERVICE by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited re #222 MOTION for Leave to File Excess Pages for Motions for Summary Judgment (Minkler, Erin)
May 24, 2005 Filing 222 MOTION for Leave to File Excess Pages for Motions for Summary Judgment by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited. (Minkler, Erin)
May 23, 2005 Opinion or Order Filing 221 ORDER granting in part #220 Motion to File an Omnibus Summary Judgment Motion and Expand Word Count Limits. (Written Opinion). Signed by Judge Richard H. Kyle on 05/23/05. (rhks) Modified text on 5/23/2005 (LJD).
May 20, 2005 Filing 220 MOTION for Summary Judgment (Omnibus) and to Expand Word Count Limits by Wayne Breedon. (Attachments: #1 Affidavit of Service)(Reid, Courtney)
May 16, 2005 Opinion or Order Filing 219 Pretrial Scheduling ORDER. Ready for trial on or after 1/3/2006. Signed by Magistrate Judge Arthur J Boylan on 5/16/05. (LJD)
May 9, 2005 Opinion or Order Filing 218 ORDER pursuant to a letter from E*TRADE Securities, LLC, wherein E*TRADE has requested that the parties be allowed to provide their comments to the submitted proposed pre-trial schedule of the Trustee for the estate of MJK Clearing on or before Friday, May 13, 2005. The Court after reviewing said request hereby grants the parties until Friday May 13, 2005, to submit any comments and/or possible alternative dates for a proposed pre-trial schedule. Signed by Magistrate Judge Arthur J Boylan on 5/9/05. (LJD)
May 6, 2005 Opinion or Order Filing 217 ORDER 1. Stephenson's Motion for a Certification of Facts and an Order to Show Cause [Docket No. 276] (02-4845 RHK/AJB ONLY) is granted; 2. The above recited facts are certified to the district court; and 3. Kenneth D'Angelo shall appear before the district court, the Honorable Richard H. Kyle, District Judge for the United States District Court, District of Minnesota, Courtroom 4, 316 North Robert Street, St. Paul MN 55101 on May 18, 2005, at 9:00 a.m. C.D.T. Signed by Magistrate Judge Arthur J Boylan on 5/6/05. (LJD)
May 3, 2005 Filing 216 Minute Entry for proceedings held before Magistrate Judge Arthur J Boylan : Civil Motion Hearing held on 5/3/2005. Plaintiff's Motion for a Certification of Facts and an Order to Show Cause Pursuant to 28 U.S.C. sec. 636(e)(6)[Docket No.276] (02-4845 RHK/AJB ONLY) is taken under advisement and a response from the court will be forthcoming. (LJD)
April 26, 2005 Opinion or Order Filing 215 ORDER that Scott Reed's request for an extension of time be GRANTED. Reed shall respond on or before May 4, 2005; 4:30 p.m. CDT. Signed by Magistrate Judge Arthur J Boylan on 4/26/05. (akl)
April 21, 2005 Filing 214 Minute Entry for proceedings held before Magistrate Judge Arthur J Boylan : Telephone Conference held on 4/21/2005. Plaintiffs shall identify the expert to defendants by 4:30 p.m., Friday, April 22, 2005. The identified experts' report shall be served by 4:30 p.m., Monday, April 25, 2005. (LJD)
April 15, 2005 Filing 213 CERTIFICATE OF SERVICE by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited re #212 MOTION for Admission Pro Hac Vice for Jenna B. Kiziah (Fisher, Heidi)
April 15, 2005 TEXT ONLY ENTRY - ORDER granting #212 Motion for Admission Pro Hac Vice of attorney Jenna B Kiziah for Deutsche Bank Securities Limited; Deutsche Bank A.G. and Deutsche Bank Securities, Inc. Fee paid; receipt number 434817. Approved by Clerk Richard D Sletten on 4/15/05. (MMC)
April 14, 2005 Filing 212 MOTION for Admission Pro Hac Vice for Jenna B. Kiziah by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited. (Fisher, Heidi)
April 13, 2005 Opinion or Order Filing 211 ORDER granting #207 Motion to Amend the Fourth Amended Pretrial Scheduling Order. The hearing on dispositive motions shall be held on July 15, 2005 at 8:00 a.m.. Signed by Magistrate Judge Arthur J Boylan on 4/13/05. (LJD)
April 8, 2005 Filing 210 CERTIFICATE OF SERVICE by all Deutsche Bank Parties re #207 MOTION to Amend the Fourth Amended #125 Pretrial Scheduling Order (Minkler, Erin) Modified text on 4/11/2005 (LJD).
April 8, 2005 Filing 209 MEMORANDUM in Support re #207 MOTION to Amend the Fourth Amended #125 Pretrial Scheduling Order filed by all Deutsche Bank Parties. (Minkler, Erin) Modified text on 4/11/2005 (LJD).
April 8, 2005 Filing 208 NOTICE by all Deutsche Bank Parties re #207 MOTION to Amend the Fourth Amended #125 Pretrial Scheduling Order (Minkler, Erin) Modified text on 4/11/2005 (LJD).
April 8, 2005 Filing 207 MOTION to Amend the Fourth Amended #125 Pretrial Scheduling Order by all Deutsche Bank Parties. (Minkler, Erin) Modified text on 4/11/2005 (LJD).
March 16, 2005 Opinion or Order Filing 206 ORDER granting the Motion to Compel the deposition of Defendant Kenneth D'Angelo (filed in case 02-4845 RHK/AJB). Signed by Magistrate Judge Arthur J Boylan on 3/15/05. (LJD)
March 9, 2005 Filing 205 CERTIFICATE OF SERVICE by all Deutsche Bank Parties re #204 Notice (Other) (Minkler, Erin) Modified text on 3/10/2005 (LJD).
March 9, 2005 Filing 204 NOTICE by all Deutsche Bank Parties of Withdrawal of Counsel (Minkler, Erin) Modified text on 3/10/2005 (LJD).
March 8, 2005 Filing 203 CERTIFICATE OF SERVICE by all Deutsche Bank Parties re #202 Notice (Other) of Withdrawal of Counsel (Minkler, Erin) Modified text on 3/9/2005 (LJD).
March 8, 2005 Filing 202 NOTICE by all Deutsche Bank Parties of Withdrawal of Counsel (Minkler, Erin) Modified text on 3/9/2005 (LJD).
March 2, 2005 Opinion or Order Filing 201 ORDER re Letters of Request #195 , #196 , #197 . The Court has no objection to the Letters of Request being enforced, and the discovery requested therein taking place, after the February 19, 2005 fact discovery cutoff. Signed by Magistrate Judge Arthur J Boylan on 3/2/05. (LJD)
February 24, 2005 Opinion or Order Filing 200 ORDER granting the Motion to Extend Time to depose William E Curtis, filed in Case no. 02-cv-4845, Document No. 234. The deposition of William E Curtis shall be taken no later than March 11, 2005. Signed by Magistrate Judge Arthur J Boylan on 2/23/05. (LJD)
February 23, 2005 Opinion or Order Filing 199 ORDER that the Plaintiff's in this action request that they be allowed to complete the deposition of Courtney Smith after the February 18, 2005 deadline as imposed under this court's Pre-Trial Scheduling Order. Based on counsel's representations to the court, the court has no objection to Smith's deposition taking place on March 17, 2005. Signed by Magistrate Judge Arthur J Boylan on 2/22/05. (LJD)
February 18, 2005 Opinion or Order Filing 198 ORDER that the Court has no objection to the parties' agreement to conduct the specified depositions and additional discovery beyond the discovery deadline date as long as the extension does not affect other dates in the scheduling order. Signed by Magistrate Judge Arthur J Boylan on 2/17/05. (LJD)
February 1, 2005 Opinion or Order Filing 197 ORDER re #193 Stipulation filed by E*Trade Securities LLC, authorizing issuance of letter of request (National Bank Financial). Signed by Magistrate Judge Arthur J Boylan on 1/26/05. (LJD)
February 1, 2005 Opinion or Order Filing 196 ORDER re #192 Stipulation filed by E*Trade Securities LLC, authorizing issuance of letter of request (Franklyn McRae). Signed by Magistrate Judge Arthur J Boylan on 1/26/05. (LJD)
February 1, 2005 Opinion or Order Filing 195 ORDER re #191 Stipulation filed by E*Trade Securities LLC, authorizing issuance of letter of request (Simon Fallon). Signed by Magistrate Judge Arthur J Boylan on 1/26/05. (LJD)
January 31, 2005 Filing 194 CERTIFICATE OF SERVICE by E*Trade Securities LLC (Attachments: #1 Service List)(Jamison, Thomas)
January 31, 2005 Filing 193 STIPULATION for Issuance of Letter of Request (National Bank Financial) by E*Trade Securities LLC. (Attachments: #1 Exhibit)(Jamison, Thomas)
January 31, 2005 Filing 192 STIPULATION for Issuance of Letter of Request (Franklyn McRae) by E*Trade Securities LLC. (Attachments: #1 Exhibit)(Jamison, Thomas)
January 31, 2005 Filing 191 STIPULATION for Issuance of Letter of Request (Simon Fallon) by E*Trade Securities LLC. (Attachments: #1 Exhibit)(Jamison, Thomas)
January 31, 2005 Filing 190 CERTIFICATE OF SERVICE by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited re #189 Notice of Appearance (Minkler, Erin)
January 31, 2005 Filing 189 NOTICE of Appearance by Erin J Minkler on behalf of Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited (Minkler, Erin)
January 20, 2005 Filing 188 VACATED: JUDGMENT by Default on the issue of liability.(LJD) Judgment by Default (entered on 01/20/2005) is VACATED pursuant to #519 ORDER OF DISMISSAL AND ORDER VACATING JUDGMENT. Modified docket text on 5/5/2010 (TSS).
January 20, 2005 Opinion or Order Filing 187 ORDER re #175 Motion for Default Judgment: Default Judgment be entered on the issue of liability against defendant Ramy El-Batrawi. Signed by Judge Richard H. Kyle on 01/20/05. (kll)
January 13, 2005 Opinion or Order Filing 186 ORDER Amended Pleadings due by 3/21/2005. Discovery due by 2/18/2005. Signed by Magistrate Judge Arthur J Boylan on 1/13/05. (JLB)
January 11, 2005 Opinion or Order Filing 185 ORDER re #183 Stipulation, that the deposition of Joe South may be taken on or before February 11, 2005. Signed by Magistrate Judge Arthur J Boylan on 1/11/05. (LJD)
January 10, 2005 Filing 184 CERTIFICATE OF SERVICE by Deutsche Bank A.G. re #183 Stipulation for Taking Deposition of Joe South (Keyes, Michael)
January 10, 2005 Filing 183 STIPULATION for Taking Deposition of Joe South by Wayne Breedon, CIBC World Markets, Inc., Deutsche Bank Securities Limited, Deutsche Bank Securities, Richard Evangelista, Genesisintermedia.com, Inc., Bardford Keiller, Deutsche Bank A.G.. (Keyes, Michael) Modified filers on 1/11/2005 (LJD).
December 14, 2004 Opinion or Order Filing 182 ORDER granting in its entirety #151 MOTION to Compel Documents filed by CIBC World Markets, Inc. Signed by Magistrate Judge Arthur J Boylan on 12/14/04. (LJD)
December 3, 2004 TEXT ONLY ENTRY - ORDER granting #181 Motion for Admission Pro Hac Vice of attorney Benjamin Allee for Deutsche Bank Securities Limited; Deutsche Bank A.G. and Deutsche Bank Securities, Inc. Fee paid; receipt number 145908. Approved by Clerk Richard D Sletten on 12/3/04. (MMC)
December 3, 2004 Filing 181 MOTION for Admission Pro Hac Vice for Benjamin Allee by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited. (Attachments: #1 Certificate of Service)(Runck, David)
December 1, 2004 Opinion or Order Filing 180 ORDER AMENDING FOURTH PRETRIAL SCHEDULING ORDER: Amended Pleadings extended to 2/28/2005. Signed by Magistrate Judge Arthur J Boylan on 12/1/2004. (DFL)
November 29, 2004 Filing 179 CERTIFICATE OF SERVICE by CIBC World Markets, Inc re #175 MOTION for Default Judgment as to Defendant Ramy El-Batrawi, #176 Notice of Hearing on Motion, #177 Memorandum in Support of Motion, #178 Affidavit in Support of Motion (Attachments: #1)(Blair, H)
November 29, 2004 Filing 178 AFFIDAVIT of Stacey A. Bell in SUPPORT OF #175 MOTION for Default Judgment as to Defendant Ramy El-Batrawi filed by CIBC World Markets, Inc. (Attachments: #1 #2 #3 #4 #5 #6 #7)(Blair, H)
November 29, 2004 Filing 177 MEMORANDUM in Support re #175 MOTION for Default Judgment as to Defendant Ramy El-Batrawi filed by CIBC World Markets, Inc. (Blair, H)
November 29, 2004 Filing 176 NOTICE of Hearing on Motion #175 MOTION for Default Judgment as to Defendant Ramy El-Batrawi: Motion Hearing set for 1/20/2005 08:00 AM before Judge Richard H Kyle. (Blair, H) Modified Text on 12/10/2004 (JMM).
November 29, 2004 Filing 175 MOTION for Default Judgment as to Defendant Ramy El-Batrawi by CIBC World Markets, Inc. (Blair, H)
November 24, 2004 Filing 174 Minute Entry for proceedings held before Magistrate Judge Arthur J Boylan : Telephone Conference held on 11/24/2004. (LJD)
November 22, 2004 Opinion or Order Filing 173 ORDER re #172 Addendum to Stipulated Protective Order. Signed by Magistrate Judge Arthur J Boylan on 11/19/04. (LJD)
November 18, 2004 Filing 172 STIPULATION Addendum to Stipulated Protective Order by Wayne Breedon, Richard Evangelista, Deutsche Bank A.G., Bradford Keiller, CIBC World Markets, Inc, Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited. (Thorsen, Madge)
November 17, 2004 Filing 171 DEFAULT JUDGMENT in favor of CIBC World Markets, Inc. (LJD)
November 17, 2004 Opinion or Order Filing 170 ORDER GRANTING #142 Motion for Default Judgment. Signed by Judge Richard H. Kyle on 11/17/04. (kll)
November 12, 2004 Filing 169 Clerk's ENTRY OF DEFAULT as to Ramy El-Batrawi. (JMM)
November 11, 2004 Filing 168 CERTIFICATE OF SERVICE by CIBC World Markets, Inc re #166 Request, #167 Affidavit in Support (Attachments: #1)(Blair, H)
November 11, 2004 Filing 167 AFFIDAVIT in Support of Request for Default Judgment. (Attachments: #1 #2 #3 #4 #5 #6 #7 #8)(Blair, H)
November 11, 2004 Filing 166 REQUEST for Entry of Default Against Defendant Ramy El-Batrawi by CIBC World Markets, Inc. (Blair, H)
November 10, 2004 Opinion or Order Filing 165 ORDER granting in part and moot in part #151 Motion to Compel Production of Documents. Signed by Magistrate Judge Arthur J Boylan on 11/10/04. (JMM)
November 8, 2004 Filing 164 Minute Entry for proceedings held before Magistrate Judge Arthur J Boylan : Motion Hearing held on 11/8/2004 re #151 MOTION to Compel Documents filed by CIBC World Markets, Inc. Motion taken under advisement. (Tape #175) (JMM)
November 2, 2004 Filing 163 CERTIFICATE OF SERVICE by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited re #160 Memorandum in Opposition to Motion, #161 Affidavit in Opposition to Motion, #162 Affidavit in Opposition to Motion (Runck, David)
November 1, 2004 Filing 162 AFFIDAVIT of Catheryn O'Rourke, Esq. in OPPOSITION TO #151 MOTION to Compel Documents filed by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited. (Runck, David)
November 1, 2004 Filing 161 AFFIDAVIT of James H.R. Windels, Esq. in OPPOSITION TO #151 MOTION to Compel Documents filed by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited. (Attachments: #1 Exhibit A#2 Exhibit B)(Runck, David)
November 1, 2004 Filing 160 MEMORANDUM in Opposition re #151 MOTION to Compel Documents filed by Deutsche Bank A.G., Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited. (Runck, David)
October 25, 2004 Filing 159 AMENDED NOTICE OF HEARING Setting Hearing on Motion #151 MOTION to Compel Documents: Motion Hearing set for 11/8/2004 09:00 AM in St Paul - Courtroom 628A before Magistrate Judge Arthur J Boylan. Signed by Magistrate Judge Arthur J Boylan on 10/25/04. (JLB)
October 20, 2004 Filing 158 EXHIBIT re #154 Affidavit in Support of Motion to Compel (Ex. O to Stacey Bell Affidavit) by CIBC World Markets, Inc. filed by CIBC World Markets, Inc. (Blair, H)
October 20, 2004 Filing 157 NOTICE of Hearing on Motion #151 MOTION to Compel Documents: Motion Hearing set for 11/3/2004 03:00 PM before Magistrate Judge Arthur J Boylan. (Blair, H)
October 20, 2004 Filing 156 CERTIFICATE OF SERVICE by CIBC World Markets, Inc Re Proposed Order on Motion to Compel (Attachments: #1)(Blair, H)
October 20, 2004 Filing 155 CERTIFICATE OF SERVICE by CIBC World Markets, Inc re #151 MOTION to Compel Documents, #152 Notice of Hearing on Motion, #153 Memorandum in Support of Motion, #154 Affidavit in Support of Motion to Compel Documents (Attachments: #1)(Blair, H)
October 20, 2004 Filing 154 AFFIDAVIT of Stacey A. Bell in SUPPORT OF #151 MOTION to Compel Documents filed by CIBC World Markets, Inc. (Attachments: #1 #2 #3 #4 #5 #6 #7)(Blair, H)
October 20, 2004 Filing 153 MEMORANDUM in Support re #151 MOTION to Compel Documents filed by CIBC World Markets, Inc. (Blair, H)
October 20, 2004 Filing 152 DOCUMENT FILED IN ERROR. NOTICE of Hearing on Motion #151 MOTION to Compel Documents: Motion Hearing set for 11/3/2004 03:00 PM before Magistrate Judge Arthur J Boylan. (Blair, H) Modified on 10/20/2004 (cCK).
October 20, 2004 Filing 151 MOTION to Compel Documents by CIBC World Markets, Inc. (Blair, H)
October 19, 2004 Opinion or Order Filing 150 ORDER that the parties shall file with the Court on or before March 1, 2005, a joint report on their expert witness meet and confer meetings. Signed by Magistrate Judge Arthur J Boylan on 10/19/04. (JMM)
October 13, 2004 Filing 149 SUMMONS Returned Executed by CIBC World Markets, Inc. CIBC World Markets, Inc served on 10/4/2004, answer due 10/24/2004. (Attachments: #1)(Blair, H)
October 12, 2004 Filing 148 DOCUMENT FILED IN ERROR, WRONG EVENT USED. Return of Service Executed for Summons served on Ramy El-Batrawi on October 4, 2004, filed by CIBC World Markets, Inc. (Attachments: #1)(Blair, H) Modified on 10/13/2004 (JMM).
October 4, 2004 Summons Issued as to Wayne Breedon, Kenneth D'Angelo, Deutsche Bank A.G., Deutsche Bank Securities Limited, Deutsche Bank Securities, Inc., Ramy El-Batrawi, Richard Evangelista, Genesisintermedia.com, Inc, Bradford Keiller, RBF International, Inc, Ultimate Holdings, Ltd. (JMM)
October 1, 2004 Filing 147 CERTIFICATE OF SERVICE by CIBC World Markets, Inc for Proposed Order on Motion for Default Judgment (Attachments: #1)(Blair, H)
October 1, 2004 Filing 146 CERTIFICATE OF SERVICE by CIBC World Markets, Inc re #145 Affidavit in Support of Motion,, #142 MOTION for Default Judgment as to Kenneth D'Angelo, RBF International, Inc. and GenesisIntermedia, Inc., #143 Notice of Hearing on Motion, #144 Memorandum in Support of Motion (Attachments: #1)(Blair, H)
October 1, 2004 Filing 145 AFFIDAVIT of Joseph A. Gershman in SUPPORT OF #142 MOTION for Default Judgment as to Kenneth D'Angelo, RBF International, Inc. and GenesisIntermedia, Inc. filed by CIBC World Markets, Inc. (Attachments: #1 #2 #3 #4 #5 #6 #7 #8)(Blair, H)
October 1, 2004 Filing 144 MEMORANDUM in Support re #142 MOTION for Default Judgment as to Kenneth D'Angelo, RBF International, Inc. and GenesisIntermedia, Inc. filed by CIBC World Markets, Inc. (Blair, H)
October 1, 2004 Filing 143 NOTICE of Hearing on Motion #142 MOTION for Default Judgment as to Kenneth D'Angelo, RBF International, Inc. and GenesisIntermedia, Inc.: Motion Hearing set for 11/17/2004 08:00 AM before Judge Richard H Kyle. (Blair, H)
October 1, 2004 Filing 142 MOTION for Default Judgment as to Kenneth D'Angelo, RBF International, Inc. and GenesisIntermedia, Inc. by CIBC World Markets, Inc. (Blair, H)
September 30, 2004 Filing 141 LETTER TO DISTRICT JUDGE by Deutsche Bank A.G., Deutsche Bank Securities Limited, Deutsche Bank Securities, Inc. re: Consolidation of Cases for Trial. (Attachments: #1 Exhibit A#2 Exhibit B#3 Certificate of Service)(Runck, David)
September 29, 2004 Opinion or Order Filing 140 ORDER granting #134 Motion to Extend time to serve Summons and Second Amended Complaint. Signed by Magistrate Judge Arthur J Boylan on 9/29/04. (JMM)
September 28, 2004 Filing 139 AFFIDAVIT of Stacey A. Bell in SUPPORT OF #134 MOTION to Extend time to serve Summons and Amended Complaint filed by CIBC World Markets, Inc. (Blair, H)
September 28, 2004 Filing 138 CERTIFICATE OF SERVICE by CIBC World Markets, Inc for Proposed Order (Blair, H)
September 28, 2004 Filing 137 CERTIFICATE OF SERVICE by CIBC World Markets, Inc Motion for Extension of Time to Serve Summons and Amended Complaint (Attachments: #1)(Blair, H)
September 28, 2004 Filing 136 MEMORANDUM in Support re #134 MOTION to Extend time to serve Summons and Amended Complaint filed by CIBC World Markets, Inc. (Blair, H)
September 28, 2004 Filing 135 NOTICE by CIBC World Markets, Inc on Motion for Extension of Time to Serve Summons and Amended Complaint (Blair, H)
September 28, 2004 Filing 134 MOTION to Extend time to serve Summons and Amended Complaint by CIBC World Markets, Inc. (Blair, H)
September 20, 2004 Filing 133 Clerk's ENTRY OF DEFAULT as to Kenneth D'Angelo, Genesisintermedia.com, Inc, RBF International, Inc. (JMM)
September 17, 2004 Filing 132 CERTIFICATE OF SERVICE by CIBC World Markets, Inc for Request for Default (Attachments: #1)(Blair, H)
September 17, 2004 Filing 131 AFFIDAVIT in Support of Request for Default. (Attachments: #1 #2 #3 #4 #5 #6)(Blair, H)
September 17, 2004 Filing 130 REQUEST for Default Judgment by CIBC World Markets, Inc. (Blair, H)
September 15, 2004 Filing 129 SUMMONS Returned Executed by CIBC World Markets, Inc. Genesisintermedia.com, Inc served on 8/12/2004, answer due 9/1/2004. (Brasel, Nancy)
September 15, 2004 Filing 128 SUMMONS Returned Executed by CIBC World Markets, Inc. RBF International, Inc served on 8/17/2004, answer due 9/6/2004. (Brasel, Nancy)
September 15, 2004 Filing 127 SUMMONS Returned Executed by CIBC World Markets, Inc. Kenneth D'Angelo served on 8/4/2004, answer due 8/24/2004. (Brasel, Nancy)
September 14, 2004 Filing 126 NOTICE by Wayne Breedon, CIBC World Markets, Inc, Kenneth D'Angelo, Deutsche Bank A.G., Deutsche Bank Securities Limited, Deutsche Bank Securities, Inc., Ramy El-Batrawi, Richard Evangelista, Genesisintermedia.com, Inc, Bradford Keiller, RBF International, Inc, Ultimate Holdings, Ltd of court ordered conference to be held on October 6, 2004 at 9:00 a.m. (Attachments: #1 Certificate of Service of Notice of Conference)(Volling, James)
September 1, 2004 Opinion or Order Filing 125 FOURTH AMENDED PRETRIAL SCHEDULING ORDER: Amended Pleadings due by 6/1/2004. Discovery due by 1/28/2005. Motions (non-disp) due 5/20/2005. Motions (disp) due by 7/1/2005. Ready for trial due by 10/1/2005. Signed by Magistrate Judge Arthur J Boylan on 8/31/04. (JMM)
August 24, 2004 Filing 124 CERTIFICATE OF SERVICE by Wayne Breedon re #123 Amended MOTION for Admission Pro Hac Vice of Jeremy Millard (Kimker, Teresa)
August 24, 2004 Filing 123 Amended MOTION for Admission Pro Hac Vice by Wayne Breedon. (Pro Hac Vice GRANTED on original PHV motion Document #120) (Kimker, Teresa) Modified on 8/31/2004 (gjs).
August 16, 2004 Filing 122 ANSWER to Amended Complaint (Second) by Richard Evangelista. (Attachments: #1 Certificate of Service of Answer of Richard Evangelista to Second Amended Complaint)(Carey, Michael)
August 16, 2004 TEXT ONLY ENTRY - ORDER granting #120 Motion for Admission Pro Hac Vice of attorney Jeremy Millard for Wayne Breedon. Fee paid; receipt number 145288. Approved by Clerk Richard D Sletten on 8/16/04. (MMC)
August 13, 2004 Filing 121 CERTIFICATE OF SERVICE by Wayne Breedon re #120 MOTION for Admission Pro Hac Vice Jeremy Millard (Kimker, Teresa)
August 13, 2004 Filing 120 MOTION for Admission Pro Hac Vice for Attorney Jeremy Millard, by Wayne Breedon. (Kimker, Teresa) Modified- added attorney name on 8/17/2004 (gjs).
August 13, 2004 Filing 119 CERTIFICATE OF SERVICE by Wayne Breedon re #118 Answer to Amended Complaint [Second] (Kimker, Teresa)
August 13, 2004 Filing 118 Defendant Wayne Breedon's ANSWER to Amended Complaint [SECOND] by Wayne Breedon.(Kimker, Teresa)
August 5, 2004 Filing 117 CERTIFICATE OF SERVICE by Deutsche Bank A.G., Deutsche Bank Securities Limited, Deutsche Bank Securities, Inc. re #116 Answer to Amended Complaint (Runck, David)
August 5, 2004 Filing 116 ANSWER to Amended Complaint by Deutsche Bank A.G., Deutsche Bank Securities Limited, Deutsche Bank Securities, Inc..(Runck, David)
August 3, 2004 Filing 115 SUMMONS Returned Executed by CIBC World Markets, Inc. Deutsche Bank A.G. served on 8/3/2004, answer due 8/23/2004. (Attachments: #1 Certificate of Service of Summons)(Brasel, Nancy)
July 30, 2004 TEXT ONLY ENTRY - ORDER granting #114 Motion for Admission Pro Hac Vice of attorney Yvonne Cristovici for Wayne Breedon. Fee paid; receipt number 145187. Approved by Clerk Richard D Sletten on 7/30/04. (MMC)
July 29, 2004 Filing 114 MOTION for Admission Pro Hac Vice by Wayne Breedon. (Attachments: #1 Filing Letter#2 Certificate of Service)(Kimker, Teresa)
July 26, 2004 Filing 113 CERTIFICATE OF SERVICE by CIBC World Markets, Inc re #112 Amended Complaint SECOND, Jury Trial Demanded (Brasel, Nancy)
July 26, 2004 Filing 112 AMENDED COMPLAINT with Jury Trial Demanded SECOND against all defendants, filed by CIBC World Markets, Inc.(Brasel, Nancy)
July 22, 2004 Filing 111 CERTIFICATE OF SERVICE by CIBC World Markets, Inc re #109 Amended Complaint SECOND (Brasel, Nancy)
July 22, 2004 Filing 110 DOCUMENT FILED IN ERROR - INCORRECT FILER LISTED IN DOCKET TEXT. CERTIFICATE OF SERVICE by Deutsche Bank A.G. re #109 Amended Complaint SECOND (Brasel, Nancy) Modified on 7/22/2004 (JLB).
July 22, 2004 Filing 109 DOCUMENT FILED IN ERROR-WRONG DOCUMENT ATTACHED. AMENDED COMPLAINT with Jury Trial Demanded SECOND against all defendants, filed by CIBC World Markets, Inc.(Brasel, Nancy) Modified on 7/26/2004 (GML).
July 14, 2004 Filing 108 Petition and Order for Admission Pro Hac Vice of attorney James G Munisteri for Bradford Keiller. Fee paid; receipt number 145105. Signed by Clerk Richard D Sletten on 7/14/04. (MMC)
July 6, 2004 TEXT ONLY ENTRY - ORDER granting #106 Motion for Admission Pro Hac Vice of attorneys James HR Windels, David B Toscano, Catheryn O'Rourke, Laura Laux Higgins, Christine A Murtha and Michael J Russano for Deutsche Bank Securities Limited and Deutsche Bank Securities, Inc.. Fee paid; receipt number 145059. Signed by Clerk Richard D Sletten on 7/6/04. (MMC)
July 2, 2004 Filing 107 CERTIFICATE OF SERVICE by Bradford Keiller re #105 Answer to Complaint (Flom, Michael)
July 2, 2004 Filing 106 MOTION for Admission Pro Hac Vice by Deutsche Bank Securities Limited, Deutsche Bank Securities, Inc.. (Runck, David)
July 1, 2004 Filing 105 ANSWER to Complaint by Bradford Keiller.(Flom, Michael)
June 29, 2004 Filing 104 DEFAULT JUDGMENT entered. (DFL)
June 29, 2004 Opinion or Order Filing 103 ORDER that Plaintiff's #79 MOTION for Default Judgment is GRANTED. Signed by Judge Richard H. Kyle on 06/29/04. (kll)
June 25, 2004 Filing 102 CERTIFICATE OF SERVICE by CIBC World Markets, Inc re #101 Letter from Nancy E. Brasel to Judge Richard H. Kyle (Brasel, Nancy)
June 25, 2004 Filing 101 Letter from Nancy E. Brasel to Judge Richard H. Kyle. (Brasel, Nancy)
June 24, 2004 Opinion or Order Filing 100 ORDER re #99 Stipulation filed by Bradford Keiller, that the deadline to file his Answer to Plaintiff's Amended Complaint herein be and hereby is extended to and including 7/1/04. Signed by Magistrate Judge Arthur J Boylan on 6/24/04. (JMH)
June 24, 2004 Filing 99 STIPULATION to Extend Time to Answer by Bradford Keiller. (Flom, Michael)
June 16, 2004 Opinion or Order Filing 96 ORDER granting #86 Plaintiff's Motion to Amend/Correct . Signed by Magistrate Judge Arthur J Boylan on 06/16/04. (SEA)
June 15, 2004 Filing 98 Clerk's ENTRY OF DEFAULT as to Kenneth D'Angelo, Genesisintermedia.com, Inc, RBF International, Inc, Ultimate Holdings, Ltd. (DFL)
June 15, 2004 Filing 97 Petition and Order for Admission of Pro Hac Vice Attorney Stacey A Bell for CIBC World Markets, Inc. Fee paid; receipt number 431903. Signed by Clerk Richard D Sletten on 6/15/04. (MMC)
June 15, 2004 Filing 95 REQUEST for Entry of Default by CIBC World Markets, Inc. (Attachments: #1 Certificate of Service #2 Service List)(Blair, H)
June 14, 2004 Filing 94 Letter from Nancy E. Brasel. (Attachments: #1 #2)(Brasel, Nancy)
June 9, 2004 Filing 92 NOTICE of Appearance by David E Runck on behalf of Deutsche Bank Securities Limited, Deutsche Bank Securities, Inc. (Attachments: #1 Certificate of Service)(Runck, David)
June 2, 2004 Opinion or Order Filing 91 AMENDED ORDER - Wayne Breedon's Motion to file an Amended Answer to Plaintiff's Complaint is GRANTED. Signed by Magistrate Judge Arthur J Boylan on 6/2/04. (GJS)
June 1, 2004 Opinion or Order Filing 90 THIRD AMENDED PRETRIAL SCHEDULING ORDER: Amended Pleadings due by 6/1/2004. Discovery due by 12/1/2004. Motions (non-disp) due 4/15/2005. Motions (disp) due by 7/1/2005. Ready for trial due by 10/1/2005. Signed by Magistrate Judge Arthur J Boylan on 6/1/04. (GJS)
June 1, 2004 Filing 89 CERTIFICATE OF SERVICE by CIBC World Markets, Inc for Motion to Amend Complaint (Attachments: #1)(Blair, H)
June 1, 2004 Filing 88 MEMORANDUM in Support re #86 MOTION to Amend/Correct Complaint filed by CIBC World Markets, Inc. (Blair, H)
June 1, 2004 Filing 87 NOTICE of Hearing on Motion #86 MOTION to Amend/Correct Complaint: Motion Hearing set for 6/17/2004 09:30 AM in St Paul - Courtroom 628A before Magistrate Judge Arthur J Boylan. (Blair, H)
June 1, 2004 Filing 86 MOTION to Amend/Correct Complaint by CIBC World Markets, Inc. (Attachments: #1 #2)(Blair, H)
May 28, 2004 Filing 93 TRANSCRIPT of Proceedings held on 3/29/2004 before Magistrate Judge Arthur J. Boylan. Court Reporter: Thorsgaard, Lisa M. SEPARATE (DFL)
May 28, 2004 Filing 85 CERTIFICATE OF SERVICE by CIBC World Markets, Inc for documents served on parties in related cases (Attachments: #1)(Blair, H)
May 28, 2004 Filing 84 CERTIFICATE OF SERVICE by CIBC World Markets, Inc for Proposed Order on Default Judgment (Blair, H)
May 28, 2004 Filing 83 CERTIFICATE OF SERVICE by CIBC World Markets, Inc for Default Judgment (Blair, H)
May 28, 2004 Filing 82 AFFIDAVIT of Joseph A. Gershman in SUPPORT OF #79 MOTION for Default Judgment as to filed by CIBC World Markets, Inc. (Attachments: #1 Exhibit Exhibit List with Exhibit A pp. 1-30#2 Exhibit Exhibit A pp. 31-50#3 Exhibit Exhibit A pp. 51-72#4 Exhibit Exhibits B - P)(Blair, H)
May 28, 2004 Filing 81 MEMORANDUM in Support re #79 MOTION for Default Judgment as to filed by CIBC World Markets, Inc. (Blair, H)
May 28, 2004 Filing 80 NOTICE of Hearing on Motion #79 MOTION for Default Judgment as to: Motion Hearing set for 6/29/2004 08:00 AM in St Paul - Courtroom 4 before Judge Richard H Kyle. (Blair, H)
May 28, 2004 Filing 79 MOTION for Default Judgment as to by CIBC World Markets, Inc. (Blair, H)
May 28, 2004 Filing 78 Letter from Teresa J. Kimker. (Attachments: #1 Email to all counsel#2 Certificate of Service)(Kimker, Teresa)
May 28, 2004 Remark: Added attorney H. Allen Blaire per telephone request from Greene Espel. (CK)
May 21, 2004 Filing 77 Return of Service Executed for Amended Summons and Amended Complaint served on Bradford Keiller on 4/12/2004, filed by CIBC World Markets, Inc. (Brasel, Nancy)
May 17, 2004 Filing 76 NOTICE OF ATTORNEY APPEARANCE by Andrew M. Luger and Nancy E. Brasel for CIBC World Markets, Inc. 2pgs (DFL)
May 4, 2004 Filing 74 NOTICE of Hearing on Motion 73 to Amend. Motion Hearing set for 6/11/2004 11:00 AM in St Paul - Courtroom 628A before Magistrate Judge Arthur J Boylan. (2pgs)(CF)
May 4, 2004 Filing 73 MOTION to file amended answer to amended complaint by Wayne Breedon. (25pgs) (CF)
May 4, 2004 NOTICE given to atty admissions clerk to send PHV re: Out State Attorney Richard Strassberg, Jeffrey Alan Simes and Eric Musselman. (CF)
May 3, 2004 Filing 75 NOTICE of Hearing on 73 MOTION to Amend answer:set for 6/1/2004 at 11:00 AM; In Chambers Hearing before Magistrate Judge Arthur J Boylan. 3pgs(DFL)
April 19, 2004 Filing 72 Petition and Order for Admission of Pro Hac Vice Attorney Joseph A Gershman, Harold G Levison, Marc E Kasowitz, and Courtney E Ozer for CIBC World Markets, Inc. Fee paid; receipt number 431331. Signed by Richard D Sletten, Clerk on 4/19/04. (GJS)
April 15, 2004 Opinion or Order Filing 71 PRETRIAL SCHEDULING ORDER: Amended Pleadings due by 6/1/2004. Discovery due by 4/1/2005. Joinder of Parties due by 6/1/2004. Motions (non-disp) due 4/15/2005. Motions (disp) due by 7/1/2005. Ready for trial due by 10/1/2005.. Signed by Magistrate Judge Arthur J Boylan on 4/15/2004. (DFL)
April 13, 2004 Opinion or Order Filing 69 ORDER FOR REASSIGNMENT OF RELATED CASES. Case reassigned to Judge Richard H Kyle and Magistrate Judge Arthur J Boylan for all further proceedings per securities list. Case related to 02-3711 RHK/AJB. Judge Michael J Davis, Magistrate Judge Jonathan G Lebedoff no longer assigned to case. Signed by Judge Richard H. Kyle on 4/12/04 and Judge Michael J Davis on 4/13/04. New case number is 04-1469 RHK/AJB.(MKC)
April 6, 2004 Opinion or Order Filing 70 ORDER regarding December 22, 2003 stipulated protective order and stipulation and order facilitating documentary discovery. Signed by Judge Arthur J Boylan on 4/6/04. (RJL)
April 6, 2004 Opinion or Order Filing 68 ORDER Transferring case from District of New Jersey(Newark); Case Number 2:03cv5374. Original file with documents numbered 1-13,28, and 68 recieved in paper format. Case assigned to Judge Michael J. Davis per Securities list and referred to Magistrate Judge Jonathan G. Lebedoff. (Attachments: #1 Docket Sheet#2 Stipulation re: scheduling and deadlines#3 Notice of Appearance#4 Stipulation re: scheduling of motion#5 Motion to change venue#6 Motion to change venue#7 Motion to change venue#8 Motion to change venue#9 Stipulation and order re: motion to change venue#10 Stipulation and order and scheduling order#11 Scheduling order#12 Motion to transfer case#13 Notice of Appearance#14 Notice of Appearance#15 Affidavit of James Windels#16 Notice of Appearance#17 Affidavit#18 Answer to Amended Complaint#19 Brief#20 Affidavit to brief#21 Affidavit to Brief#22 Exhibit to Brief#23 Affidavit#24 Motion to Appoint Counsel#25 Notice of Appearance#26 Answer to Amended Complaint#27 Brief#28 Affidavit to brief#29 Affidavit/Response#30 Attachment 1 to Affidavit/Response#31 Attachment 2#32 Attachment 3#33 Reply#34 Attachment 1 to Reply#35 Attachment 2#36 Attachment 3#37 Attachment 4#38 Reply#39 Motion for limited Admission#40 Order admitting pro hac vice#41 Motion to transfer case#42 Brief#43 Motion to Appoint Counsel#44 Motion to Appoint Counsel#45 Motion to Appoint Counsel#46 Affidavit#47 Affidavit#48 Order granting Motion to Appoint Counse#49 Motion for Limited Admission#50 Minute Entry#51 Opinion#52 Order granting Motion for Limited Admission#53 Answer to Amended Complaint)(RJL)
April 6, 2004 Case possibly related to civil 02-3682 RHK/AJB. (RJL)

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Search for this case: CIBC World Markets, Inc v. Deutsche Bank Securities, Inc. et al
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Plaintiff: CIBC World Markets, Inc
Represented By: Andrew M. Luger
Represented By: Nancy E Brasel
Represented By: Courtney Ozer DeCristofaro
Represented By: Harold G Levison
Represented By: Israel-NA J Atkin
Represented By: Joseph A Gershman
Represented By: Mark L. Johnson
Represented By: Stacey A Bell
Represented By: Marc E Kasowitz
Represented By: H Allen Blair
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Defendant: Deutsche Bank Securities, Inc.
Represented By: Benjamin Allee
Represented By: Heidi A O Fisher
Represented By: Jenna B Kiziah
Represented By: Laura Laux Higgins
Represented By: Michael J Russano
Represented By: Michael E Keyes
Represented By: Catheryn O'Rourke
Represented By: Christine A Murtha
Represented By: David B Toscano
Represented By: Ian R Rooney
Represented By: James HR Windels
Represented By: David E Runck
Represented By: Erin B Hutchinson
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Defendant: Deutsche Bank Securities Limited
Represented By: Benjamin Allee
Represented By: Catheryn O'Rourke
Represented By: Ian R Rooney
Represented By: Jenna B Kiziah
Represented By: Laura Laux Higgins
Represented By: Christine A Murtha
Represented By: David B Toscano
Represented By: Heidi A O Fisher
Represented By: James HR Windels
Represented By: Michael E Keyes
Represented By: Michael J Russano
Represented By: David E Runck
Represented By: Sheryl M Schwartz
Represented By: Erin B Hutchinson
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Defendant: Wayne Breedon
Represented By: Yvonne Cristovici
Represented By: Eric Musselman
Represented By: Jeremy Millard
Represented By: Jeffrey A Simes
Represented By: Melanie-NA H. Muhlstock
Represented By: Richard Strassberg
Represented By: Teresa J Kimker
Represented By: Brenda Hanquist
Represented By: Courtney R Reid
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Defendant: RBF International, Inc
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Defendant: Kenneth D'Angelo
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Defendant: Richard Evangelista
Represented By: Michael Q Carey
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Defendant: GenesisIntermedia, Inc.
Represented By: Brian E Palmer
Represented By: Guillermo Cabrera
Represented By: Theresa M Bevilacqua
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Defendant: Ultimate Holdings, Ltd
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Defendant: Ramy El-Batrawi
Represented By: Mark D Larsen
Represented By: Thomas-NA Pollack
Represented By: Craig A Taggart
Represented By: George B Newhouse, Jr
Represented By: Amanda M Williams
Represented By: Craig I Varnen
Represented By: Daniel E Gustafson
Represented By: David Siegel
Represented By: Renae D Steiner
Represented By: Stacey L Mitchell
Represented By: Stephen Hasegawa
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Defendant: Bradford Keiller
Represented By: James G. Munisteri
Represented By: Michael C Flom
Represented By: Quentin R. Wittrock
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Defendant: Deutsche Bank A.G.
Represented By: Benjamin Allee
Represented By: Heidi A O Fisher
Represented By: Ian R Rooney
Represented By: Jenna B Kiziah
Represented By: Michael E Keyes
Represented By: David E Runck
Represented By: Erin B Hutchinson
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Defendant: Nomura Canada
Represented By: Daniel C Bryden
Represented By: Patricia E Ronan
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Defendant: Nomura Securities International
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Defendant: Reed, Scott
Represented By: Daniel C Bryden
Represented By: Patricia E Ronan
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